DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Independent Advisor Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Caden ClampMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIAAug 13, 2026Aug 13, 2026
Edward BrightStock Pro state registeredIndependent Advisor Alliance, LLC independent RIAOtherAug 11, 2026Jun 24, 2026
Ryan Matthew CzamaraPrivate Advisor Group, LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2026Jul 23, 2026
Trinity N HawthorneLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2026Aug 4, 2026 (61 d)
Stuart Ray GardnerCharlotte Wealth Management, LLC unclassifiedIndependent Advisor Alliance, LLC independent RIAOtherMay 15, 2026May 1, 2026
Taylor Daniel BryantCharlotte Wealth Management, LLC unclassifiedIndependent Advisor Alliance, LLC independent RIAOtherMay 15, 2026Apr 29, 2026
Wynne Barefoot CurranLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC no RAUMOtherMar 27, 2026Mar 17, 2014
Steven Patrick MelenNich Capital Partners, Inc. independent RIAIndependent Advisor Alliance, LLC otherOtherMar 2, 2026Mar 8, 2026
Jacob RobakLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2026Jul 6, 2026 (153 d)
Colby Keston ClarkAspire Private Capital independent RIAIndependent Advisor Alliance, LLC otherOtherJan 6, 2026Dec 9, 2025
Michael Jon ForneyFacet independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIADec 8, 2025Apr 10, 2026 (123 d)
Daniel CrockettWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC otherOtherDec 5, 2025Dec 22, 2025
John Hoagland EasleyFinancial Advocates Investment Management independent RIAIndependent Advisor Alliance, LLC otherOtherSep 25, 2025Aug 29, 2025
Kyle Wayne JohnstonFinancial Advocates Investment Management independent RIAIndependent Advisor Alliance, LLC otherOtherSep 25, 2025Aug 29, 2025
Thomas George DelaneyFinancial Advocates Investment Management independent RIAIndependent Advisor Alliance, LLC otherOtherSep 25, 2025Sep 2, 2025
Jeffrey Michael PisanFinancial Advocates Investment Management independent RIAIndependent Advisor Alliance, LLC otherOtherSep 25, 2025Aug 29, 2025
Anna Danielle RobbinsFinancial Advocates Investment Management independent RIAIndependent Advisor Alliance, LLC otherOtherSep 25, 2025Aug 29, 2025
Greg Andrew RogersFinancial Advocates Investment Management independent RIAIndependent Advisor Alliance, LLC otherOtherSep 25, 2025Sep 1, 2025
Nelson Robert LarsonFinancial Advocates Investment Management independent RIAIndependent Advisor Alliance, LLC otherOtherSep 25, 2025Aug 29, 2025
Jon NeeEastover Capital Management independent RIAIndependent Advisor Alliance, LLC otherOtherSep 17, 2025Sep 23, 2025
Christopher J SisloHhm Wealth Advisors, LLC independent RIAIndependent Advisor Alliance, LLC otherOtherSep 17, 2025Sep 16, 2025
Max Conner FlanaganSpectrum Investment Advisors, Inc. mixed wealthIndependent Advisor Alliance, LLC otherOtherAug 25, 2025Aug 21, 2025
Thomas Edward DundorfEfficient Advisors independent RIAIndependent Advisor Alliance, LLC otherOtherAug 21, 2025Sep 28, 2016
Nathan Aaron FulksEfficient Advisors independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAAug 21, 2025Apr 10, 2018
Kevin Raphael KellyHergenroeder Financial Advisors, Inc. independent RIAIndependent Advisor Alliance, LLC otherOtherAug 12, 2025Oct 6, 2025 (55 d)
Alvin Dale RileyLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2025Aug 3, 2026 (360 d)
Steven GenslerLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2025Nov 6, 2018
Victoria Jean HochRaymond James Financial Services Advisors, Inc BD affiliatedIndependent Advisor Alliance, LLC otherOtherJul 8, 2025Aug 4, 2025
Robert Bixby GreenAdvisor Resource Council independent RIAIndependent Advisor Alliance, LLC otherOtherMay 30, 2025Jun 7, 2025
William Tyson VanlandinghamAdvisor Resource Council independent RIAIndependent Advisor Alliance, LLC otherOtherMay 30, 2025Jun 2, 2025
Miriam M FavorAdvisor Resource Council independent RIAIndependent Advisor Alliance, LLC otherOtherMay 30, 2025Jun 2, 2025
John Bradford BordenAdvisor Resource Council independent RIAIndependent Advisor Alliance, LLC otherOtherMay 30, 2025Jun 2, 2025
Kevin Michael PhillipsAdvisor Resource Council independent RIAIndependent Advisor Alliance, LLC otherOtherMay 30, 2025Oct 3, 2025 (126 d)
Avinash Kochikar PaiProvence Wealth Management Group independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAMar 28, 2025Dec 16, 2024
David Everett MckenzieProvence Wealth Management Group independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAMar 28, 2025Dec 16, 2024
Mike Scott SheetsProvence Wealth Management Group independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAMar 28, 2025Dec 16, 2024
Darla M SerranoProvence Wealth Management Group independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAMar 28, 2025Dec 16, 2024
Kevin Umesh ShahProvence Wealth Management Group independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAMar 28, 2025Dec 16, 2024
Nicholas Vincent ScarcelliEquitable Advisors, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2025Feb 21, 2025 (38 d)
Anna Grace ReevesEquitable Advisors, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2025Feb 3, 2025
Manorama Kochikar PaiFinancial Advocates Investment Management independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJan 3, 2025Jan 5, 2025
Marla A WarnerDavinci Financial Designs independent RIAIndependent Advisor Alliance, LLC otherOtherDec 19, 2024Feb 9, 2026 (417 d)
Stuart Alan VaughnDavinci Financial Designs independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIADec 19, 2024Nov 22, 2024
Lori S SmithFidelity Personal And Workplace Advisors BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2024Feb 3, 2025 (76 d)
Lauren GramesEsi Financial Advisors independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAOct 31, 2024Feb 17, 2025 (109 d)
Brent L AdamsEllenbecker Investment Group independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAOct 7, 2024Jan 28, 2025 (113 d)
Justin Nicholas AnconaRaymond James Financial Services Advisors, Inc BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2024Feb 14, 2025 (133 d)
Jeffery Phillip CoffmanEquitable Advisors, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2024Sep 23, 2024
William Drake ConnorMeld Financial, Inc. independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJul 24, 2024Aug 1, 2024
Peter E MetcalfMorgan Stanley wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIAJun 20, 2024Jun 13, 2024
Jordan T BraunMML Investors Services, LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2024Jul 1, 2024
Jacqueline Seena ZweigPark Avenue Securities LLC BD affiliatedIndependent Advisor Alliance, LLC otherOtherJun 12, 2024Dec 16, 2025 (552 d)
Astute EvansFacet independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJun 4, 2024Jun 27, 2024
Abigail WilsonAmeriprise Financial Services, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2024May 29, 2024
Benjamin Paul McelweeEquitable Advisors, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2024Aug 27, 2024 (104 d)
Andy Dewayne GarciaEdward Jones national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2024Jul 11, 2024 (78 d)
Chad Allen TomStratos Wealth Partners, Ltd BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2024Mar 22, 2024
Wayne David WycoffStratos Wealth Partners, Ltd BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2024Mar 22, 2024
James Allan VanderbiltSecurities America Advisors, Inc. BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2024Feb 29, 2024
Ronald Alan HarczakSecurities America Advisors, Inc. BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2024Feb 29, 2024
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341 moves match.