DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “D.A. DAVIDSON & CO.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC BD affiliated | Hoboken, Nj | 7 | 0 | 1 | -1 | 14% | |||
| LINCOLN INVESTMENT BD affiliated | Columbus, Oh | 7 | 0 | 1 | -1 | 14% | |||
| MML INVESTORS SERVICES, LLC BD affiliated | San Diego, Ca | 7 | 1 | 1 | 0 | 14% | |||
| JANNEY MONTGOMERY SCOTT LLC BD affiliated | Sarasota, Fl | 7 | 0 | 1 | -1 | 14% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Kennesaw, Ga | 7 | 2 | 1 | +1 | 14% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Fresno, Ca | 7 | 1 | 1 | 0 | 14% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Ballwin, Mo | 7 | 1 | 1 | 0 | 14% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Bellingham, Wa | 7 | 0 | 1 | -1 | 14% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Clarkston, Mi | 7 | 0 | 1 | -1 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Upper Montclair, Nj | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tupelo, Ms | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Teaneck, Nj | 7 | 1 | 1 | 0 | 14% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Hopkins, Mn | 7 | 0 | 1 | -1 | 14% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Londonderry, Nh | 7 | 0 | 1 | -1 | 14% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Sylvania, Oh | 7 | 0 | 1 | -1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Elkhorn, Ne | 7 | 0 | 1 | -1 | 14% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Rockledge, Fl | 7 | 0 | 1 | -1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Abilene, Tx | 7 | 0 | 1 | -1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Bettendorf, Ia | 7 | 1 | 1 | 0 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Lunenburg, Ma | 6 | 1 | 1 | 0 | 17% | |||
| K••••• W•••••• L•• independent RIA | Greenville, Ri | 6 | 6 | 1 | +5 | 17% | 1 | ||
| N••••••••• A•••• M••••••••• L•• independent RIA | Stamford, Ct · principal | 6 | 6 | 1 | +5 | 17% | |||
| B••••••• F• E•••••• W••••• M••••••••• L•• independent RIA | St Louis, Mo | 6 | 0 | 1 | -1 | 17% | |||
| L•• E••••••••• L•• BD affiliated | Bentonville, Ar | 6 | 4 | 1 | +3 | 17% | |||
| C••••••••• F•••••••• N•••••• national BD | Auburn, Ma | 6 | 1 | 1 | 0 | 17% | |||
| L•• F•••••••• L•• BD affiliated | Muscatine, Ia | 6 | 1 | 1 | 0 | 17% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Boca Raton, Fl | 6 | 2 | 1 | +1 | 17% | |||
| G•••• P•••••• W••••• M••••••••• independent RIA | Pleasanton, Ca · principal | 6 | 2 | 1 | +1 | 17% | |||
| L•• E••••••••• L•• BD affiliated | Wichita, Ks | 6 | 0 | 1 | -1 | 17% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Ft Lauderdale, Fl | 6 | 0 | 1 | -1 | 17% | |||
| A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliated | Lenexa, Ks | 6 | 1 | 1 | 0 | 17% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Ocala, Fl | 6 | 0 | 1 | -1 | 17% | |||
| W••••• E••••••••• A••••••• S•••••••• L•• independent RIA | Brentwood, Tn | 6 | 2 | 1 | +1 | 17% | |||
| L•• F•••••••• L•• BD affiliated | Newark, De | 6 | 1 | 1 | 0 | 17% | |||
| A••••••• W••••• A••••••• independent RIA | Metairie, La | 6 | 2 | 1 | +1 | 17% | |||
| N••• J••••• W••••• M••••••••• independent RIA | Sunrise, Fl · principal | 6 | 3 | 1 | +2 | 17% | |||
| S••••••••• A•••••••• L•• state registered | New York, Ny · principal | 6 | 4 | 1 | +3 | 17% | |||
| F•••••• F•••••••• A•••••••• L•• independent RIA | Ft Lauderdale, Fl | 6 | 3 | 1 | +2 | 17% | |||
| S•••••••• A••••••• L•• brokerage advisory | Charlestown, Ma | 6 | 1 | 1 | 0 | 17% | |||
| M•••• F•••••••• A••••••• BD affiliated | Frisco, Tx | 6 | 1 | 1 | 0 | 17% | |||
| C•••• B••••• W•••••• L•• independent RIA | New York, Ny · principal | 6 | 2 | 1 | +1 | 17% | |||
| A•••••••• C•••••• L•• independent RIA | Denver, Co | 6 | 5 | 1 | +4 | 17% | |||
| R•••••••• A•••• M••••••••• brokerage advisory | Fort Worth, Tx | 6 | 3 | 1 | +2 | 17% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Aurora, Co | 6 | 1 | 1 | 0 | 17% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Las Vegas, Nv | 6 | 2 | 1 | +1 | 17% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Hoover, Al | 6 | 0 | 1 | -1 | 17% | |||
| A•••• W••••• G••••• L•• independent RIA | Colorado Springs, Co · principal | 6 | 0 | 1 | -1 | 17% | |||
| J••• M••••• S••••••••• L•• wirehouse | Greenville, Sc | 6 | 2 | 1 | +1 | 17% | |||
| N••••••• T•••• S••••••••• I•• bank affiliated | St Petersburg, Fl | 6 | 0 | 1 | -1 | 17% | |||
| T•• S••••••• G•••• independent RIA | Sacramento, Ca · principal | 6 | 1 | 1 | 0 | 17% | |||
| C••••• P•••••• A•••••••• L•• no RAUM | Rockford, Il · principal | 6 | 2 | 1 | +1 | 17% | |||
| W•••• F•••• A••••••• wirehouse | Lexington, Sc | 6 | 0 | 1 | -1 | 17% | |||
| B•••••• H•••• P•••••• W•••••• L•• independent RIA | B•••••• H••••, Ca · principal | 6 | 0 | 1 | -1 | 17% | |||
| G•••••• A••••••• G••••• L•• independent RIA | Needham, Ma · principal | 6 | 0 | 1 | -1 | 17% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Glen Rock, Nj | 6 | 0 | 1 | -1 | 17% | |||
| I••••••••• W••••• C••••••• L•• independent RIA | Newport Beach, Ca | 6 | 0 | 1 | -1 | 17% | |||
| F•• W••••• M••••••••• L•• independent RIA | Ofallon, Il | 6 | 4 | 1 | +3 | 17% | |||
| S••••••••• W••••• P••••••• independent RIA | Birmingham, Al | 6 | 0 | 1 | -1 | 17% | |||
| L•• F•••••••• L•• BD affiliated | Inverness, Fl | 6 | 0 | 1 | -1 | 17% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Doral, Fl | 6 | 0 | 1 | -1 | 17% |
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.