DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Florida Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennie DavisStrategic Advisers LLC national BDFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2026Sep 14, 2026 (54 d)
Ryan Albert Rudolph KernThe Millstone Evans Group, LLC independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 8, 2026Jul 14, 2026
Corey MenterCitigroup Global Markets Inc. BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2026May 11, 2026
Luke ScriffinyStrategic Advisers LLC national BDFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2026Mar 17, 2026
Nicholas Joseph VenturaCatalyst Wealth Management LLC independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 27, 2026May 21, 2026 (55 d)
Elijah J BlackJ. W. Cole Advisors, Inc. BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 29, 2026Feb 13, 2026
Mason Edward MccormackLPL Enterprise, LLC BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 25, 2025Jun 1, 2026 (188 d)
Bridges Steven CoffeyBrookstone Wealth Advisors, LLC no RAUMFlorida Financial Advisors, LLC BD affiliatedOtherNov 7, 2025Nov 26, 2025
Michael Jon OconnellPfg Private Wealth Management, LLC independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2025Jan 5, 2026 (109 d)
Dylan HimmelWells Fargo Advisors wirehouseFlorida Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 12, 2025Sep 11, 2025
David Eric GlobkeBrookstone Capital Management LLC independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 16, 2025Jul 22, 2025
Shane MahadeoInternational Assets Investment Management, LLC BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 9, 2025Jun 30, 2025
Sebastian CastanoMorgan Stanley wirehouseFlorida Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 5, 2025Jan 16, 2026 (225 d)
Andrew Dewitt BatemanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFlorida Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 23, 2025Aug 17, 2025 (86 d)
Kyle Andrew RobertsFirst Command Advisory Services BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2025Apr 15, 2025
Chia Jui ChanEquitable Advisors, LLC national BDFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 23, 2025Mar 7, 2025 (43 d)
Joshua BelenkeEquitable Advisors, LLC national BDFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2025Apr 25, 2025 (113 d)
Martin Adolfo MontanaMML Investors Services, LLC BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 26, 2024Sep 18, 2025 (266 d)
Garrett Ian FisherFisher Investments independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2024Feb 9, 2026 (468 d)
Nico VasiliadisVariant Private Wealth LLC independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 29, 2024Sep 19, 2024 (143 d)
David Hopkins AllenCadaret Grant & Co Inc BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2024Aug 7, 2024 (216 d)
Azul Fernando GalvezHuman Interest Advisors LLC independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2023Feb 21, 2024 (204 d)
Leslie Noriega ValdelamarFidelity Personal And Workplace Advisors BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2022Oct 16, 2024 (716 d)
Lucas LeglerFisher Investments independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2021Dec 14, 2021 (147 d)
Seth Michael SonnierLPL Financial LLC BD affiliatedFlorida Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 11, 2020Mar 2, 2021 (81 d)
Stephen Patrick SchmittSequent Planning, LLC independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 2, 2020Apr 17, 2020
Douglas Evory MendenhallFocused Wealth Management, Inc. independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Jul 13, 2020 (104 d)
Christian C CookMorgan Stanley wirehouseFlorida Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 4, 2020May 15, 2020 (101 d)
Jason Kurt MickoolMcadam LLC otherFlorida Financial Advisors, LLC BD affiliatedOtherApr 24, 2017Aug 4, 2017 (102 d)
Danny DelgadoMcadam LLC otherFlorida Financial Advisors, LLC BD affiliatedOtherApr 24, 2017Oct 3, 2018 (527 d)
James RussellLearnvest Planning Services, LLC no RAUMFlorida Financial Advisors, LLC BD affiliatedOtherSep 1, 2015Apr 21, 2025 (3520 d)
Craig Michael RasmussonCetera Investment Services LLC otherFlorida Financial Advisors, LLC BD affiliatedOtherFeb 4, 2011Jul 2, 2025 (5262 d)
Evan Joseph FrancisTd Ameritrade Investment Management, LLC otherFlorida Financial Advisors, LLC BD affiliatedOtherJul 2, 2008Aug 26, 2026 (6629 d)
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33 moves match.