DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. BD affiliated | Appleton, Wi | 94 | 16 | 1 | +15 | 1.1% | |||
| NORTHROCK PARTNERS, LLC independent RIA | Minneapolis, Mn · principal | 94 | 36 | 1 | +35 | 1.1% | |||
| TRUIST ADVISORY SERVICES, INC. BD affiliated | Richmond, Va | 93 | 8 | 1 | +7 | 1.1% | |||
| M••••• S•••••• wirehouse | Mount Laurel, Nj | 91 | 8 | 1 | +7 | 1.1% | 1 | ||
| S•••••••• A••••••• L•• national BD | Plano, Tx | 91 | 7 | 1 | +6 | 1.1% | |||
| S•••••••• A••••••• L•• national BD | Phoenix, Az | 91 | 10 | 1 | +9 | 1.1% | |||
| W•••• I••••••••• A•••••••• L•• other | Lincroft, Nj · principal | 91 | 16 | 1 | +15 | 1.1% | 1 | ||
| M••••• S•••••• wirehouse | Westport, Ct | 91 | 8 | 1 | +7 | 1.1% | |||
| W•••• F•••• A••••••• wirehouse | Sarasota, Fl | 90 | 9 | 1 | +8 | 1.1% | 1 | ||
| E••••• J•••• national BD | Austin, Tx | 90 | 13 | 1 | +12 | 1.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | White Plains, Ny | 89 | 1 | 1 | 0 | 1.1% | |||
| P••• A••••• S••••••••• L•• BD affiliated | San Diego, Ca | 89 | 19 | 1 | +18 | 1.1% | |||
| L•• F•••••••• L•• BD affiliated | Albany, Ny | 88 | 17 | 1 | +16 | 1.1% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Paramus, Nj | 87 | 6 | 1 | +5 | 1.1% | |||
| W•••• F•••• A••••••• wirehouse | Fresno, Ca | 87 | 8 | 1 | +7 | 1.1% | |||
| I••••• C••••••• L•• asset manager | San Francisco, Ca · principal | 87 | 41 | 1 | +40 | 1.1% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Rochester, Ny | 86 | 20 | 1 | +19 | 1.2% | |||
| A•••••• R••••••• C•••••• independent RIA | Dallas, Tx · principal | 86 | 9 | 1 | +8 | 1.2% | |||
| L•• F•••••••• L•• BD affiliated | Atlanta, Ga | 86 | 8 | 1 | +7 | 1.2% | |||
| M••••• S•••••• wirehouse | Colchester, Vt | 86 | 14 | 1 | +13 | 1.2% | |||
| W•••• F•••• A••••••• wirehouse | Allentown, Pa | 86 | 4 | 1 | +3 | 1.2% | |||
| E•••••••• M••• A•••• M••••••••• L•• independent RIA | Danville, Ca · principal | 85 | 18 | 1 | +17 | 1.2% | |||
| M••••• S•••••• wirehouse | Clayton, Mo | 84 | 3 | 1 | +2 | 1.2% | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | Fort Lee, Nj | 83 | 9 | 1 | +8 | 1.2% | |||
| L•• F•••••••• L•• BD affiliated | Madison, Wi | 83 | 7 | 1 | +6 | 1.2% | |||
| W•••• F•••• A••••••• wirehouse | Palm Beach, Fl | 83 | 14 | 1 | +13 | 1.2% | |||
| C••••• P••••••• L•• independent RIA | Louisville, Ky | 83 | 12 | 1 | +11 | 1.2% | |||
| L•• F•••••••• L•• BD affiliated | Portland, Or | 82 | 27 | 1 | +26 | 1.2% | 1 | ||
| C••••• P••••••• R••••••••• P••• C••••••••• institutional | New York, Ny · principal | 82 | 13 | 1 | +12 | 1.2% | |||
| M••••• S•••••• wirehouse | Philadelphia, Pa | 80 | 5 | 1 | +4 | 1.3% | |||
| S•••••••• A••••••• L•• national BD | Southlake, Tx | 79 | 9 | 1 | +8 | 1.3% | |||
| T• R••• P•••• A••••••••• I••• asset manager | Baltimore, Md · principal | 79 | 10 | 1 | +9 | 1.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Indianapolis, In | 78 | 11 | 1 | +10 | 1.3% | |||
| L•• F•••••••• L•• BD affiliated | Boca Raton, Fl | 78 | 15 | 1 | +14 | 1.3% | 1 | ||
| C••••••••• W•••••• L•• independent RIA | Los Angeles, Ca · principal | 78 | 23 | 1 | +22 | 1.3% | |||
| M••••• S•••••• wirehouse | La Jolla, Ca | 78 | 9 | 1 | +8 | 1.3% | |||
| W•••• F•••• A••••••• wirehouse | Newport Beach, Ca | 78 | 12 | 1 | +11 | 1.3% | 2 | ||
| S•••••••• A••••••• L•• national BD | Aurora, Co | 78 | 17 | 1 | +16 | 1.3% | |||
| I•••••• A•••••••• L•• independent RIA | Meridian, Id · principal | 77 | 28 | 1 | +27 | 1.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Louisville, Ky | 77 | 12 | 1 | +11 | 1.3% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tucson, Az | 76 | 9 | 1 | +8 | 1.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Wayzata, Mn | 76 | 4 | 1 | +3 | 1.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pittsford, Ny | 75 | 3 | 1 | +2 | 1.3% | |||
| W•••• F•••• A••••••• wirehouse | Washington, Dc | 75 | 6 | 1 | +5 | 1.3% | |||
| L•• F•••••••• L•• BD affiliated | Westlake Village, Ca | 75 | 6 | 1 | +5 | 1.3% | |||
| W••••• A••••••• S•••••••• L•• institutional | Shorewood, Il | 74 | 10 | 1 | +9 | 1.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | La Jolla, Ca | 73 | 2 | 1 | +1 | 1.4% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Melville, Ny | 73 | 6 | 1 | +5 | 1.4% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | San Jose, Ca | 73 | 4 | 1 | +3 | 1.4% | |||
| W•••• F•••• A••••••• wirehouse | Duluth, Ga | 73 | 9 | 1 | +8 | 1.4% | 1 | ||
| R•• W••••• P••••••• independent RIA | Boston, Ma · principal | 72 | 11 | 1 | +10 | 1.4% | |||
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | Atlanta, Ga | 72 | 6 | 1 | +5 | 1.4% | |||
| L•• F•••••••• L•• BD affiliated | Brookfield, Wi | 71 | 11 | 1 | +10 | 1.4% | |||
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | O••••, Ne · principal | 71 | 11 | 1 | +10 | 1.4% | |||
| B••••••••• P••••••• independent RIA | Waltham, Ma · principal | 71 | 15 | 1 | +14 | 1.4% | |||
| M•• S••••••••• L•• no RAUM | Boston, Ma | 70 | 6 | 1 | +5 | 1.4% | |||
| N•••••••• P••••••• A••••••••• I••• independent RIA | Bedford, Nh · principal | 70 | 10 | 1 | +9 | 1.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Greenwood Village, Co | 70 | 5 | 1 | +4 | 1.4% | |||
| C•••••• S••••••••• M••••••••• I••• independent RIA | Glen Allen, Va · principal | 70 | 4 | 1 | +3 | 1.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Albany, Ny | 69 | 6 | 1 | +5 | 1.4% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.