DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Laurel Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Johnny N ChuchenIvernia Capital, LLC unclassifiedLaurel Wealth Advisors, Inc. independent RIAOtherFeb 21, 2025Jun 22, 2022
Eugene William StoecklyUBS Financial Services Inc. wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIADec 16, 2021Jan 5, 2022
Eugene David StoecklyUBS Financial Services Inc. wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIADec 16, 2021Jan 5, 2022
Dustin V. MetcalfJ.P. Morgan Securities LLC wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIAOct 4, 2021Oct 14, 2021
Terrance William ArgesRaymond James Financial Services Advisors, Inc BD affiliatedLaurel Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2021Jul 28, 2021
Kyle J TrippelWells Fargo Advisors wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIAJun 14, 2021Jun 30, 2021
Sundip "Sonny" RaiEdward Jones national BDLaurel Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2021Jan 24, 2021
Michael Sean HaigAurora Private Wealth, Inc. independent RIALaurel Wealth Advisors, Inc. independent RIARIA to RIADec 31, 2020Dec 24, 2020
John Phillips PaladinoAurora Private Wealth, Inc. independent RIALaurel Wealth Advisors, Inc. independent RIARIA to RIADec 31, 2020Dec 23, 2020
Jason William RankinWells Fargo Advisors wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIASep 23, 2019Oct 4, 2019
Erica Lynn YorkWells Fargo Advisors wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIASep 23, 2019Oct 4, 2019
Christopher Matthew ConnerWells Fargo Advisors wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIAJul 16, 2019Jul 17, 2019
Adam Thomas TirapelleWells Fargo Advisors wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIAJul 16, 2019Jul 17, 2019
Joseph Anthony ForlenzaAmeriprise Financial Services, LLC national BDLaurel Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2019Apr 22, 2019
John Patrick BerryAria Wealth Management mixed wealthLaurel Wealth Advisors, Inc. independent RIARIA to RIAApr 15, 2019Sep 26, 2018
Brian Matthew LavoieCoastwise Capital Group, LLC otherLaurel Wealth Advisors, Inc. independent RIAOtherApr 12, 2019Apr 17, 2019
Erick Donald Von BergeWells Fargo Advisors wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIAMay 9, 2018May 29, 2018
Erick Scott ConwayWells Fargo Advisors wirehouseLaurel Wealth Advisors, Inc. independent RIAWirehouse to independent RIAMay 9, 2018Jun 1, 2018
Melissa Coco OceanWells Fargo Advisors wirehouseLaurel Wealth Advisors, Inc. otherOtherNov 27, 2017Dec 7, 2017
Leonard Hampton AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLaurel Wealth Advisors, Inc. otherOtherApr 10, 2017Apr 10, 2017
Douglas Fairchild BradleyUBS Financial Services Inc. wirehouseLaurel Wealth Advisors, Inc. otherOtherFeb 27, 2017Mar 16, 2017
Neva BradleyUBS Financial Services Inc. wirehouseLaurel Wealth Advisors, Inc. otherOtherFeb 27, 2017Mar 16, 2017
Constance Michelle WalshThird Street Advisors, LLC otherLaurel Wealth Advisors, Inc. otherOtherNov 17, 2016Sep 30, 2016
Bridget Venus GrimesHoylecohen, LLC otherLaurel Wealth Advisors, Inc. otherOtherSep 29, 2016Sep 14, 2016
William Weijen TsaiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLaurel Wealth Advisors, Inc. otherOtherSep 22, 2016Sep 20, 2016
