DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northland Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrea Lee SpraungelAmeriprise Financial Services, LLC national BDNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2026May 28, 2026
Parker WillisStrategic Advisers LLC national BDNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2026Mar 9, 2026 (62 d)
Pete Joseph ZimmermanOsaic Wealth, Inc. BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIANov 25, 2025Jan 26, 2026 (62 d)
Gerry Troy BollingerRaymond James Financial Services Advisors, Inc BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2025Aug 3, 2026 (269 d)
Ashraf Farag HassanJ.P. Morgan Securities LLC wirehouseNorthland Asset Management independent RIAWirehouse to independent RIANov 4, 2025Nov 10, 2025
Brian Christopher ThompsonMoney Concepts Advisory Service BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2025Oct 13, 2025
Justin Taylor DamonLPL Financial LLC BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2025Apr 9, 2025
Barbara Eileen GilroyMorgan Stanley wirehouseNorthland Asset Management independent RIAWirehouse to independent RIAApr 14, 2025Jan 23, 2026 (284 d)
Paul KernCetera Investment Advisers LLC BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2024Apr 9, 2025 (189 d)
Michael Victor ZidanicAmeriprise Financial Services, LLC national BDNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2024Jul 16, 2024
Bradley A BarclayUmb Financial Services, Inc. BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2023Oct 13, 2025 (719 d)
Bradley SlaughterPiper Sandler & Co. institutionalNorthland Asset Management independent RIAOtherJul 20, 2023Jan 8, 2024 (172 d)
Eric Ralph PrallHilltop Securities Inc. BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIANov 28, 2022Dec 8, 2022
Robert Lee SchnellColliers Securities LLC independent RIANorthland Asset Management independent RIARIA to RIAApr 26, 2022Apr 27, 2022
Scott Louis HefleOsaic Advisory Services, LLC BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2022Jan 7, 2022
Timothy Peter BraunThe Oak Ridge Financial Services Group, Inc BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 26, 2022Jan 27, 2022
Steven Michael ScharffBaker Tilly Wealth Management, LLC mixed wealthNorthland Asset Management independent RIARIA to RIAJan 8, 2021Jan 6, 2021
Jeffrey David RahmStifel, Nicolaus & Company, Incorporated national BDNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2020Feb 6, 2020
Randy Patrick EkenbergU.S. Bancorp Investments, Inc. BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2018Sep 27, 2019 (298 d)
John D KampenB. C. Ziegler And Company otherNorthland Asset Management otherOtherNov 9, 2017Nov 14, 2017
Michael David LeonardThe Oak Ridge Financial Services Group, Inc otherNorthland Asset Management otherOtherOct 11, 2017Oct 12, 2017
David James KubikCarnick & Kubik, LLC otherNorthland Asset Management otherOtherJun 9, 2016Mar 1, 2012
Aaron Daniel SchmanskiBok Financial Advisors otherNorthland Asset Management otherOtherMay 18, 2015May 26, 2015
Adam Blake ConnorsC.K. Cooper & Company, Inc. unclassifiedNorthland Asset Management otherOtherJul 1, 2013Aug 12, 2013 (42 d)
Amy Marie Steckelberg NovakFirst National Capital Markets, Inc. otherNorthland Asset Management otherOtherMar 14, 2013Dec 4, 2015 (995 d)
Jessica Ann MoodyWells Fargo Advisors wirehouseNorthland Asset Management otherOtherFeb 29, 2012Nov 18, 2014 (993 d)
Benjamin Robert YoungD.A. Davidson & Co. otherNorthland Asset Management otherOtherFeb 7, 2011Feb 10, 2011
Thomas Piper LabelleMorgan Stanley wirehouseNorthland Asset Management otherOtherOct 2, 2009Oct 1, 2009
Scott Erik DavisWells Fargo Advisors wirehouseNorthland Asset Management otherOtherMay 29, 2009May 29, 2009
Elizabeth Ann JanicekUBS Financial Services Inc. wirehouseNorthland Asset Management otherOtherMay 13, 2009Jan 7, 2011 (604 d)
Todd William RadamUBS Financial Services Inc. wirehouseNorthland Asset Management otherOtherApr 1, 2009Nov 5, 2013 (1679 d)
Karl Bruce SchmidtkeFirst Midamerica Investment Corporation unclassifiedNorthland Asset Management otherOtherDec 31, 2007Jan 8, 2008
Stephen DuhrFirst Midamerica Investment Corporation unclassifiedNorthland Asset Management otherOtherDec 31, 2007Jan 7, 2008
Mark Steven WildemanFirst Midamerica Investment Corporation unclassifiedNorthland Asset Management otherOtherDec 31, 2007Jan 8, 2008
James Richard CarlsonFirst Midamerica Investment Corporation unclassifiedNorthland Asset Management otherOtherMar 21, 2007Apr 8, 2008 (384 d)
Nathan James KubikGuggenheim Investments otherNorthland Asset Management otherOtherDec 16, 2005Mar 7, 2012 (2273 d)
Craig Donald OstromVision Asset Management Inc unclassifiedNorthland Asset Management otherOtherMar 3, 2004Sep 13, 2016 (4577 d)
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37 moves match.