DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Triumph Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Casey CasonWoodbury Financial Services, Inc. BD affiliatedTriumph Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2019Jun 27, 2019
John Tolan MintsRegal Investment Advisors LLC BD affiliatedTriumph Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2018Nov 6, 2018
John Martin BradyVfg Advisors, Inc. otherTriumph Wealth Advisors, Inc. independent RIAOtherApr 3, 2018Apr 12, 2018
Gregory Lewis MoneyIntegrity Alliance, LLC independent RIATriumph Wealth Advisors, Inc. independent RIARIA to RIAJan 24, 2018Jan 30, 2018
Justin Jon BarhamCreative Financial Designs, Inc. otherTriumph Wealth Advisors, Inc. independent RIAOtherDec 31, 2017Jan 3, 2018
Donald Brian TrentlageBrookstone Asset Management, LLC independent RIATriumph Wealth Advisors, Inc. independent RIARIA to RIADec 26, 2017Jan 4, 2018
Sean Randolph StevensGradient Wealth Management otherTriumph Wealth Advisors, Inc. independent RIAOtherOct 4, 2017Oct 10, 2017
Antonio Dewayne SankeyEagle Strategies LLC otherTriumph Wealth Advisors, Inc. otherOtherJul 19, 2017Jul 28, 2017
Robert J SandSsn Advisory, Inc. otherTriumph Wealth Advisors, Inc. otherOtherFeb 9, 2017Feb 10, 2017
Jeffrey Alan DuncanOn Investment Management Co otherTriumph Wealth Advisors, Inc. otherOtherNov 1, 2016Nov 1, 2016
Daniel Richard GarvinIntegrity Alliance, LLC otherTriumph Wealth Advisors, Inc. otherOtherMay 16, 2016Jun 9, 2016
Glenn Edward CookQuestar Asset Management, Inc. otherTriumph Wealth Advisors, Inc. otherOtherMay 12, 2016May 5, 2016
Jennifer Cerra VawterAmeriprise Financial Services, LLC national BDTriumph Wealth Advisors, Inc. otherOtherApr 16, 2015May 2, 2016 (382 d)
Erik Sean WilsonFintegra, LLC otherTriumph Wealth Advisors, Inc. otherOtherMar 25, 2015Apr 9, 2015
Edward Byron GibbsBerman Capital Advisors, LLC otherTriumph Wealth Advisors, Inc. otherOtherNov 21, 2014Dec 5, 2014
Arthur Roy McphersonSterne Agee Asset Management, Inc. otherTriumph Wealth Advisors, Inc. otherOtherNov 13, 2014Aug 14, 2015 (274 d)
Michael Alfred MorganIntegrity Alliance, LLC otherTriumph Wealth Advisors, Inc. otherOtherOct 7, 2014Apr 8, 2015 (183 d)
Jean Marie BaunNations Financial Group, Inc. otherTriumph Wealth Advisors, Inc. otherOtherAug 1, 2014Aug 5, 2014
William Earl SmithPlanmember Securities Corporation otherTriumph Wealth Advisors, Inc. otherOtherMay 19, 2014May 15, 2014
Jeffrey Keegan MartinOn Investment Management Co otherTriumph Wealth Advisors, Inc. otherOtherSep 13, 2013Dec 21, 2015 (829 d)
John Donald StoverQuestar Asset Management, Inc. otherTriumph Wealth Advisors, Inc. otherOtherSep 5, 2013Oct 4, 2013
Gregory Anthony MatthewsMadison Avenue Securities, LLC otherTriumph Wealth Advisors, Inc. otherOtherJun 13, 2013Jan 17, 2014 (218 d)
Jay Laurence WellsEdward Jones national BDTriumph Wealth Advisors, Inc. otherOtherOct 6, 2011Dec 11, 2013 (797 d)
Paul M. BailleySummit Financial Group Inc otherTriumph Wealth Advisors, Inc. otherOtherMay 4, 2011May 3, 2013 (730 d)
Kenneth Raymond SavageJ. W. Cole Advisors, Inc. otherTriumph Wealth Advisors, Inc. otherOtherNov 12, 2010Mar 22, 2011 (130 d)
Erick J ArnettInvest Financial Corporation otherTriumph Wealth Advisors, Inc. otherOtherMar 30, 2009Nov 4, 2015 (2410 d)
Jeffrey Dale BrownLPL Financial LLC otherTriumph Wealth Advisors, Inc. otherOtherMar 21, 2005Feb 26, 2013 (2899 d)
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27 moves match.