DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “OSAIC WEALTH, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| AXXCESS WEALTH MANAGEMENT, LLC independent RIA | Carlsbad, Ca · principal | 38 | 4 | 2 | +2 | 5.3% | |||
| CHARLES SCHWAB & CO., INC. national BD | Menlo Park, Ca | 38 | 6 | 2 | +4 | 5.3% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Tyler, Tx | 38 | 1 | 2 | -1 | 5.3% | 2 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Scottsdale, Az | 38 | 2 | 2 | 0 | 5.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Louisville, Ky | 38 | 3 | 2 | +1 | 5.3% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Wilmington, De | 38 | 2 | 2 | 0 | 5.3% | 1 | ||
| E••••• J•••• national BD | Omaha, Ne | 38 | 2 | 2 | 0 | 5.3% | |||
| R•• C•••••• M••••••• L•• national BD | Phoenix, Az | 37 | 9 | 2 | +7 | 5.4% | |||
| J•••• T•••••• I••••••••• P•••••••• L•• independent RIA | Tampa, Fl · principal | 37 | 7 | 2 | +5 | 5.4% | |||
| S•••••••• A••••••• L•• national BD | Greenville, De | 37 | 6 | 2 | +4 | 5.4% | |||
| M•• C•••••• M••••••••• L•• independent RIA | Los Angeles, Ca | 37 | 36 | 2 | +34 | 5.4% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Peoria, Il | 37 | 5 | 2 | +3 | 5.4% | |||
| L•• E••••••••• L•• BD affiliated | Mercer Island, Wa | 37 | 6 | 2 | +4 | 5.4% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Chesterfield, Mo | 37 | 5 | 2 | +3 | 5.4% | |||
| J••• M••••• S••••••••• L•• wirehouse | Naples, Fl | 36 | 4 | 2 | +2 | 5.6% | |||
| E•••••••• A•••••••• L•• national BD | Deerfield, Il | 36 | 3 | 2 | +1 | 5.6% | |||
| I••••••••• A•••••• A•••••••• L•• independent RIA | Charlotte, Nc · principal | 36 | 8 | 2 | +6 | 5.6% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Pepper Pike, Oh | 36 | 1 | 2 | -1 | 5.6% | 1 | ||
| S• A•••••••• L•• independent RIA | Atlanta, Ga · principal | 36 | 12 | 2 | +10 | 5.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Dearborn, Mi | 36 | 1 | 2 | -1 | 5.6% | |||
| S•••••••• A••••••• L•• national BD | Woodland Hills, Ca | 36 | 3 | 2 | +1 | 5.6% | |||
| I•• A••••••• S•••••••• I••• mixed wealth | Denver, Co · principal | 36 | 11 | 2 | +9 | 5.6% | |||
| W•••• F•••• A••••••• wirehouse | Honolulu, Hi | 36 | 2 | 2 | 0 | 5.6% | |||
| L•• F•••••••• L•• BD affiliated | Littleton, Co | 36 | 3 | 2 | +1 | 5.6% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Cincinnati, Oh | 36 | 9 | 2 | +7 | 5.6% | 1 | ||
| U••• I••••••••• S••••••• C•••••• no RAUM | Tampa, Fl | 36 | 22 | 2 | +20 | 5.6% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Baton Rouge, La | 36 | 3 | 2 | +1 | 5.6% | |||
| L•• F•••••••• L•• BD affiliated | Williamsburg, Va | 36 | 3 | 2 | +1 | 5.6% | |||
| C•• A•••••••• L•• independent RIA | Manhattan, Ks · principal | 36 | 4 | 2 | +2 | 5.6% | |||
| S•••• Q•••• A•••••••• L•• independent RIA | Morristown, Nj · principal | 36 | 7 | 2 | +5 | 5.6% | |||
| O•••• W•••••• I••• BD affiliated | Charlotte, Nc | 36 | 4 | 2 | +2 | 5.6% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Lakeville, Mn | 36 | 6 | 2 | +4 | 5.6% | |||
| O•••• W•••••• I••• BD affiliated | Birmingham, Al | 36 | 4 | 2 | +2 | 5.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pensacola, Fl | 35 | 4 | 2 | +2 | 5.7% | |||
| T• R••• P•••• A••••••••• I••• asset manager | Colorado Springs, Co | 35 | 4 | 2 | +2 | 5.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Duluth, Ga | 35 | 2 | 2 | 0 | 5.7% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Virginia Beach, Va | 35 | 4 | 2 | +2 | 5.7% | |||
| T• P•••••• C••••• W••••• L•• BD affiliated | Ramsey, Nj | 35 | 10 | 2 | +8 | 5.7% | |||
| L•• F•••••••• L•• BD affiliated | Huntsville, Al | 35 | 2 | 2 | 0 | 5.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Akron, Oh | 35 | 2 | 2 | 0 | 5.7% | |||
| T• P•••••• C••••• W••••• L•• BD affiliated | Vienna, Va | 35 | 10 | 2 | +8 | 5.7% | |||
| L•• F•••••••• L•• BD affiliated | Glen Allen, Va | 35 | 6 | 2 | +4 | 5.7% | |||
| C•••••• S••••• • C••• I••• national BD | Irvine, Ca | 35 | 5 | 2 | +3 | 5.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Miami, Fl | 35 | 6 | 2 | +4 | 5.7% | |||
| A•••••••• C•••••• W••••• M••••••••• L•• independent RIA | Red Bank, Nj · principal | 35 | 7 | 2 | +5 | 5.7% | |||
| E•••••••• A•••••••• L•• national BD | Orlando, Fl | 35 | 12 | 2 | +10 | 5.7% | |||
| E••••• J•••• national BD | Wichita, Ks | 34 | 1 | 2 | -1 | 5.9% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Concord, Nc | 34 | 10 | 2 | +8 | 5.9% | |||
| S••••• A•••• M••••••••• L••••• independent RIA | Troy, Mi · principal | 34 | 10 | 2 | +8 | 5.9% | |||
| M•••• W••••• M••••••••• L•• independent RIA | Naples, Fl · principal | 34 | 6 | 2 | +4 | 5.9% | 1 | ||
| E••••• J•••• national BD | Greensboro, Nc | 34 | 3 | 2 | +1 | 5.9% | |||
| P•• W••••• M••••••••• BD affiliated | Cherry Hill, Nj | 34 | 9 | 2 | +7 | 5.9% | |||
| M••••• S•••••• wirehouse | Newtown Square, Pa | 33 | 1 | 2 | -1 | 6.1% | 1 | ||
| M••••• S•••••• wirehouse | Middleton, Wi | 33 | 3 | 2 | +1 | 6.1% | |||
| L•• E••••••••• L•• BD affiliated | North Bethesda, Md | 33 | 8 | 2 | +6 | 6.1% | |||
| T••••••• P•••••• W••••• M••••••••• mixed wealth | Dallas, Tx · principal | 33 | 6 | 2 | +4 | 6.1% | |||
| S•••••• C•••••• C••••••••• asset manager | Bellingham, Wa · principal | 33 | 6 | 2 | +4 | 6.1% | |||
| L•• E••••••••• L•• BD affiliated | White Plains, Ny | 33 | 6 | 2 | +4 | 6.1% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Westlake Village, Ca | 33 | 0 | 2 | -2 | 6.1% | |||
| P•••••••• S••••••••• I••• BD affiliated | Tampa, Fl | 33 | 2 | 2 | 0 | 6.1% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.