| Guido Sebastian Jaramillo Blum | Prospect Financial Group LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Mar 31, 2026 | May 1, 2026 (31 d) |
| Connor P. Mcdevitt | Innovia Wealth, LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Feb 19, 2026 | Feb 24, 2026 |
| James Thomas Shuster | Stifel, Nicolaus & Company, Incorporated national BD | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2026 | Feb 20, 2026 |
| Sonia Iveth Martinez-Trujillo | Maia Wealth independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Feb 6, 2026 | Feb 12, 2026 |
| Jordan D Oyer | MML Investors Services, LLC BD affiliated | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2025 | Oct 24, 2025 |
| Elias Young | Cornerstone Planning Group independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Oct 24, 2025 | Oct 27, 2025 |
| Donald Jason Slone | Leetown Advisors state registered | Fiduciary Financial Advisors independent RIA | Other | Feb 18, 2025 | Nov 7, 2024 |
| Tyrin Khalil Tyson | Opulent Ascension Wealth Management unclassified | Fiduciary Financial Advisors independent RIA | Other | Dec 31, 2024 | Aug 2, 2024 |
| Bradley Jay Hunter | Cetera Investment Advisers LLC BD affiliated | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2024 | Oct 30, 2024 |
| Terry Charles Seely | Cetera Investment Advisers LLC BD affiliated | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Oct 18, 2024 |
| Kristiana Joy Daniels | Summit Wealth Partners, LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Oct 9, 2024 | Oct 9, 2024 |
| Jeffrey Evan Janson | Summit Wealth Partners, LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Oct 8, 2024 | Oct 28, 2024 |
| Steven Andrew Starnes | Grand Wealth Management, LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Apr 1, 2024 | Apr 2, 2024 |
| Andrew Thomas Van Alstyne | Guardian Wealth Partners, LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Nov 30, 2023 | Nov 30, 2023 |
| William Andrew Cole | Laminar Capital Management unclassified | Fiduciary Financial Advisors independent RIA | Other | Jul 16, 2023 | Jan 20, 2023 |
| Brenda Kay Baier | Shoreline Wealth Advisors independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Jul 7, 2023 | Jun 30, 2023 |
| Jeffrey P. Harley | Mariner Independent independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Mar 31, 2023 | Jan 1, 2025 (642 d) |
| Robert Anthony Barcelona | Hb Wealth Management, LLC unclassified | Fiduciary Financial Advisors independent RIA | Other | Oct 31, 2022 | Jan 8, 2025 (800 d) |
| Angel Gilberto Escobedo | Origin Investment Advisory LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Jun 9, 2022 | May 28, 2024 (719 d) |
| Scott Benson Grissom | Henrickson Nauta Wealth Advisors, Inc. independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Apr 6, 2022 | Aug 24, 2022 (140 d) |
| Ethan James Heiden | Personal Finance Engineered unclassified | Fiduciary Financial Advisors independent RIA | Other | Jan 31, 2022 | Dec 14, 2021 |
| Douglas Robert Fisher | LPL Financial LLC BD affiliated | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2020 | Nov 16, 2020 |
| Jason Michael Kooistra | LPL Financial LLC BD affiliated | Fiduciary Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2020 | Nov 12, 2020 |
| Thomas M Blower | Innovia Wealth, LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Sep 9, 2020 | Sep 15, 2020 |
| Kristen Rita Lindahl | Savant Wealth Management other | Fiduciary Financial Advisors independent RIA | Other | May 3, 2016 | Oct 15, 2024 (3087 d) |
| Benjamin Mark Verwys | Oppenheimer & Co. Inc. other | Fiduciary Financial Advisors independent RIA | Other | Oct 17, 2014 | Oct 9, 2014 |
| Aaron Mathew Wassenaar | Oppenheimer & Co. Inc. other | Fiduciary Financial Advisors independent RIA | Other | Aug 15, 2014 | Sep 18, 2014 (34 d) |
| Andrew John Battin Wessell | Chase Investment Services Corp. other | Fiduciary Financial Advisors independent RIA | Other | Apr 25, 2007 | May 26, 2021 (5145 d) |