DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC BD affiliated | Rancho Cucamonga, Ca | 13 | 2 | 1 | +1 | 7.7% | 1 | ||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Doylestown, Pa | 13 | 0 | 1 | -1 | 7.7% | |||
| PANDOWEALTH. LLC mixed wealth | Peachtree City, Ga | 13 | 2 | 1 | +1 | 7.7% | |||
| L•• E••••••••• L•• BD affiliated | Cincinnati, Oh | 13 | 0 | 1 | -1 | 7.7% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Baton Rouge, La | 13 | 4 | 1 | +3 | 7.7% | |||
| E•• A••••••• S•••••••• I•• independent RIA | Southfield, Mi · principal | 13 | 1 | 1 | 0 | 7.7% | |||
| T•• R••••••••• S••••••• L•• independent RIA | Redmond, Wa · principal | 13 | 2 | 1 | +1 | 7.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Scarsdale, Ny | 13 | 0 | 1 | -1 | 7.7% | |||
| W•••• F•••• A••••••• BD affiliated | San Diego, Ca | 13 | 6 | 1 | +5 | 7.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Reno, Nv | 13 | 1 | 1 | 0 | 7.7% | |||
| E•••• S••••••••• L•• BD affiliated | Chicago, Il | 13 | 1 | 1 | 0 | 7.7% | |||
| C• I••••••••• L•• independent RIA | Plano, Tx | 13 | 6 | 1 | +5 | 7.7% | |||
| T•• G••••• A•••• M••••••••• L•• independent RIA | Brentwood, Tn · principal | 13 | 1 | 1 | 0 | 7.7% | |||
| C••••••• P••••••• independent RIA | Madison, Wi | 13 | 1 | 1 | 0 | 7.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Highland Park, Il | 13 | 1 | 1 | 0 | 7.7% | |||
| E••••• J•••• national BD | Wildwood, Mo | 13 | 0 | 1 | -1 | 7.7% | |||
| E•••• S••••••••• L•• BD affiliated | Edina, Mn | 13 | 1 | 1 | 0 | 7.7% | |||
| O•••• W•••••• I••• BD affiliated | Troy, Mi | 13 | 2 | 1 | +1 | 7.7% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Spokane Valley, Wa | 13 | 3 | 1 | +2 | 7.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Excelsior, Mn | 13 | 1 | 1 | 0 | 7.7% | |||
| V••••• N••••••• A••••••• I•• BD affiliated | Bethlehem, Pa · principal | 13 | 3 | 1 | +2 | 7.7% | |||
| E••••• J•••• national BD | Waterloo, Il | 13 | 1 | 1 | 0 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Yakima, Wa | 13 | 0 | 1 | -1 | 7.7% | |||
| I••••••• I••••••••• C••••••• L•• independent RIA | Scottsdale, Az · principal | 13 | 3 | 1 | +2 | 7.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | San Luis Obispo, Ca | 13 | 0 | 1 | -1 | 7.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Prior Lake, Mn | 13 | 2 | 1 | +1 | 7.7% | |||
| J••• M••••• S••••••••• L•• wirehouse | San Mateo, Ca | 13 | 1 | 1 | 0 | 7.7% | |||
| M••••••••• A•••••••• L•• independent RIA | New York, Ny · principal | 13 | 2 | 1 | +1 | 7.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Fort Wayne, In | 13 | 0 | 1 | -1 | 7.7% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Hauppauge, Ny | 13 | 1 | 1 | 0 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Hamburg, Ny | 13 | 0 | 1 | -1 | 7.7% | |||
| A••• C•••••• M••••••••• L•• independent RIA | Salt Lake City, Ut · principal | 13 | 1 | 1 | 0 | 7.7% | |||
| W•••• F•••• A••••••• wirehouse | Charleston, Wv | 13 | 1 | 1 | 0 | 7.7% | |||
| B••• W••••• S••••••••• L•• independent RIA | Honolulu, Hi | 13 | 3 | 1 | +2 | 7.7% | |||
| W•••• F•••• A••••••• wirehouse | Bradenton, Fl | 13 | 1 | 1 | 0 | 7.7% | |||
| S•••••••• A••••••• L•• brokerage advisory | Little Rock, Ar | 13 | 3 | 1 | +2 | 7.7% | |||
| B•••••••• I••••••••• M••••••••• L•• asset manager | Miami, Fl | 13 | 0 | 1 | -1 | 7.7% | |||
| L•••••••• T••••••• A•••• M••••••••• I•• other | New York, Ny · principal | 13 | 4 | 1 | +3 | 7.7% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Chesterfield, Mo | 13 | 3 | 1 | +2 | 7.7% | |||
| C••••••••• W••• • C• I•• independent RIA | San Diego, Ca · principal | 13 | 3 | 1 | +2 | 7.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Lewisville, Tx | 13 | 2 | 1 | +1 | 7.7% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Cary, Nc | 13 | 3 | 1 | +2 | 7.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Farmington Hills, Mi | 13 | 2 | 1 | +1 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Elk Grove, Ca | 13 | 4 | 1 | +3 | 7.7% | |||
| F•••••••• C•••••• M••••••••• L•• independent RIA | San Francisco, Ca | 13 | 2 | 1 | +1 | 7.7% | |||
| 7•• C••••••• L•• independent RIA | Lansing, Mi | 13 | 13 | 1 | +12 | 7.7% | |||
| R••••• W• B•••• • C•• I••••••••• mixed wealth | Franklin, Tn | 13 | 2 | 1 | +1 | 7.7% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Cincinnati, Oh | 13 | 2 | 1 | +1 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Culver City, Ca | 13 | 0 | 1 | -1 | 7.7% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Frisco, Tx | 13 | 0 | 1 | -1 | 7.7% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Reston, Va | 13 | 0 | 1 | -1 | 7.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Clifton Park, Ny | 13 | 3 | 1 | +2 | 7.7% | |||
| S••••••• P••••••• W••••• M••••••••• • F••••• O••••• independent RIA | San Diego, Ca · principal | 13 | 5 | 1 | +4 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Citrus Heights, Ca | 13 | 5 | 1 | +4 | 7.7% | |||
| L•• F•••••••• L•• BD affiliated | Clarksville, Md | 13 | 1 | 1 | 0 | 7.7% | |||
| G••••• R••••••••• P••••••• L•• institutional | Cleveland, Oh | 13 | 1 | 1 | 0 | 7.7% | |||
| A•• W••••• A•••••••• L•• independent RIA | Scottsdale, Az · principal | 13 | 5 | 1 | +4 | 7.7% | |||
| E••••• J•••• national BD | Mount Pleasant, Sc | 13 | 1 | 1 | 0 | 7.7% | |||
| E••••• F•••••••• G•••• mixed wealth | Chicago, Il · principal | 13 | 1 | 1 | 0 | 7.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Peachtree City, Ga | 13 | 2 | 1 | +1 | 7.7% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.