DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bogart Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carrie Helene MalatestaEvermay Wealth Management, LLC independent RIABogart Wealth, LLC independent RIARIA to RIAJan 7, 2026Jan 8, 2026
Austin HilscherWillis Johnson Wealth independent RIABogart Wealth, LLC independent RIARIA to RIAMay 9, 2025Jun 17, 2025 (39 d)
Geraldo Flores OlivoFocus Partners Wealth, LLC independent RIABogart Wealth, LLC independent RIARIA to RIAMar 18, 2025Apr 9, 2025
Sandra Lombrano Terronez4j Wealth Management, LLC independent RIABogart Wealth, LLC independent RIARIA to RIAJul 22, 2024Aug 8, 2024
Saro E GahimaMorgan Stanley wirehouseBogart Wealth, LLC independent RIAWirehouse to independent RIAMar 7, 2024Apr 7, 2024 (31 d)
Kelly KaczmarekMorgan Stanley wirehouseBogart Wealth, LLC independent RIAWirehouse to independent RIANov 9, 2023Nov 16, 2023
Amanda M MuseThe Mather Group, LLC independent RIABogart Wealth, LLC independent RIARIA to RIASep 25, 2023Dec 14, 2023 (80 d)
Suzanne Elizabeth KelloggTorray Investment Partners LLC mixed wealthBogart Wealth, LLC independent RIARIA to RIAJul 21, 2023Jul 27, 2023
Allen Charles EickelbergSpire Wealth Management, LLC BD affiliatedBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 19, 2023Nov 19, 2025 (884 d)
Jason Michael GuloshEdelman Financial Engines mixed wealthBogart Wealth, LLC independent RIARIA to RIAFeb 27, 2023Mar 6, 2023
Daniel EvansWells Fargo Advisors wirehouseBogart Wealth, LLC independent RIAWirehouse to independent RIAOct 18, 2022Oct 21, 2022
Morgan Baker VethFidelity Personal And Workplace Advisors BD affiliatedBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2022Jul 12, 2022
Misty Lynn GarzaCommonwealth Financial Network national BDBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2022May 5, 2022
Brian Paul WindsorFidelity Personal And Workplace Advisors BD affiliatedBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2022May 5, 2022
William Alexander MoirMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBogart Wealth, LLC independent RIAWirehouse to independent RIAJan 21, 2022Feb 7, 2022
Mark KuniholmCreative Planning independent RIABogart Wealth, LLC independent RIARIA to RIAJun 8, 2021Jul 22, 2021 (44 d)
Michele BrycelandMorgan Stanley wirehouseBogart Wealth, LLC independent RIAWirehouse to independent RIAMay 12, 2021May 12, 2021
Michael Benito CamaraUnited Capital Financial Advisors BD affiliatedBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2020Nov 13, 2020
Faye Sylvia LawrenceAmeriprise Financial Services, LLC national BDBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 11, 2020Nov 13, 2020
Jung Hwa SehAdvice And Planning Services BD affiliatedBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2020Apr 8, 2022 (596 d)
Nell Richeson CordickBb&T Securities, LLC BD affiliatedBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Apr 8, 2020 (464 d)
George MusselmanCharles Schwab & Co., Inc. national BDBogart Wealth, LLC otherOtherJan 4, 2018Jan 8, 2018
Grant Mitchell StuckiJ.P. Morgan Securities LLC wirehouseBogart Wealth, LLC otherOtherJan 3, 2018Jan 8, 2018
James Edward BogartMorgan Stanley wirehouseBogart Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 15, 2016Jun 20, 2016
Michael Patrick DuffyMorgan Stanley wirehouseBogart Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 15, 2016Aug 22, 2016 (38 d)
Peter KnoerMorgan Stanley wirehouseBogart Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 15, 2016Jun 20, 2016
Sandra Lombrano TerronezWealthquest Financial Services, LLC otherBogart Wealth, LLC independent RIAOtherMay 30, 2008Oct 26, 2022 (5262 d)
Torry Lyons DellPrincipal Securities, Inc. otherBogart Wealth, LLC independent RIAOtherNov 20, 2006Apr 14, 2025 (6720 d)
Jennifer Adonelia MascarenasTd Ameritrade, Inc. no RAUMBogart Wealth, LLC independent RIAOtherAug 18, 2003Oct 29, 2021 (6647 d)
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29 moves match.