DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Raymond James Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dennis GeelanRaymond James & Associates, Inc. national BDRaymond James Investment Management asset managerOtherJun 18, 2026Jun 29, 2026
Annette Persaud-JairamRaymond James & Associates, Inc. national BDRaymond James Investment Management asset managerOtherApr 15, 2026Apr 30, 2026
Matthew David KienzlerRaymond James & Associates, Inc. national BDRaymond James Investment Management asset managerOtherApr 15, 2026Jun 6, 2025
Alexander Gregory RebaRaymond James & Associates, Inc. national BDRaymond James Investment Management asset managerOtherMar 25, 2026Jul 29, 2026 (126 d)
Dale Waymon StoverRaymond James & Associates, Inc. national BDRaymond James Investment Management asset managerOtherFeb 9, 2026Feb 27, 2026
Kenneth Troy EvansAdvisors Asset Management, Inc. mixed wealthRaymond James Investment Management asset managerOtherJul 29, 2025Sep 5, 2025 (38 d)
Hunter J SwansonDemarche no RAUMRaymond James Investment Management asset managerOtherJul 25, 2025Aug 13, 2025
Gordon Westcott PriceWealth Enhancement Advisory Services, LLC BD affiliatedRaymond James Investment Management asset managerOtherJun 23, 2025Jul 8, 2026 (380 d)
David T. KuziaAdvisors Asset Management, Inc. otherRaymond James Investment Management asset managerOtherApr 4, 2025Jun 6, 2025 (63 d)
Steven Barton GilbertEagle Asset Management Inc independent RIARaymond James Investment Management asset managerOtherApr 1, 2025Jun 7, 2021
John BabnikAmerican Beacon Advisors, Inc. otherRaymond James Investment Management asset managerOtherJul 30, 2024Apr 25, 2025 (269 d)
Trevor BurlisonAssetmark, Inc. BD affiliatedRaymond James Investment Management asset managerOtherJul 23, 2024Jun 8, 2026 (685 d)
Thomas CattolicoCommonwealth Financial Network national BDRaymond James Investment Management asset managerOtherMay 22, 2024Apr 30, 2025 (343 d)
Matthew Benjamin CalosJohn Hancock Investment Management LLC asset managerRaymond James Investment Management asset managerOtherOct 31, 2023Oct 17, 2025 (717 d)
Toriano FaulknerNorthwestern Mutual Investment Services,LLC no RAUMRaymond James Investment Management asset managerOtherJul 24, 2020Sep 15, 2020 (53 d)
Steven SingletonSpi Strategies, LLC independent RIARaymond James Investment Management asset managerOtherJul 23, 2020Oct 29, 2020 (98 d)
Richard Joel PooleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRaymond James Investment Management asset managerOtherFeb 26, 2020Oct 5, 2020 (222 d)
Jason Charles JacksonT. Rowe Price Advisory Services, Inc. independent RIARaymond James Investment Management asset managerOtherJul 11, 2019Oct 2, 2020 (449 d)
Ryan Poul WilsonMorgan Stanley wirehouseRaymond James Investment Management asset managerOtherFeb 22, 2019Mar 5, 2019
Joseph TierneyPutnam Investment Management, LLC asset managerRaymond James Investment Management asset managerOtherOct 29, 2018Nov 5, 2018
Taylor Scott SmithTransamerica Retirement Advisors, LLC mixed wealthRaymond James Investment Management asset managerOtherApr 9, 2018Jul 10, 2018 (92 d)
Justyna Zuzanna BarczynskaLord, Abbett & Co. LLC asset managerRaymond James Investment Management asset managerOtherMar 2, 2018Jun 14, 2018 (104 d)
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22 moves match.