Wen Tung TsaiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLaurel Wealth Advisors, Inc. otherOtherSep 22, 2016Sep 27, 2016
Ronald Wayne PhillisUBS Financial Services Inc. wirehouseLaurel Wealth Advisors, Inc. otherOtherNov 4, 2015Oct 27, 2015
Mark SternPoint Windward Advisors, Inc. otherLaurel Wealth Advisors, Inc. otherOtherJun 9, 2015May 28, 2015
Johnny N ChuchenUBS Financial Services Inc. wirehouseLaurel Wealth Advisors, Inc. otherOtherMay 20, 2015May 14, 2015
William Jonathan BettisStancorp Investment Advisers, Inc. otherLaurel Wealth Advisors, Inc. otherOtherMar 25, 2015Mar 24, 2015
Jelveh PedrazaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLaurel Wealth Advisors, Inc. otherOtherJan 16, 2015Jan 16, 2015
Barbara Jean NormanLPL Financial LLC otherLaurel Wealth Advisors, Inc. otherOtherJul 30, 2014Jul 23, 2014
Gregory John JackeyAmeriprise Financial Services, LLC national BDLaurel Wealth Advisors, Inc. otherOtherFeb 21, 2014Feb 27, 2014
Beverly Sue RobinsonAmeriprise Financial Services, LLC national BDLaurel Wealth Advisors, Inc. otherOtherFeb 21, 2014Feb 27, 2014
Andrea ChillakMorgan Stanley wirehouseLaurel Wealth Advisors, Inc. otherOtherNov 14, 2013Nov 7, 2013
Todd Nelson TroutnerMorgan Stanley wirehouseLaurel Wealth Advisors, Inc. otherOtherSep 26, 2013Sep 18, 2013
Steven Richard DanielsMercer Global Advisors Inc. otherLaurel Wealth Advisors, Inc. otherOtherSep 26, 2013Oct 22, 2013
Michael Steven BuddMorgan Stanley wirehouseLaurel Wealth Advisors, Inc. otherOtherSep 17, 2013Sep 17, 2013
Corinne Degiorgio FondMorgan Stanley wirehouseLaurel Wealth Advisors, Inc. otherOtherSep 6, 2013Aug 29, 2013
Stewart Jay WeissmanScf Investment Advisors, Inc. otherLaurel Wealth Advisors, Inc. otherOtherAug 21, 2013Sep 16, 2013
Mark Joseph RoblesWedbush Securities Inc. otherLaurel Wealth Advisors, Inc. otherOtherJul 3, 2013Jun 27, 2013
Francis Joseph PedaceMorgan Stanley wirehouseLaurel Wealth Advisors, Inc. otherOtherJun 13, 2013May 17, 2013
Vanessa L PearsonDaniel Wealth Advisors otherLaurel Wealth Advisors, Inc. otherOtherJun 7, 2013Jun 11, 2013
Donald Leroy RittenhouseMorgan Stanley wirehouseLaurel Wealth Advisors, Inc. otherOtherJan 28, 2013Jan 4, 2013
Andre JulianIntegrity Alliance, LLC otherLaurel Wealth Advisors, Inc. otherOtherJan 4, 2013Feb 20, 2013 (47 d)
Thomas Robert Worrall IIIStrategic Financial otherLaurel Wealth Advisors, Inc. otherOtherDec 31, 2012Mar 8, 2017 (1528 d)
Dustin James BriqueletUBS Financial Services Inc. wirehouseLaurel Wealth Advisors, Inc. otherOtherDec 10, 2012Dec 3, 2012
Michael Campbell GraneyAmeriprise Financial Services, LLC national BDLaurel Wealth Advisors, Inc. otherOtherMay 21, 2012May 18, 2012
Bradford James UnderdahlMorgan Stanley wirehouseLaurel Wealth Advisors, Inc. otherOtherMay 10, 2012Apr 30, 2012
Brent W LoweMorgan Stanley wirehouseLaurel Wealth Advisors, Inc. otherOtherMar 5, 2012Mar 2, 2012
Daniel Mark HazardLPL Financial LLC otherLaurel Wealth Advisors, Inc. otherOtherDec 21, 2011Feb 14, 2012 (55 d)
Mark Daniel WelshTorrey Pines Securities, Inc. unclassifiedLaurel Wealth Advisors, Inc. otherOtherMay 2, 2011May 27, 2011
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52 moves match.