DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Brecek & Young Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Paul Joseph Krause	Securities America Advisors, Inc. BD affiliated	Brecek & Young Advisors, Inc. other	Other	Aug 6, 2021	Feb 25, 2009
Kevin Joseph Miller	Securities America Advisors, Inc. BD affiliated	Brecek & Young Advisors, Inc. other	Other	Aug 17, 2020	Feb 25, 2009
Norman James Merhaut	Njm Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Oct 31, 2011	Oct 10, 2001
Shannon Margaret Beahan	LPL Financial LLC other	Brecek & Young Advisors, Inc. other	Other	Mar 8, 2010	Mar 17, 2010
James Arthur Worden	Securities America Advisors, Inc. other	Brecek & Young Advisors, Inc. other	Other	Jan 26, 2009	Jan 27, 2009
Jeffrey Joseph Spitzmiller	Securities America Advisors, Inc. other	Brecek & Young Advisors, Inc. other	Other	Jan 26, 2009	Jan 27, 2009
Kathleen Ann Covey	Covey & Covey state registered	Brecek & Young Advisors, Inc. other	Other	Dec 31, 2008	Oct 1, 2007
Lauren P Cortright	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Brecek & Young Advisors, Inc. other	Other	Jun 10, 2008	Jul 2, 2008
Nicholas Mark Skrabo	Skrabo Financial Services, Inc unclassified	Brecek & Young Advisors, Inc. other	Other	May 1, 2008	Jun 27, 2008 (57 d)
Brian Scott Rambo	Edward Jones national BD	Brecek & Young Advisors, Inc. other	Other	Mar 6, 2008	Mar 10, 2008
Ernest J Reyes	Whjr Associates other	Brecek & Young Advisors, Inc. other	Other	Feb 12, 2008	Feb 4, 2008
Herbert Suekichi Shiraishi	LPL Financial LLC other	Brecek & Young Advisors, Inc. other	Other	Jan 29, 2008	Jan 7, 2008
Jason Lloyd Wong	LPL Financial LLC other	Brecek & Young Advisors, Inc. other	Other	Jan 15, 2008	Jan 9, 2008
Judd Allen Hatch	Edward Jones national BD	Brecek & Young Advisors, Inc. other	Other	Sep 18, 2007	Jan 16, 2008 (120 d)
Pamela Marie Echegaray	Legacy Advisory Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Jul 31, 2007	Jan 14, 2008 (167 d)
David Morris Shapiro	Legacy Advisory Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Jul 9, 2007	Jul 2, 2007
Jeffrey Richards Young	Legacy Advisory Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Jul 3, 2007	Jul 10, 2007
Roger Darren Martin	Legacy Advisory Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Jun 27, 2007	Jun 26, 2007
Rick Dana Boynton	Voya Financial Advisors, Inc. other	Brecek & Young Advisors, Inc. other	Other	Jun 14, 2007	Jun 13, 2007
Luis Antonio Brandi	Valic Financial Advisors, Inc. other	Brecek & Young Advisors, Inc. other	Other	May 24, 2007	Jun 25, 2007 (32 d)
Azeb Gessesse Clark	Morgan Stanley & Co. LLC unclassified	Brecek & Young Advisors, Inc. other	Other	May 10, 2007	May 7, 2007
Lawrance Malone Johnson	Money Concepts Advisory Service other	Brecek & Young Advisors, Inc. other	Other	Mar 5, 2007	Mar 5, 2007
Thomas Robert Manning	Compass Capital Corporation other	Brecek & Young Advisors, Inc. other	Other	Dec 31, 2006	Dec 18, 2006
Nicholas Joiseph Destefano	Money Concepts Advisory Service other	Brecek & Young Advisors, Inc. other	Other	Oct 12, 2006	Oct 11, 2006
Todd Victor Vandenburg	Concourse Financial Group Advisors other	Brecek & Young Advisors, Inc. other	Other	Sep 22, 2006	Sep 20, 2006
Gary Alberto Pereira	Banc Of America Investment Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Jul 24, 2006	Jul 21, 2006
Andrew Ellis Oster	Equitable Advisors, LLC national BD	Brecek & Young Advisors, Inc. other	Other	May 18, 2006	May 16, 2006
Jason Dodzik	Next Financial Group, Inc. other	Brecek & Young Advisors, Inc. other	Other	Apr 4, 2006	Nov 3, 2006 (213 d)
