| Jenifer Jeanne Rieck | LPL Enterprise, LLC BD affiliated | Umb Private Wealth Management, LLC asset manager | Other | May 20, 2026 | May 13, 2026 |
| Jimmy Ray Turner | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 30, 2026 | May 13, 2026 |
| Wayne Robert Oltjen | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 30, 2026 | May 13, 2026 |
| Jake Crater | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 30, 2026 | May 11, 2026 |
| Cody Stratton Carpenter | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 30, 2026 | May 19, 2026 |
| Tylor Anthony Willis | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 30, 2026 | May 11, 2026 |
| Kimberly Ann Gattis | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 14, 2026 | May 11, 2026 |
| Benjamin Joseph Skilling | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 14, 2026 | May 13, 2026 |
| Abraham William Radmanesh | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 14, 2026 | May 11, 2026 |
| Steven Paul Anderson | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 14, 2026 | May 12, 2026 |
| Landon Mark Jensen | Umb Financial Services, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Apr 14, 2026 | May 11, 2026 |
| Derrick R Evers | Stepp & Rothwell Inc independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Mar 13, 2026 | May 13, 2026 (61 d) |
| Nick Nguyen | Keen Wealth Advisors independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Dec 2, 2025 | May 13, 2026 (162 d) |
| Brooklyn Gormly | Range Advisory, LLC independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Aug 4, 2025 | May 11, 2026 (280 d) |
| Sarah Rose Szczublewski | Versant Capital Management, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Aug 1, 2025 | May 12, 2026 (284 d) |
| Hope Gena Albu | Holcombe Financial, Inc. independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Dec 11, 2024 | May 11, 2026 (516 d) |
| Paige Margaret Radke | J.P. Morgan Securities LLC wirehouse | Umb Private Wealth Management, LLC asset manager | Other | Nov 22, 2024 | May 12, 2026 (536 d) |
| Steven Charles Cairns | LPL Financial LLC BD affiliated | Umb Private Wealth Management, LLC asset manager | Other | Aug 20, 2024 | May 11, 2026 (629 d) |
| Melissa Kay Sturgis | Fiduciary Investment Trusts, LLC independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Mar 16, 2023 | May 13, 2026 (1154 d) |
| Todd Frederick Krough | Tealwood Asset Management independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Feb 22, 2023 | May 12, 2026 (1175 d) |
| Giridhar Nmn Krishnan | Koa Wealth Management, LLC independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Jan 26, 2023 | May 14, 2026 (1204 d) |
| Ralph David Janitell | Kestra Advisory Services, LLC BD affiliated | Umb Private Wealth Management, LLC asset manager | Other | Aug 5, 2022 | May 13, 2026 (1377 d) |
| Regan Michelle Hamilton | Securian Financial Services, Inc. BD affiliated | Umb Private Wealth Management, LLC asset manager | Other | Mar 17, 2022 | May 18, 2026 (1523 d) |
| Nathan Michael Wehrman | Samson Capital Management, LLC mixed wealth | Umb Private Wealth Management, LLC mixed wealth | RIA to RIA | Nov 4, 2019 | Aug 18, 2023 (1383 d) |
| Christopher Scott Jones | Hightower Advisors, LLC BD affiliated | Umb Private Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2019 | Sep 14, 2026 (2702 d) |
| Julie Ann Enloe | Jacobus Wealth Management Inc other | Umb Private Wealth Management, LLC asset manager | Other | Nov 28, 2007 | May 13, 2026 (6741 d) |
| Chris Lawrence Schurman | Morgan Stanley Dw Inc. unclassified | Umb Private Wealth Management, LLC asset manager | Other | Feb 27, 2004 | May 13, 2026 (8111 d) |
| Michael Joseph Diederich | Vsr Advisory Services other | Umb Private Wealth Management, LLC asset manager | Other | Feb 13, 2003 | May 22, 2026 (8499 d) |