DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ausdal Financial Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexis Trotter | Midwestern Securities Trading Co.,LLC independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Sep 9, 2026 | Sep 15, 2026 |
| Donald Leonhard Hartmann | Cambridge Investment Research Advisors, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2026 | Jul 29, 2026 |
| Vinton Dixon Hartmann | Cambridge Investment Research Advisors, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Jul 28, 2026 |
| Kenneth J Mitchell | MML Investors Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jul 13, 2026 |
| Rick David Martinez | Quincy Wells Advisors, LLC independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Jun 17, 2026 | Jun 16, 2026 |
| Carl Kirchner | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2026 | Jul 7, 2026 |
| Matthew Berry Bowen | Dimensional Fund Advisors LP asset manager | Ausdal Financial Partners, Inc. independent RIA | Other | Mar 18, 2026 | Mar 19, 2026 |
| Christina Marie Doone | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2025 | Oct 29, 2025 |
| Monica Moose | Arete Wealth Advisors, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Oct 1, 2025 |
| Kolton Rominski | Larson Financial Group, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2025 | Sep 15, 2025 |
| Mark David House | Moloney Securities Asset Management LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 7, 2025 |
| Derrick Allen Brauner | Moloney Securities Asset Management LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 11, 2025 |
| Adam James Maher | Moloney Securities Asset Management LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 7, 2025 |
| Brian Tupper | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Jul 15, 2025 |
| Taylor Scott Doemel | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Jul 15, 2025 |
| Rex Glenn Russell | Moloney Securities Asset Management LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 1, 2025 |
| Craig Henry Jude Cantara | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jun 16, 2025 |
| Timothy James Bodner | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2025 | Jun 30, 2025 |
| Robert Anthony Studniarz | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2025 | Jun 26, 2025 |
| Marie Elizabeth Studniarz Rudolph | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2025 | Jun 23, 2025 |
| David Joseph Fischesser | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2025 | Jun 20, 2025 |
| David Alexander Vileno | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2025 | May 23, 2025 |
| Mark David Lea | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2025 | May 2, 2025 |
| Jeremy Matthew Vento | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2025 | Apr 14, 2025 |
| Rosemary Tomassi | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | Apr 10, 2025 |
| Mario Govic | Arete Wealth Advisors, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Apr 4, 2025 |
| Thomas James Quinn | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Apr 25, 2025 |
| Timothy Kevin O'Brien | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Mar 19, 2025 | Oct 2, 2024 |
| David Michael Smith | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Mar 19, 2025 | Oct 29, 2024 |
| George Michael Bellish | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 12, 2025 |
| Michael Scott Lytle | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2025 | Feb 18, 2025 |
| Kathleen Marie Indiano | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2025 | Feb 21, 2025 |
| John David Morvay | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2025 | Feb 18, 2025 |
| Nicholas Cannon | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2025 | Feb 18, 2025 |
| William Paul Boscow | Pks Advisory Services, LLC independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Feb 3, 2025 | Jan 26, 2026 (357 d) |
| Armando Fernandez | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Jan 6, 2025 |
| Carmine Joseph Passante | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Dec 26, 2024 |
| Richard George Gerepka | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | Dec 9, 2024 |
| Beverly Bandlow Curmanskie | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2024 | Dec 16, 2024 |
| Kirk Francis Henderson | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 10, 2024 |
| Theodore Robert Taddei | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 10, 2024 |
| Juan Carlos Benedeti | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 1, 2024 |
| Alan M Kirschenbaum | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 3, 2024 |
| Barry Scott Yankelevitz | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 9, 2024 |
| Robert William Toth | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Jun 5, 2025 (182 d) |
| Matthew P Kondrath | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 10, 2024 |
| Erica Michelle Smith | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 10, 2024 |
| Adam Mitchell Stewart | Integrity Alliance, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | May 9, 2025 (156 d) |
| Erica Keane | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2024 | Jan 10, 2025 (49 d) |
| Kim Leon Cowdell | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Nov 4, 2024 |
| Michael Dale Guilliatt | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Nov 19, 2024 |
| Jeffrey Stephen Geraci | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Oct 22, 2024 |
| John Francis Carr | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Oct 28, 2024 |
| John David Washnock | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Oct 28, 2024 |
| James Daniel Washnock | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Oct 28, 2024 |
| Paul Douglas Mclemore | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Mar 3, 2026 (473 d) |
| Travis Michael Moore | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Oct 28, 2024 |
| David Michael Smith | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Oct 25, 2024 |
| Sean Robert Romero | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | Oct 29, 2024 |
| Michael Patrick Geraci | Intervest International, Inc. independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Nov 15, 2024 | May 8, 2025 (174 d) |
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204 moves match.