DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Great American Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Roane Skeeters	William Roane Skeeters, Inc. state registered	Great American Advisors, Inc. other	Other	Dec 31, 2024	Nov 3, 2006
Amira Gail Jibrine	Blackrock Investment Management, LLC other	Great American Advisors, Inc. other	Other	May 7, 2024	Jun 12, 2024 (36 d)
Brenda Renee Haas	UBS Financial Services Inc. wirehouse	Great American Advisors, Inc. other	Other	Jan 17, 2023	Jan 24, 2023
Skylar Lauren Brown	Concourse Financial Group Advisors BD affiliated	Great American Advisors, Inc. other	Other	Nov 16, 2021	Nov 19, 2021
Matthew Gordon Schmitz	Cuna Brokerage Services, Inc. BD affiliated	Great American Advisors, Inc. other	Other	Apr 15, 2020	Jun 3, 2020 (49 d)
Steven Robert Koecheler	Curian Capital, LLC other	Great American Advisors, Inc. other	Other	Mar 29, 2016	Jun 16, 2016 (79 d)
Brian Jeffrey Goldberg	Wells Fargo Advisors wirehouse	Great American Advisors, Inc. other	Other	Jul 17, 2015	Aug 4, 2015
William Lucius Consolino	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Great American Advisors, Inc. other	Other	Oct 18, 2013	May 16, 2017 (1306 d)
Christopher Nmn Fleurat	Curian Capital, LLC other	Great American Advisors, Inc. other	Other	Aug 5, 2013	Mar 4, 2016 (942 d)
James C. Zents	Wells Fargo Advisors wirehouse	Great American Advisors, Inc. other	Other	Apr 2, 2012	Aug 21, 2012 (141 d)
Gregory J Sagers	Morgan Stanley wirehouse	Great American Advisors, Inc. other	Other	Mar 17, 2010	Mar 8, 2010
Hal Vincent Caprara	Voya Financial Partners, LLC other	Great American Advisors, Inc. other	Other	Jan 12, 2010	Jan 5, 2010
Gary Wayne Latuszewski	Voya Financial Partners, LLC other	Great American Advisors, Inc. other	Other	Jan 8, 2010	Dec 23, 2009
James Vincent Rogan	Voya Financial Partners, LLC other	Great American Advisors, Inc. other	Other	Jan 8, 2010	Dec 23, 2009
Stephen Michael Luscher	Dow Gold Capital Management, LLC unclassified	Great American Advisors, Inc. other	Other	Nov 10, 2009	Nov 2, 2009
Brett Thomas Ciarlo	Equitable Advisors, LLC national BD	Great American Advisors, Inc. other	Other	Oct 7, 2009	Sep 30, 2009
Paul Woodson Abele	Ssn Advisory, Inc. other	Great American Advisors, Inc. other	Other	Jul 31, 2009	Aug 18, 2009
Sufia Setjoadi	J. W. Cole Advisors, Inc. other	Great American Advisors, Inc. other	Other	Jul 15, 2009	Sep 10, 2009 (57 d)
Jeffrey William Wilhelms	Voya Financial Partners, LLC other	Great American Advisors, Inc. other	Other	Jun 9, 2009	Sep 9, 2009 (92 d)
Gordon Hisao Asahara	Shelgren Financial Group, Inc. unclassified	Great American Advisors, Inc. other	Other	Dec 31, 2008	Jan 16, 2009
Attilio Anthony Foschini	Uvest Financial Services Group, Inc. unclassified	Great American Advisors, Inc. other	Other	Sep 4, 2008	Oct 23, 2008 (49 d)
Brent Roy Kimball	Esi Financial Advisors other	Great American Advisors, Inc. other	Other	Jun 4, 2008	Jun 4, 2008
Mark A Briedis	Citigroup Global Markets Inc. other	Great American Advisors, Inc. other	Other	May 29, 2008	Oct 19, 2012 (1604 d)
Vanessa Leann Cordell	Cetera Investment Services LLC other	Great American Advisors, Inc. other	Other	Dec 17, 2007	Jul 28, 2008 (224 d)
Steven Robert French	Dfc Investor Services unclassified	Great American Advisors, Inc. other	Other	Jul 25, 2007	Apr 14, 2008 (264 d)
