DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cue Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Todd Justin Lerner	Morgan Stanley wirehouse	Cue Financial Group, Inc. other	Other	Sep 18, 2017	Oct 20, 2017 (32 d)
Cynthia Rene Nagel	Waddell & Reed other	Cue Financial Group, Inc. other	Other	Jan 27, 2016	Mar 1, 2016 (34 d)
Richard Dean Pecotte	Wilbanks Securities Advisory other	Cue Financial Group, Inc. other	Other	Jun 16, 2015	Jun 16, 2015
Casey Cason	Cetera Advisor Networks LLC other	Cue Financial Group, Inc. other	Other	Dec 13, 2013	Oct 28, 2013
Harold Charles Morrow	Signature Investments, Inc. other	Cue Financial Group, Inc. other	Other	Nov 14, 2013	Nov 13, 2013
Matthew Phillip Cano	Cetera Advisor Networks LLC other	Cue Financial Group, Inc. other	Other	Oct 14, 2013	Oct 16, 2013
William Steven Batie	Morgan Stanley wirehouse	Cue Financial Group, Inc. other	Other	Mar 7, 2013	Feb 25, 2013
Heather Laurel Schara	Morgan Stanley wirehouse	Cue Financial Group, Inc. other	Other	Mar 6, 2013	Feb 25, 2013
Bruce Clark Hopper	Morgan Stanley wirehouse	Cue Financial Group, Inc. other	Other	Aug 8, 2012	Sep 18, 2012 (41 d)
Brenda Kay Ashworth	Cetera Advisor Networks LLC other	Cue Financial Group, Inc. other	Other	Mar 21, 2012	Mar 19, 2012
Cory Underwood	New England Securities Corporation other	Cue Financial Group, Inc. other	Other	Jan 31, 2012	Jan 27, 2012
Craig Steven Brooks	LPL Financial LLC other	Cue Financial Group, Inc. other	Other	Nov 7, 2011	Oct 21, 2011
Matthew Lawrence Agius	LPL Financial LLC other	Cue Financial Group, Inc. other	Other	Jul 6, 2011	May 31, 2013 (695 d)
Jo Laurie Schmeltzer	Woodbury Financial Services, Inc. other	Cue Financial Group, Inc. other	Other	May 24, 2011	May 22, 2013 (729 d)
Keith Terrence Klein	Northwestern Mutual Investment Services,LLC other	Cue Financial Group, Inc. other	Other	Mar 31, 2011	Mar 29, 2011
Kevin Jay Aguas	Geneos Wealth Management, Inc. other	Cue Financial Group, Inc. other	Other	Jun 30, 2009	Sep 1, 2009 (63 d)
Shuyi Kong	Cuso Financial Services, L.P. other	Cue Financial Group, Inc. other	Other	Sep 9, 2008	Sep 5, 2008
Cory Underwood	Cpa Wealth Advisors LLC unclassified	Cue Financial Group, Inc. other	Other	Jun 13, 2008	Jun 24, 2008
Scott Bradley Pederson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Cue Financial Group, Inc. other	Other	Mar 25, 2008	Apr 16, 2008
Guillermo Hector Monge	Cetera Investment Services LLC other	Cue Financial Group, Inc. other	Other	Mar 4, 2008	Mar 6, 2008
Lynella Ann Devillier	Nfp Advisor Services, LLC other	Cue Financial Group, Inc. other	Other	Mar 19, 2007	Mar 12, 2007
Ryan George Toronto	Cuna Brokerage Services, Inc. other	Cue Financial Group, Inc. other	Other	Feb 13, 2007	Feb 14, 2007
Joseph Frank Kroleski	Ameriprise Financial Services, LLC national BD	Cue Financial Group, Inc. other	Other	Nov 29, 2006	Feb 6, 2018 (4087 d)
Brad Eugene Baker	Cetera Advisor Networks LLC other	Cue Financial Group, Inc. other	Other	Jul 19, 2006	Jul 13, 2006
Thomas Ian Rindahl	Wells Fargo Investments, LLC unclassified	Cue Financial Group, Inc. other	Other	Jun 6, 2006	Oct 29, 2007 (510 d)
David Aaron Jones	Wells Fargo Investments, LLC unclassified	Cue Financial Group, Inc. other	Other	Feb 8, 2006	Feb 23, 2006
Darren Edmond Kennon	Cuna Brokerage Services, Inc. other	Cue Financial Group, Inc. other	Other	Feb 2, 2006	Feb 22, 2006
Michael Joseph Ruggieri	Usaa Investment Services Company other	Cue Financial Group, Inc. other	Other	Jan 3, 2006	Feb 17, 2006 (45 d)
Stephen Guy Shipp	Cetera Advisor Networks LLC other	Cue Financial Group, Inc. other	Other	Aug 12, 2005	Dec 9, 2005 (119 d)
Douglas Jay Sattler	Osaic Fa, Inc. other	Cue Financial Group, Inc. other	Other	Apr 7, 2005	Jun 21, 2006 (440 d)
Anthony Robert Dastice	Cetera Advisor Networks LLC other	Cue Financial Group, Inc. other	Other	Apr 6, 2005	Apr 13, 2005
Gregory Michael Linnebur	Cetera Advisor Networks LLC other	Cue Financial Group, Inc. other	Other	Apr 4, 2005	Apr 1, 2005
Michael Thomas Prior	Cetera Advisor Networks LLC other	Cue Financial Group, Inc. other	Other	Jan 20, 2005	Apr 28, 2005 (98 d)
Jennifer Kristen Berberich	Capital Preservation Group Of Az, Inc. unclassified	Cue Financial Group, Inc. other	Other	Dec 31, 2004	Feb 17, 2005 (48 d)
Brian R. Bates	Securities America Advisors, Inc. other	Cue Financial Group, Inc. other	Other	Jul 19, 2004	Sep 23, 2004 (66 d)
Martin D Beard	Charles Schwab & Co., Inc. national BD	Cue Financial Group, Inc. other	Other	Jul 8, 2004	Aug 29, 2006 (782 d)
Sheila Rae Stowers	Strategic Advisers LLC national BD	Cue Financial Group, Inc. other	Other	Jan 22, 2004	Dec 19, 2006 (1062 d)
Steven Douglas Blair	Morgan Stanley Dw Inc. unclassified	Cue Financial Group, Inc. other	Other	Jun 30, 2003	Mar 23, 2004 (267 d)
Kimberly Whitten Choiniere	Voya Financial Advisors, Inc. other	Cue Financial Group, Inc. other	Other	Apr 21, 2003	Apr 22, 2003

Page 1 of 1

39 moves match.