Michael Craig Mckean	United Securities Alliance, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Mar 28, 2006	Mar 24, 2006
Robert Anthony Santoriello	Charles Schwab & Co., Inc. national BD	Brecek & Young Advisors, Inc. other	Other	Jan 25, 2006	Jun 26, 2006 (152 d)
Michael John Felton	Valic Financial Advisors, Inc. other	Brecek & Young Advisors, Inc. other	Other	Jan 13, 2006	Jan 4, 2006
Richard Keith Allison	American General Financial Advisors, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Jan 11, 2006	Dec 16, 2005
Darin Gaffin Kaylor	Valic Financial Advisors, Inc. other	Brecek & Young Advisors, Inc. other	Other	Dec 21, 2005	Dec 19, 2005
Timothy Lee Chafin	Principal Securities, Inc. other	Brecek & Young Advisors, Inc. other	Other	Dec 2, 2005	Dec 2, 2005
Brandon Kirby	Cambridge Investment Research Advisors, Inc. other	Brecek & Young Advisors, Inc. other	Other	Nov 18, 2005	Nov 19, 2007 (731 d)
Byron Richard Smith	Ameriprise Advisor Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Oct 7, 2005	Oct 6, 2005
Kirk Yiu Choi Tang	Bankoh Advisors other	Brecek & Young Advisors, Inc. other	Other	Sep 27, 2005	Sep 27, 2005
Reid Leonard Allen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Brecek & Young Advisors, Inc. other	Other	Aug 18, 2005	Aug 19, 2005
Troy Wayne Hendricks	Legend Advisory, LLC other	Brecek & Young Advisors, Inc. other	Other	May 2, 2005	Apr 20, 2005
Angel Mutuc Aguinaldo	Associated Planners Investment Advisory Inc unclassified	Brecek & Young Advisors, Inc. other	Other	Mar 1, 2005	Mar 1, 2005
Daniel Andrew Vise	Equitable Advisors, LLC national BD	Brecek & Young Advisors, Inc. other	Other	Feb 9, 2005	Feb 8, 2005
Jon Aubrey Nettles	Equitable Advisors, LLC national BD	Brecek & Young Advisors, Inc. other	Other	Feb 9, 2005	Feb 8, 2005
Tracy Lane Melder	Legend Advisory, LLC other	Brecek & Young Advisors, Inc. other	Other	Feb 7, 2005	Feb 8, 2005
Robert Brian Anderson	LPL Financial LLC other	Brecek & Young Advisors, Inc. other	Other	Jan 6, 2005	Jan 3, 2005
Richard Henry Mootz	LPL Financial LLC other	Brecek & Young Advisors, Inc. other	Other	Jan 6, 2005	Jan 3, 2005
James Vincent Burns	Cuna Brokerage Services, Inc. other	Brecek & Young Advisors, Inc. other	Other	Aug 16, 2004	Aug 25, 2004
Dennus Kyle Bradley Cooper	Quick & Reilly, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Jan 29, 2004	Apr 23, 2004 (85 d)
David Lee Deffinbaugh	Metropolitan Financial Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Dec 15, 2003	Dec 15, 2003
Joel Scott Hemmings	E*Trade Advisory Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Sep 22, 2003	Mar 28, 2006 (918 d)
David Edward Willy	E*Trade Advisory Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Sep 22, 2003	Sep 21, 2006 (1095 d)
Christopher Arrington Quarles	E*Trade Advisory Services, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Sep 22, 2003	Aug 7, 2006 (1050 d)
Ross Lopez	Carillon Investments, Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Aug 25, 2003	Aug 26, 2003
Brian Michael Bannister	Morgan Stanley Dw Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Jun 30, 2003	Nov 20, 2006 (1239 d)
Tarik Eldin	Morgan Stanley Dw Inc. unclassified	Brecek & Young Advisors, Inc. other	Other	Aug 7, 2002	Aug 20, 2002
Anne Brady Ramirez	Ameriprise Financial Services, LLC national BD	Brecek & Young Advisors, Inc. other	Other	May 23, 2002	Aug 21, 2007 (1916 d)

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55 moves match.