DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Merrill Lynch, Pierce, Fenner & Smith Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Min WangTransamerica Financial Advisors, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 16, 2026Sep 14, 2026
Nicholas M SheridanCommonwealth Financial Network national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 11, 2026Aug 31, 2026
Scott E AndersonB. Riley Wealth Advisors, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2026Aug 17, 2026
Justin M OubreWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 10, 2026Sep 10, 2026
Conner J. PendleyStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 9, 2026Sep 2, 2026
Christian A DefalcoMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 9, 2026Sep 3, 2026
Shannon L AllenMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 9, 2026Aug 21, 2026
Sharon Elizabeth MorrowAlly Invest Advisors independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 8, 2026Sep 2, 2026
Corinne Marie HeibergerMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 7, 2026Sep 3, 2026
David Samuel MarshallUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 4, 2026Sep 10, 2026
Ian A YiOppenheimer & Co. Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 4, 2026Sep 16, 2026
James Layton JonesEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 4, 2026Sep 15, 2026
Kevin Mark WheelerFifth Third Securities, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 3, 2026Sep 2, 2026
Ronald Andrew MuradWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 2, 2026Aug 20, 2026
Braeden CutlerStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 1, 2026Sep 4, 2026
Patrick John DifuntorumWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 1, 2026Sep 8, 2026
Antonio Joseph BugliLPL Financial LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 31, 2026Sep 16, 2026
Huseyn Maharram BalayevMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 31, 2026Sep 9, 2026
Michael J LaytonStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 31, 2026Sep 16, 2026
Matthew Dylan PriceTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 28, 2026Aug 27, 2026
Binfeng HouKey Investment Services LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 25, 2026Sep 11, 2026
Matthew Peter MclaughlinMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 24, 2026Jul 31, 2026
Peter John CiovaccoMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 24, 2026Jul 30, 2026
Jorge Luis Idrovo FernandezJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 23, 2026Aug 26, 2026
Xavier C SanchezJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 21, 2026Aug 27, 2026
Alfred James HammondMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 19, 2026Jul 30, 2026
Boden Stenson ReddingStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 19, 2026Sep 1, 2026
Joshua D NardiPark Avenue Securities LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 18, 2026Sep 2, 2026
Tara Juliette KravasJfg Family Office independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 17, 2026Sep 15, 2026
Gayatri ArumugamThrivent Investment Management Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 17, 2026Sep 10, 2026
Andrea Juliana FreimanUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 14, 2026Aug 21, 2026
Pablo Perezanta OlmedoMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 13, 2026Jul 17, 2026
Gabriel I SanchezJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 13, 2026Sep 3, 2026
Jacqueline Ann CohenStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 12, 2026Aug 18, 2026
Benjamin Houston PriceCitigroup Global Markets Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 11, 2026Aug 19, 2026
Huijie WangEdward Jones national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 11, 2026Sep 8, 2026
Courtney Rhuez SprinkleLPL Enterprise, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 11, 2026Aug 13, 2026
Harlin Singh UrofskyCitigroup Global Markets Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 10, 2026Aug 28, 2026
David Van HornJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 9, 2026Aug 28, 2026
William David OsmanUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 7, 2026Aug 14, 2026
Daniel PhamWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 7, 2026Aug 12, 2026
Luke SmithEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 6, 2026Sep 15, 2026 (40 d)
Axel J IsacksonEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 6, 2026Sep 3, 2026
Cody Eugene HayworthEdward Jones national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 5, 2026Sep 15, 2026 (41 d)
Todd Neil HatfieldMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 4, 2026Jul 7, 2026
Brie Kay EdmundsMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 4, 2026Jul 27, 2026
Frederick Charles DassoMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 4, 2026Jul 23, 2026
Eitan AharonEagle Strategies LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 4, 2026Aug 19, 2026
Joshua M UnderwoodJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 3, 2026Aug 19, 2026
Anthony Franzi ManciniMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 3, 2026Jul 30, 2026
Scott K TobeyMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 3, 2026Jul 30, 2026
Nicholas Vincent AzzopardiUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 3, 2026Aug 18, 2026
John William JoyceUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 3, 2026Aug 26, 2026
Tige Victor MausethLPL Enterprise, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 3, 2026Aug 13, 2026
John Salvatore GuzzettiEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 3, 2026Aug 11, 2026
Clare Margaret Mary SheehanMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Wilson Townsend BullardMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Sonya Elma PrattMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Sherry Lanette TurnerVoya Retirement Advisors, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 31, 2026Aug 13, 2026
Michael William EganMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
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14,740 moves match.