Stephen Lee Enoch	Vernon Management Group, Incorporated state registered	Great American Advisors, Inc. other	Other	Jun 6, 2007	May 16, 2007
James Bruce Brennan	Voya Financial Partners, LLC other	Great American Advisors, Inc. other	Other	May 14, 2007	May 30, 2007
Clifford Ike Nichols	Voya Financial Partners, LLC other	Great American Advisors, Inc. other	Other	May 1, 2007	May 23, 2007
Daylon Wayne Laws	Stuart Investment Advisory Corp. unclassified	Great American Advisors, Inc. other	Other	Dec 5, 2006	Dec 20, 2006
Jeff Allan Becker	Qa3 Financial LLC unclassified	Great American Advisors, Inc. other	Other	May 17, 2006	Jun 12, 2006
Craig Curtis Alden	MML Investors Services, LLC other	Great American Advisors, Inc. other	Other	Feb 24, 2006	Feb 16, 2006
James Francis Lohnes	Investment Centers Of America, Inc. other	Great American Advisors, Inc. other	Other	Jan 12, 2006	Aug 18, 2006 (218 d)
David Girmann	Vsr Advisory Services other	Great American Advisors, Inc. other	Other	Dec 31, 2005	Apr 19, 2010 (1570 d)
Lawrence Willard Ford	Tower Square Securities, Inc. other	Great American Advisors, Inc. other	Other	Dec 2, 2005	Nov 29, 2007 (727 d)
Laura Anne Johnson	Td Ameritrade, Inc. no RAUM	Great American Advisors, Inc. other	Other	Jul 7, 2005	Jul 7, 2005
Rebekah Joy Powers	Morgan Stanley Dw Inc. unclassified	Great American Advisors, Inc. other	Other	Jun 28, 2005	Jun 29, 2009 (1462 d)
Kenneth Wayne Gutshall	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	May 19, 2005	May 20, 2005
Richard Allen Gutshall	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	May 19, 2005	May 20, 2005
Ryan Charles Redfern	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	May 19, 2005	May 20, 2005
Charles Dean Johnson	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	Mar 31, 2005	Apr 18, 2005
Frank James Palmasani	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	Mar 9, 2005	Mar 16, 2005
Mark David Kinney	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	Feb 28, 2005	Mar 17, 2008 (1113 d)
James Leland Hancock	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	Feb 28, 2005	Mar 18, 2005
Mark Thomas Johnson	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	Feb 28, 2005	Mar 31, 2005 (31 d)
Jason Allen Knox	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	Feb 28, 2005	Mar 8, 2005
Warren Olcott Curtis	Pmg Asset Management Inc unclassified	Great American Advisors, Inc. other	Other	Feb 28, 2005	Mar 7, 2005
Stephen Michael Luscher	Independent Financial Group, LLC unclassified	Great American Advisors, Inc. other	Other	Oct 29, 2004	Feb 21, 2008 (1210 d)
Joseph Brent Hill	Stuart Investment Advisory Corp. unclassified	Great American Advisors, Inc. other	Other	Aug 17, 2004	Aug 1, 2007 (1079 d)
Peter James Crotty	Osaic Fa, Inc. other	Great American Advisors, Inc. other	Other	Feb 27, 2004	Nov 22, 2004 (269 d)
Derryl Melvin Durden	Signator Financial Services, Inc. other	Great American Advisors, Inc. other	Other	Feb 3, 2004	Dec 7, 2006 (1038 d)
John Fulton Hargraves	Equitable Advisors, LLC national BD	Great American Advisors, Inc. other	Other	Apr 25, 2003	Feb 17, 2004 (298 d)
Barbara Ann Roland	Eastern Point Advisors Inc. unclassified	Great American Advisors, Inc. other	Other	Dec 31, 2002	Jun 6, 2003 (157 d)
Robert Christopher Roland	Eastern Point Advisors Inc. unclassified	Great American Advisors, Inc. other	Other	Dec 31, 2002	Jun 6, 2003 (157 d)

Page 1 of 1

53 moves match.