DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dakota Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David L VladimirouStrategic Advisers LLC national BDDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2026May 6, 2026
Matthew SteigerColumbia Management Investment Advisers, LLC asset managerDakota Wealth, LLC independent RIAOtherMar 13, 2026Apr 7, 2026
Leon Nicholas PaceLindenwold Advisors Inc. independent RIADakota Wealth, LLC independent RIARIA to RIADec 18, 2025Dec 15, 2025
Terry Lee MorrisLindenwold Advisors Inc. independent RIADakota Wealth, LLC independent RIARIA to RIADec 18, 2025Dec 15, 2025
James David KingLindenwold Advisors Inc. independent RIADakota Wealth, LLC independent RIARIA to RIADec 18, 2025Dec 15, 2025
Carrie Mae RuarkLokken Investment Group, LLC independent RIADakota Wealth, LLC independent RIARIA to RIADec 12, 2025Nov 3, 2025
Sean David MerlonghiLokken Investment Group, LLC independent RIADakota Wealth, LLC independent RIARIA to RIADec 12, 2025Nov 3, 2025
Jessica Renee BimonteLokken Investment Group, LLC independent RIADakota Wealth, LLC independent RIARIA to RIADec 12, 2025Nov 3, 2025
Evan D HineLokken Investment Group, LLC independent RIADakota Wealth, LLC independent RIARIA to RIADec 12, 2025Nov 3, 2025
Jay Colin MiddletonLokken Investment Group, LLC independent RIADakota Wealth, LLC independent RIARIA to RIADec 12, 2025Nov 3, 2025
Garrett Douglas HudsonState Farm Investment Management Corp. asset managerDakota Wealth, LLC independent RIAOtherDec 8, 2025Mar 6, 2026 (88 d)
Joseph QuintalStrategic Advisers LLC national BDDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2025Sep 17, 2025
Ross Patrick McwilliamsGw&K Investment Management, LLC independent RIADakota Wealth, LLC independent RIARIA to RIASep 4, 2025Sep 2, 2025
Stephanie A DunbarHightower Advisors, LLC BD affiliatedDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2025May 1, 2025
Samuel John RonlundLedge Wealth independent RIADakota Wealth, LLC independent RIARIA to RIAMar 19, 2024Jan 2, 2024
Kurt Stephen DurrwachterLedge Wealth independent RIADakota Wealth, LLC independent RIARIA to RIAMar 19, 2024Jan 2, 2024
Robin Ann SchaaLedge Wealth independent RIADakota Wealth, LLC independent RIARIA to RIAMar 19, 2024Jan 2, 2024
Gina Koshiol BartellLedge Wealth independent RIADakota Wealth, LLC independent RIARIA to RIAFeb 29, 2024Jan 2, 2024
Marshall John GramsLedge Wealth independent RIADakota Wealth, LLC independent RIARIA to RIAFeb 29, 2024Jan 2, 2024
Louis Anthony Della ValleC2c Wealth Management, LLC independent RIADakota Wealth, LLC independent RIARIA to RIAJan 18, 2024Jan 2, 2024
Jeffrey Michael GoyetteRaymond James Financial Services Advisors, Inc BD affiliatedDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2023Nov 1, 2023
Jessica Lorraine ElscheidRaymond James Financial Services Advisors, Inc BD affiliatedDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2023Nov 1, 2023
Jeffrey Michael GoyetteRaymond James Financial Services Advisors, Inc BD affiliatedDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2023Nov 1, 2023
Jeanna Loydell MontesRaymond James Financial Services Advisors, Inc BD affiliatedDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2023Nov 1, 2023
James Kehoe TonreyStillwater Investment Management, LLC independent RIADakota Wealth, LLC independent RIARIA to RIAOct 9, 2023Jun 1, 2023
Eric Andrew BratvoldStillwater Investment Management, LLC independent RIADakota Wealth, LLC independent RIARIA to RIAOct 9, 2023Jun 1, 2023
Jonathan Davidson PondJonathan D. Pond, LLC independent RIADakota Wealth, LLC independent RIARIA to RIAOct 2, 2023Sep 27, 2023
Thomas Broderick MullinsCovenant Wealth Advisors independent RIADakota Wealth, LLC independent RIARIA to RIAJul 31, 2023Aug 16, 2023
Joshua Thomas CrossmanSharp Financial independent RIADakota Wealth, LLC independent RIARIA to RIAAug 26, 2022Aug 22, 2022
Donald Steven LovelessLoveless Wealth Management, LLC independent RIADakota Wealth, LLC independent RIARIA to RIAJul 28, 2022Jun 30, 2022
Brian SuskevichLoveless Wealth Management, LLC independent RIADakota Wealth, LLC independent RIARIA to RIAJul 28, 2022Jun 30, 2022
Maribeth A. RectorLoveless Wealth Management, LLC independent RIADakota Wealth, LLC independent RIARIA to RIAJul 28, 2022Jun 30, 2022
John Charles GoyetteRaymond James Financial Services Advisors, Inc BD affiliatedDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 30, 2022Nov 1, 2023 (489 d)
Timothy DickJohn Hancock Personal Financial Services, LLC BD affiliatedDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2022Jun 1, 2022 (61 d)
Jeffrey David LevinPineno Levin & Ford Asset Management, Inc. independent RIADakota Wealth, LLC independent RIARIA to RIAFeb 24, 2022Feb 15, 2022
James Todd LermitteSecurian Financial Services, Inc. BD affiliatedDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 18, 2022Feb 16, 2022
Francis Anthony PinenoPineno Levin & Ford Asset Management, Inc. independent RIADakota Wealth, LLC independent RIARIA to RIAFeb 16, 2022Feb 15, 2022
Amy Beth ArmstrongPersimmon Capital Management LP independent RIADakota Wealth, LLC independent RIARIA to RIASep 14, 2021Jul 13, 2021
Robert Glenn PavlikSlatestone Wealth LLC independent RIADakota Wealth, LLC independent RIARIA to RIANov 9, 2020Nov 20, 2020
Patricia Rose GarnerCommonwealth Financial Network national BDDakota Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2020Oct 2, 2020
Matthew Joseph HaddadWillingdon Wealth Management LLC independent RIADakota Wealth, LLC independent RIARIA to RIAMay 27, 2020Jul 19, 2020 (53 d)
Michael Thomas RasmussenSpearhead Capital Advisors, LLC independent RIADakota Wealth, LLC independent RIARIA to RIAMay 5, 2020Jun 29, 2020 (55 d)
David TaucherSpringside Partners LLC independent RIADakota Wealth, LLC independent RIARIA to RIANov 1, 2019Jul 16, 2019
Carina Shipotofsky DiamondSpringside Partners LLC independent RIADakota Wealth, LLC independent RIARIA to RIANov 1, 2019Jul 16, 2019
Patrick Gavin HahnSpringside Partners LLC independent RIADakota Wealth, LLC independent RIARIA to RIANov 1, 2019Jul 16, 2019
Peter Nickel AugustinSpringside Partners LLC independent RIADakota Wealth, LLC independent RIARIA to RIANov 1, 2019Jul 16, 2019
Gregory Scott HornAlphahedge Capital Partners, LLC otherDakota Wealth, LLC independent RIAOtherMay 3, 2017Jul 9, 2021 (1528 d)
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47 moves match.