DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Newport Coast Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Curtis Jerald HabsiegerPruco Securities, LLC otherNewport Coast Asset Management otherOtherJan 5, 2015Jan 6, 2015
Kelly BeldenMorgan Stanley wirehouseNewport Coast Asset Management otherOtherOct 27, 2014Oct 13, 2014
John Joseph MccauleyEquitable Advisors, LLC national BDNewport Coast Asset Management otherOtherOct 14, 2014Jan 22, 2015 (100 d)
Austin Bickford KingAlpha Strategies Investment Consulting state registeredNewport Coast Asset Management otherOtherJul 11, 2014Feb 16, 2016 (585 d)
Bradford Dale SzczecinskiAriston Wealth Management, L.P. otherNewport Coast Asset Management otherOtherSep 30, 2013Aug 30, 2013
Theodore Richard AugustyniakAriston Wealth Management, L.P. otherNewport Coast Asset Management otherOtherSep 30, 2013Sep 3, 2013
Richard Joseph RizzutoAriston Wealth Management, L.P. otherNewport Coast Asset Management otherOtherMar 22, 2013Jun 5, 2012
Michael Patrick NixonAriston Wealth Management, L.P. otherNewport Coast Asset Management otherOtherFeb 19, 2013Feb 26, 2013
Matthew David AlbersAriston Wealth Management, L.P. otherNewport Coast Asset Management otherOtherFeb 19, 2013Feb 28, 2013
Susan SajjadiRaymond James & Associates, Inc. national BDNewport Coast Asset Management otherOtherFeb 5, 2013Jan 31, 2013
Carmencita Protacio CalawayCentaurus Financial, Inc. otherNewport Coast Asset Management otherOtherSep 14, 2012Sep 13, 2012
Cynthia Jacqueline TamQuestar Asset Management, Inc. otherNewport Coast Asset Management otherOtherDec 22, 2011Jan 17, 2012
Vikas GoelLPL Financial LLC otherNewport Coast Asset Management otherOtherSep 13, 2011Feb 3, 2012 (143 d)
Michael Thomas RyanCooper Mcmanus otherNewport Coast Asset Management otherOtherSep 12, 2011Oct 12, 2011
Curtis Jerald HabsiegerEdward Jones national BDNewport Coast Asset Management otherOtherDec 16, 2010Dec 16, 2010
Richard Colby McfaddenInvestors Capital Advisory otherNewport Coast Asset Management otherOtherNov 9, 2010Nov 5, 2010
Luis Manuel EspinozaKovack Advisors, Inc. otherNewport Coast Asset Management otherOtherJun 29, 2010Jun 27, 2012 (729 d)
Ray Wook KimPrivate Asset Advisors, Inc. unclassifiedNewport Coast Asset Management otherOtherMay 20, 2010May 19, 2010
Edwin Tomohiro SuzukiPrivate Asset Advisors, Inc. unclassifiedNewport Coast Asset Management otherOtherMay 20, 2010May 19, 2010
Terry Tin Sing TangLPL Financial LLC otherNewport Coast Asset Management otherOtherApr 6, 2010Mar 18, 2010
Anthony ParkJ. W. Cole Advisors, Inc. otherNewport Coast Asset Management otherOtherMar 30, 2010Jun 15, 2010 (77 d)
Kathryn Louise FitzgeraldB. Riley Wealth Advisors, Inc. otherNewport Coast Asset Management otherOtherMar 15, 2010Mar 16, 2010
Phillip Richard AntonWedbush Securities Inc. otherNewport Coast Asset Management otherOtherDec 31, 2009Dec 23, 2009
Amirreza KayyalMsi Financial Services, Inc. otherNewport Coast Asset Management otherOtherJan 8, 2009Nov 17, 2009 (313 d)
Brian Leo SchoenleUBS Financial Services Inc. wirehouseNewport Coast Asset Management otherOtherJan 6, 2009Jan 3, 2011 (727 d)
Steven Kenneth SmarttPrivate Consulting Group, Inc. unclassifiedNewport Coast Asset Management otherOtherDec 31, 2008Apr 1, 2011 (821 d)
Kathleen Ann CoveyBrecek & Young Advisors, Inc. otherNewport Coast Asset Management otherOtherDec 31, 2008Jan 6, 2009
Paul William MurphyJ P Turner & Company Capital Management, LLC otherNewport Coast Asset Management otherOtherMar 11, 2008Mar 7, 2008
David Bernard LevinsonB. Riley Wealth Advisors, Inc. otherNewport Coast Asset Management otherOtherJan 15, 2008Jan 9, 2008
Leonard Dale WyssBrookstreet Securities Corporation unclassifiedNewport Coast Asset Management otherOtherJul 18, 2007Nov 7, 2008 (478 d)
Scot BarringerBrookstreet Securities Corporation unclassifiedNewport Coast Asset Management otherOtherJul 12, 2007May 4, 2009 (662 d)
Kristopher Charles KesslerBrookstreet Securities Corporation unclassifiedNewport Coast Asset Management otherOtherJun 29, 2007Sep 6, 2007 (69 d)
Gordon Patrick CarlsonMorgan Stanley Dw Inc. unclassifiedNewport Coast Asset Management otherOtherAug 13, 2004Aug 22, 2007 (1104 d)
Kevin LeeMorgan Stanley Dw Inc. unclassifiedNewport Coast Asset Management otherOtherJun 30, 2003Dec 5, 2007 (1619 d)
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34 moves match.