DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northstar Investment Advisory LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Van Mercy Vo | Wells Fargo Advisors wirehouse | Northstar Investment Advisory LLC no RAUM | Other | Aug 24, 2026 | Sep 1, 2026 |
| Victoria E Ferguson | Dentist Advisors independent RIA | Northstar Investment Advisory LLC no RAUM | Other | Oct 15, 2024 | Jan 8, 2025 (85 d) |
| Alejandro Lozano | Lozano Group Wealth Management unclassified | Northstar Investment Advisory LLC no RAUM | Other | Aug 5, 2024 | Apr 11, 2024 |
| Christine Le Raimond | Compound Advisers, Inc. independent RIA | Northstar Investment Advisory LLC no RAUM | Other | Sep 13, 2023 | Jan 8, 2025 (483 d) |
| John Douglas Hill | Empower Advisory Group, LLC BD affiliated | Northstar Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 16, 2022 | Aug 5, 2022 (81 d) |
| Aaron Matthew Buck | Facet independent RIA | Northstar Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Apr 11, 2022 | May 16, 2022 (35 d) |
| Jean Anne Griffin | Amicus Financial Advisors, LLC independent RIA | Northstar Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Jan 18, 2022 | May 11, 2022 (113 d) |
| Cody Michael Winter | Delphinus Financial Advisors, LLC independent RIA | Northstar Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Nov 15, 2021 | Apr 19, 2022 (155 d) |
| Christy Gayl Matzen | Goldman Sachs Wealth Services, L.P. BD affiliated | Northstar Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 12, 2021 | Dec 16, 2022 (491 d) |
| Curtis James Pope | Pope, Curtis, CFP unclassified | Northstar Investment Advisory LLC no RAUM | Other | Apr 1, 2021 | Apr 11, 2022 (375 d) |
| James Andrew Murphy | Dentist Advisors independent RIA | Northstar Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Jan 8, 2021 | Apr 25, 2022 (472 d) |
| John Brian Smith | Northwestern Mutual Investment Services,LLC no RAUM | Northstar Investment Advisory LLC no RAUM | Other | Dec 31, 2020 | Sep 15, 2022 (623 d) |
| Kirk Len Porter | Edelman Financial Engines mixed wealth | Northstar Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Dec 23, 2020 | Apr 8, 2022 (471 d) |
| Anthony Joseph Piazza | John Hancock Investment Management LLC asset manager | Northstar Investment Advisory LLC no RAUM | Other | Sep 25, 2020 | Apr 25, 2022 (577 d) |
| Diana Margaret Freeburg | Remedios Financial Planning state registered | Northstar Investment Advisory LLC no RAUM | Other | Sep 8, 2020 | Aug 5, 2022 (696 d) |
| Christopher Stephen Pimpo | Vanguard Advisers, Inc. BD affiliated | Northstar Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2019 | May 24, 2022 (1141 d) |
| Jaisy Prem | Principal Securities, Inc. BD affiliated | Northstar Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 13, 2019 | Apr 11, 2022 (1153 d) |
| Matthew James Graffagnino | Alpha Fiduciary other | Northstar Investment Advisory LLC no RAUM | Other | Jan 30, 2018 | May 13, 2026 (3025 d) |
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18 moves match.