DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Elevated Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cheryl L BattungCetera Investment Advisers LLC BD affiliatedElevated Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2023Oct 25, 2023
Matthew DoddMutual Of Omaha Investor Services, Inc. independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAMay 4, 2023May 10, 2023
Gerard Joseph O'NeillCg Advisory Services independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAApr 3, 2023Mar 8, 2023
Micheal D LucasGradient Advisors, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAJan 26, 2023Mar 20, 2023 (53 d)
Michael Charles OrtolaGradient Advisors, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAJan 26, 2023May 16, 2023 (110 d)
Ricardo Alejandro LeyvaOneamerica Securities, Inc. BD affiliatedElevated Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2022May 16, 2023 (284 d)
Shane DavisGwn Securities Inc. BD affiliatedElevated Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2022Jul 13, 2022 (191 d)
Paul Vincent CaputoPruco Securities, LLC BD affiliatedElevated Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2021Jul 14, 2021
Robert Patrick PachciarzSupreme Alliance LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAMar 16, 2021Dec 21, 2021 (280 d)
Vernon Albert HargraveTucker Asset Management LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAJan 5, 2021Jan 5, 2021
Chirho S GarciaRegal Investment Advisors LLC BD affiliatedElevated Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2020Nov 30, 2020
Brian Dufort LoweryRegal Investment Advisors LLC BD affiliatedElevated Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2020May 19, 2020
Marques Dalon MilesGradient Advisors, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAOct 7, 2019Sep 9, 2019
Trent Heber ColledgeArista Wealth Management, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAMay 29, 2019Jun 3, 2019
Junior RondeauOsaic Fa, Inc. BD affiliatedElevated Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2019Oct 12, 2020 (636 d)
James Matthew FoleyAe Wealth Management, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAOct 29, 2018Jan 7, 2020 (435 d)
Justin R NelsonLPL Financial LLC independent RIAElevated Capital Advisors, LLC otherOtherFeb 16, 2018Feb 8, 2018
Scott Michael DouganGlobal Financial Private Capital, Inc. otherElevated Capital Advisors, LLC otherOtherMay 30, 2017Jan 17, 2017
Patrick Steven BerchGlobal Financial Private Capital, Inc. otherElevated Capital Advisors, LLC otherOtherFeb 2, 2017Feb 3, 2017
Oakley James AllenGlobal Financial Private Capital, Inc. otherElevated Capital Advisors, LLC otherOtherFeb 2, 2017Feb 6, 2017
David Thomas KrauserWells Fargo Advisors wirehouseElevated Capital Advisors, LLC otherOtherFeb 17, 2016Feb 19, 2016
Sean Patrick LeeGlobal Financial Private Capital, Inc. otherElevated Capital Advisors, LLC otherOtherAug 31, 2015Aug 31, 2015
Christopher Joseph CordovaEquitable Advisors, LLC national BDElevated Capital Advisors, LLC otherOtherApr 27, 2015Aug 31, 2015 (126 d)
Jeff David CurrieSolitude Wealth Advisors, LLC. state registeredElevated Capital Advisors, LLC independent RIAOtherOct 31, 2013Jan 16, 2019 (1903 d)
Crissman Scott CrombieCambridge Investment Research Advisors, Inc. otherElevated Capital Advisors, LLC independent RIAOtherDec 21, 2009Jul 27, 2023 (4966 d)
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25 moves match.