DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Krilogy

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Joseph PonceFoundations Investment Advisors LLC independent RIAKrilogy independent RIARIA to RIASep 11, 2026Sep 15, 2026
Joshua Paul StatlerFocus Partners Wealth, LLC independent RIAKrilogy independent RIARIA to RIAMar 23, 2026May 5, 2026 (43 d)
Geneen Marie Von KlohaMoneta Group Investment Advisors, LLC independent RIAKrilogy independent RIARIA to RIAJan 2, 2026Feb 17, 2026 (46 d)
Daniel Schoen LeritzCatapult Investment Management unclassifiedKrilogy independent RIAOtherDec 31, 2025Oct 22, 2025
Sarah Rae MeyerMoneta Group Investment Advisors, LLC independent RIAKrilogy independent RIARIA to RIANov 14, 2025Nov 13, 2025
Andrew Louis BouquetMoneta Group Investment Advisors, LLC independent RIAKrilogy independent RIARIA to RIANov 6, 2025Nov 5, 2025
Colin SchlittStifel, Nicolaus & Company, Incorporated national BDKrilogy independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2025Oct 23, 2025
Patrick Michael BrittClayton Financial Group, LLC independent RIAKrilogy independent RIARIA to RIAJul 1, 2025Jun 10, 2025
Allison Taylor WimerClayton Financial Group, LLC independent RIAKrilogy independent RIARIA to RIAJul 1, 2025May 11, 2026 (314 d)
Stephen Joseph EiflerSyntegra Private Wealth Group LLC independent RIAKrilogy independent RIARIA to RIAJan 31, 2025Feb 9, 2025
Brian Joseph FernandezLarson Financial Group, LLC BD affiliatedKrilogy independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2024Mar 3, 2025 (87 d)
Brett Thomas SiegfriedJ.P. Morgan Securities LLC wirehouseKrilogy independent RIAWirehouse to independent RIAJul 30, 2024Aug 11, 2024
Matthew Joseph OttHuntleigh Advisors, Inc. independent RIAKrilogy independent RIARIA to RIAMar 18, 2024Mar 11, 2024
Joseph Thomas MartinezPhlox Capital Management, LLC unclassifiedKrilogy independent RIAOtherDec 5, 2023Sep 29, 2023
Francisco Jose SanchezPhlox Capital Management, LLC unclassifiedKrilogy independent RIAOtherDec 5, 2023Sep 29, 2023
William Schnoebelen RoweStifel, Nicolaus & Company, Incorporated national BDKrilogy independent RIAAffiliated broker-dealer or bank to independent RIANov 30, 2023Dec 18, 2023
Karen Jeanne MaurerCrown Capital Securities, L.P. BD affiliatedKrilogy independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2023Oct 31, 2023
Daniel TeibelCambridge Investment Research Advisors, Inc. BD affiliatedKrilogy independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2023Sep 8, 2023
John Andrew VirantEidelman Virant Capital independent RIAKrilogy independent RIARIA to RIAJul 17, 2023Mar 20, 2023
Emily DonaldsonWells Fargo Advisors wirehouseKrilogy independent RIAWirehouse to independent RIAMar 2, 2022Mar 8, 2022
Daniel Joseph HenrichsIntegrated Wealth Advisors LLC unclassifiedKrilogy independent RIAOtherJan 27, 2022Jan 10, 2022
Adam Daniel HenrichsIntegrated Wealth Advisors LLC unclassifiedKrilogy independent RIAOtherJan 27, 2022Jan 5, 2022
Jane B LeechMorgan Stanley wirehouseKrilogy independent RIAWirehouse to independent RIAAug 24, 2021Sep 30, 2021 (37 d)
John Joseph RhodesMoneta Group Investment Advisors, LLC independent RIAKrilogy independent RIARIA to RIAJul 2, 2021Jul 7, 2021
Meghan Marie Dorsey AbelnMoneta Group Investment Advisors, LLC independent RIAKrilogy independent RIARIA to RIAMay 28, 2021Jun 25, 2021
Kyle Lewis GoepelTd Ameritrade, Inc. no RAUMKrilogy independent RIAOtherJan 11, 2021Apr 1, 2021 (80 d)
Ryan E PowersParadigm Financial Advisors LLC independent RIAKrilogy independent RIARIA to RIAJan 4, 2021Dec 6, 2020
Curtis Brandon ReeseRetirement Planners Of America independent RIAKrilogy independent RIARIA to RIANov 23, 2020Dec 8, 2020
Kent Thomas KobernusMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKrilogy independent RIAWirehouse to independent RIAOct 10, 2019Nov 1, 2019
James Jackson Logsdon JrTrinity Wealth Advisors LLC independent RIAKrilogy independent RIARIA to RIAJun 10, 2019Sep 20, 2019 (102 d)
Ryan Andrew ZabrowskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKrilogy independent RIAWirehouse to independent RIAMar 19, 2019Mar 15, 2019
Kristin Bence PooleBuckingham Strategic Wealth, LLC independent RIAKrilogy independent RIARIA to RIAMay 23, 2018Aug 2, 2018 (71 d)
Deanna Schuler OrfVicus Capital, Inc. otherKrilogy otherOtherOct 24, 2017Nov 30, 2017 (37 d)
Stacy Sloas FlanaginOptimum Wealth Management, LLC otherKrilogy otherOtherJul 11, 2016Aug 27, 2016 (47 d)
Thomas LewisSaxony Capital Management, LLC otherKrilogy otherOtherApr 19, 2016Apr 21, 2016
Paul J RheaWells Fargo Advisors wirehouseKrilogy independent RIAWirehouse to independent RIAJun 10, 2015Jan 20, 2023 (2781 d)
Dimitar Nikolaev MushkovMsi Financial Services, Inc. otherKrilogy otherOtherJan 23, 2014Jan 13, 2014
Elizabeth Frances ConnellyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKrilogy otherOtherNov 1, 2013Nov 7, 2013
William John PohrerSmith Moore & Co. otherKrilogy otherOtherJun 10, 2013Jun 10, 2013
Andrew Michael ShenbergCambridge Investment Research Advisors, Inc. otherKrilogy otherOtherNov 30, 2012Jun 12, 2013 (194 d)
Jeffrey Thomas SkorniaEdward Jones national BDKrilogy otherOtherApr 5, 2012Apr 8, 2013 (368 d)
John Michael McarthurMorgan Stanley wirehouseKrilogy otherOtherFeb 27, 2012May 5, 2014 (798 d)
Michael R BrownSunset Financial Services, Inc. otherKrilogy otherOtherJan 3, 2012Feb 23, 2012 (51 d)
James Wey PommertSecurian Financial Services, Inc. otherKrilogy otherOtherMay 3, 2011Mar 9, 2012 (311 d)
Jeffrey Albert HerculesSecurian Financial Services, Inc. otherKrilogy otherOtherMar 2, 2011Mar 4, 2011
Michael Gerlando DisalvoSecurian Financial Services, Inc. otherKrilogy otherOtherMar 2, 2011Mar 2, 2011
Kent Scott SkorniaSecurian Financial Services, Inc. otherKrilogy otherOtherJan 8, 2009Jan 14, 2009
James Patrick ObrienSecurian Financial Services, Inc. otherKrilogy otherOtherJan 8, 2009Jan 14, 2009
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48 moves match.