DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at M&I Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven M Josephson	Bmo Harris Financial Advisors, Inc other	M&I Financial Advisors, Inc. no RAUM	Other	Aug 14, 2017	Mar 23, 2012
Michael Miroballi	Bmo Harris Financial Advisors, Inc other	M&I Financial Advisors, Inc. no RAUM	Other	Feb 17, 2017	May 1, 2012
Robert J Lewis	U.S. Bancorp Investments, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Jun 4, 2012	Jun 22, 2012
Gregory Vayhinger	Fifth Third Securities, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Apr 26, 2012	May 8, 2012
Alberta Stephens Roberts	Amcore Investment Services, Inc unclassified	M&I Financial Advisors, Inc. no RAUM	Other	Sep 30, 2010	Mar 23, 2012 (540 d)
Matthew Boyce Lowery	Valic Financial Advisors, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Dec 21, 2009	Dec 22, 2009
Lashell Louise Lentz	UBS Financial Services Inc. wirehouse	M&I Financial Advisors, Inc. no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Nov 18, 2009	Nov 9, 2009
Paul Nicholas Behnke	U.S. Bancorp Investments, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Oct 30, 2009	Nov 4, 2009
Erin A Daniels	Morgan Stanley wirehouse	M&I Financial Advisors, Inc. no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Oct 22, 2009	Oct 16, 2009
Anne M Hatton	J.P. Morgan Securities LLC wirehouse	M&I Financial Advisors, Inc. no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Oct 16, 2009	Oct 14, 2009
Stefanie Ann Theuer	Cetera Investment Services LLC other	M&I Financial Advisors, Inc. no RAUM	Other	Sep 25, 2009	Nov 12, 2009 (48 d)
Nancy Ann See	Morgan Keegan & Company, LLC other	M&I Financial Advisors, Inc. no RAUM	Other	Sep 9, 2009	Sep 16, 2009
Alina Bromund Gray	Suntrust Investment Services, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Dec 16, 2008	Mar 3, 2009 (77 d)
Anthony Christopher Pecoraro	Morgan Stanley & Co. LLC unclassified	M&I Financial Advisors, Inc. no RAUM	Other	Sep 3, 2008	Sep 15, 2008
David William Chadwick	Nfp Advisor Services, LLC other	M&I Financial Advisors, Inc. no RAUM	Other	Aug 1, 2008	Sep 18, 2008 (48 d)
Jeff Olbina	Cetera Investment Services LLC other	M&I Financial Advisors, Inc. no RAUM	Other	Jul 11, 2008	Jan 29, 2009 (202 d)
Jeffrey Joseph Moore	Cetera Investment Services LLC other	M&I Financial Advisors, Inc. no RAUM	Other	Jul 11, 2008	Jan 29, 2009 (202 d)
Keith Frederick France	Cetera Investment Services LLC other	M&I Financial Advisors, Inc. no RAUM	Other	Jul 10, 2008	Feb 11, 2009 (216 d)
Christopher Brent Williams	Banc Of America Investment Services, Inc. unclassified	M&I Financial Advisors, Inc. no RAUM	Other	Apr 21, 2008	Mar 19, 2009 (332 d)
Lucas A Hogsett	Morgan Stanley & Co. LLC unclassified	M&I Financial Advisors, Inc. no RAUM	Other	Mar 20, 2008	Dec 9, 2008 (264 d)
Timothy Charles Cerny	Chase Investment Services Corp. other	M&I Financial Advisors, Inc. no RAUM	Other	Dec 13, 2007	Dec 19, 2007
Jessica Rogan Strini	Chase Investment Services Corp. other	M&I Financial Advisors, Inc. no RAUM	Other	Dec 13, 2007	Dec 20, 2007
James Matthew Wood	Goldman Sachs Wealth Services, L.P. other	M&I Financial Advisors, Inc. no RAUM	Other	Oct 17, 2007	Feb 8, 2008 (114 d)
Todd David Sprecher	Chase Investment Services Corp. other	M&I Financial Advisors, Inc. no RAUM	Other	Apr 20, 2007	Apr 20, 2007
John Douglas Potashnick	Oneamerica Securities, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Apr 2, 2007	Apr 12, 2012 (1837 d)
Richard Victor Finco	On Investment Management Co other	M&I Financial Advisors, Inc. no RAUM	Other	Jan 18, 2007	Jan 25, 2007
Paul Henry Barlow	Fifth Third Securities, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Jan 12, 2007	May 14, 2007 (122 d)
Jon-David Bowe	Advisors Management Group Inc other	M&I Financial Advisors, Inc. no RAUM	Other	Sep 21, 2006	Sep 1, 2006
Patrick Terrence Mcmahon	Robert W. Baird & Co. Incorporated other	M&I Financial Advisors, Inc. no RAUM	Other	Aug 31, 2006	Aug 29, 2006
Mark David Mascharka	Chase Investment Services Corp. other	M&I Financial Advisors, Inc. no RAUM	Other	Aug 15, 2006	Sep 11, 2006
John William Hungerford	UBS Financial Services Inc. wirehouse	M&I Financial Advisors, Inc. no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Aug 1, 2006	Apr 20, 2012 (2089 d)
David Judd Edwards	First Command Financial Planning, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Jul 31, 2006	Nov 6, 2006 (98 d)
Pasquale Evangelista	Morgan Stanley Dw Inc. unclassified	M&I Financial Advisors, Inc. no RAUM	Other	Jul 5, 2006	Jul 21, 2006
Daniel James Meyers	Ameriprise Financial Services, LLC national BD	M&I Financial Advisors, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jan 12, 2006	May 31, 2012 (2331 d)
Alan S Sternberg	Chase Investment Services Corp. other	M&I Financial Advisors, Inc. no RAUM	Other	Jan 4, 2006	Jan 6, 2006
Nicholas Henry Kochanski	Goldman Sachs Wealth Services, L.P. other	M&I Financial Advisors, Inc. no RAUM	Other	Sep 26, 2005	Apr 13, 2006 (199 d)
Gregg William George	Goldman Sachs Wealth Services, L.P. other	M&I Financial Advisors, Inc. no RAUM	Other	Aug 22, 2005	Sep 16, 2005
Curt C Edwards	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	M&I Financial Advisors, Inc. no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Jan 6, 2005	Feb 23, 2006 (413 d)
David Tuttle	Vision Asset Management Inc unclassified	M&I Financial Advisors, Inc. no RAUM	Other	Dec 31, 2004	Sep 15, 2005 (258 d)
Don Jerome Dahlman	Td Ameritrade, Inc. no RAUM	M&I Financial Advisors, Inc. no RAUM	Other	Jul 22, 2004	Sep 15, 2005 (420 d)
Sarah J Eder	Ameriprise Financial Services, LLC national BD	M&I Financial Advisors, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jul 8, 2004	Nov 19, 2008 (1595 d)
Joseph Bernecker	Banc One Securities Corporation unclassified	M&I Financial Advisors, Inc. no RAUM	Other	Oct 9, 2003	Apr 26, 2012 (3122 d)

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42 moves match.