DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Century Investments Private Client Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Matthew Gerald Lord	Strategic Advisers LLC national BD	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 16, 2025	Feb 25, 2026 (71 d)
Trevaun Suggs	Equitable Advisors, LLC national BD	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 4, 2025	Aug 4, 2026 (334 d)
Andrew Lowell Osborne	Kestra Advisory Services, LLC BD affiliated	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 26, 2025	Aug 28, 2025
Lainie Pasquini Henrich	Copper Financial independent RIA	American Century Investments Private Client Group, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Apr 17, 2025	Aug 22, 2025 (127 d)
Kenrick Thompson	LPL Financial LLC BD affiliated	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 17, 2024	Oct 23, 2024
Stephen Clark Vaughn	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Century Investments Private Client Group, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 7, 2024	Jan 21, 2025 (106 d)
Sean Findley	Edelman Financial Engines independent RIA	American Century Investments Private Client Group, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 12, 2024	Sep 12, 2024
Kristi Dawn Davenport	Creative Planning independent RIA	American Century Investments Private Client Group, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jun 17, 2024	Jun 14, 2025 (362 d)
Ryan Mclaughlin	Thrivent Investment Management Inc. BD affiliated	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 10, 2023	Feb 28, 2025 (476 d)
Chase Thomas Keeler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Century Investments Private Client Group, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Sep 14, 2022	Sep 21, 2022
Kyle Ray	Steelpeak Wealth, LLC independent RIA	American Century Investments Private Client Group, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jun 10, 2022	Jun 14, 2022
Donald G Thomas	Mutual Of Omaha Investor Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. BD affiliated	Other	Aug 23, 2021	Feb 28, 2022 (189 d)
David Stephen Tondreault	Ascensus Investment Advisors, LLC institutional	American Century Investments Private Client Group, Inc. BD affiliated	Other	Jul 12, 2021	Jul 14, 2021
Rowland Pepito	Financial Life Focus, LLC independent RIA	American Century Investments Private Client Group, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Sep 1, 2020	Sep 3, 2020
Jonathan Belay	Fidelity Personal And Workplace Advisors BD affiliated	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 21, 2020	Aug 25, 2020
Phillip Frederick Fournier	Waddell & Reed BD affiliated	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 18, 2019	Nov 10, 2020 (358 d)
Samuel Phillip Davis	Waddell & Reed BD affiliated	American Century Investments Private Client Group, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 28, 2019	Nov 4, 2019
Jody Lynne Brunsvold	Wells Fargo Advisors wirehouse	American Century Investments Private Client Group, Inc. independent RIA	Wirehouse to independent RIA	May 1, 2019	Nov 21, 2019 (204 d)
Daniel Allen Hamm	Creative Planning independent RIA	American Century Investments Private Client Group, Inc. independent RIA	RIA to RIA	Jul 24, 2018	Jul 25, 2018
Kory Glendon Klossner	Scottrade Investment Management BD affiliated	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Mar 7, 2018	Apr 24, 2023 (1874 d)
Troy C Bergeron	Scottrade Investment Management BD affiliated	American Century Investments Private Client Group, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Mar 7, 2018	Mar 19, 2018
Michael Ski Schoonmaker	Strategic Advisers LLC national BD	American Century Investments Private Client Group, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Sep 12, 2017	Nov 3, 2017 (52 d)
Alexander Lawrence Fishman	Scottrade Investment Management other	American Century Investments Private Client Group, Inc. no RAUM	Other	Nov 4, 2016	Mar 16, 2018 (497 d)
Christopher J Sexton	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Century Investments Private Client Group, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 16, 2013	Jul 23, 2021 (2837 d)
Patrick F Beach	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Amy Leitner Alley	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Katherine Charlene Carter	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Matthew Cole Mcconnell	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 1, 2017 (1766 d)
Brent Hoskins	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Christopher Douglas Goodwin	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Neal Christopher Dolbeare	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Svetla D Vavova-Clifford	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. independent RIA	Other	Dec 31, 2012	Dec 10, 2018 (2170 d)
Duong Truong Tran	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Brandon Michael Kraus	American Century Advisory Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. no RAUM	Other	Dec 31, 2012	Nov 9, 2017 (1774 d)
Matthew Thomas Janes	Transamerica Financial Advisors, LLC other	American Century Investments Private Client Group, Inc. BD affiliated	Other	Aug 9, 2010	Oct 13, 2022 (4448 d)
David Sterling Arnold	Ameriprise Financial Services, LLC national BD	American Century Investments Private Client Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 30, 2003	Feb 3, 2026 (8132 d)

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36 moves match.