DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
22,748 offices
Offices with 5 or more advisors. Set an Advisors range to see smaller ones.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC national BD | Houston, Tx | 69 | 11 | 1 | +10 | 1.4% | 1 | ||
| LPL FINANCIAL LLC BD affiliated | Los Angeles, Ca | 69 | 13 | 1 | +12 | 1.4% | 1 | ||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Naples, Fl | 69 | 8 | 1 | +7 | 1.4% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Lincoln, Ne · principal | 69 | 7 | 1 | +6 | 1.4% | |||
| B•• F•••••••• A••••••• BD affiliated | Tulsa, Ok · principal | 69 | 5 | 1 | +4 | 1.4% | |||
| W•••• F•••• A••••••• wirehouse | Melville, Ny | 68 | 29 | 1 | +28 | 1.5% | 2 | ||
| C••• I••••••••• A••••••• S•••••••• L•• institutional | Cleveland, Oh · principal | 67 | 7 | 1 | +6 | 1.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Rochester, Ny | 67 | 6 | 1 | +5 | 1.5% | |||
| E••••• J•••• national BD | San Antonio, Tx | 67 | 4 | 1 | +3 | 1.5% | |||
| M••••• S•••••• wirehouse | Pepper Pike, Oh | 67 | 2 | 1 | +1 | 1.5% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Dallas, Tx | 67 | 6 | 1 | +5 | 1.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tulsa, Ok | 67 | 6 | 1 | +5 | 1.5% | |||
| O•••• W•••••• I••• BD affiliated | San Diego, Ca | 66 | 4 | 1 | +3 | 1.5% | 2 | ||
| C••• P•••••• W••••• A•••••••• I••• BD affiliated | Chicago, Il · principal | 66 | 5 | 1 | +4 | 1.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Summit, Nj | 66 | 2 | 1 | +1 | 1.5% | 1 | ||
| M••••• S•••••• wirehouse | Oakland, Ca | 66 | 2 | 1 | +1 | 1.5% | |||
| P•••••••• A••••••• national BD | Cincinnati, Oh | 66 | 3 | 1 | +2 | 1.5% | |||
| A•••• W••••• M••••••••• L•• independent RIA | Omaha, Ne · principal | 66 | 21 | 1 | +20 | 1.5% | |||
| F•••• T•••• A••••••• L• asset manager | Austin, Tx | 65 | 11 | 1 | +10 | 1.5% | |||
| S•••••••• A••••••• L•• national BD | Campbell, Ca | 65 | 11 | 1 | +10 | 1.5% | |||
| L•• F•••••••• L•• BD affiliated | Nashville, Tn | 65 | 7 | 1 | +6 | 1.5% | 1 | ||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Frontenac, Mo | 65 | 3 | 1 | +2 | 1.5% | |||
| C•••• W•••••• • A••••••••• L•• independent RIA | Frisco, Tx · principal | 65 | 5 | 1 | +4 | 1.5% | |||
| E••••• J•••• national BD | Chesterfield, Mo | 65 | 2 | 1 | +1 | 1.5% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Minnetonka, Mn | 65 | 5 | 1 | +4 | 1.5% | 2 | ||
| A•••••••• C•••••• L•• independent RIA | La Jolla, Ca · principal | 64 | 29 | 1 | +28 | 1.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Burlington, Ma | 64 | 2 | 1 | +1 | 1.6% | |||
| C••••• M•••••• independent RIA | Irvine, Ca · principal | 64 | 10 | 1 | +9 | 1.6% | |||
| B•••••••• I••••••••• M••••••••• L•• asset manager | Boston, Ma | 64 | 15 | 1 | +14 | 1.6% | |||
| P••••••••• • A• E••••••••• C•••••• independent RIA | Owings Mills, Md · principal | 64 | 11 | 1 | +10 | 1.6% | |||
| W•••• F•••• A••••••• wirehouse | Orlando, Fl | 64 | 1 | 1 | 0 | 1.6% | |||
| I••••••••• W••••• C••••••• L•• independent RIA | Waltham, Ma · principal | 63 | 5 | 1 | +4 | 1.6% | |||
| S•••••••• A••••••• L•• national BD | Lakewood, Co | 63 | 6 | 1 | +5 | 1.6% | |||
| H••• S••••••••• •••• I••• BD affiliated | Buffalo, Ny | 63 | 9 | 1 | +8 | 1.6% | |||
| L•• F•••••••• L•• BD affiliated | Omaha, Ne | 63 | 5 | 1 | +4 | 1.6% | |||
| L•• F•••••••• L•• BD affiliated | San Francisco, Ca | 63 | 7 | 1 | +6 | 1.6% | 1 | ||
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | Denver, Co | 63 | 7 | 1 | +6 | 1.6% | |||
| S•••••• S••••••••• BD affiliated | Houston, Tx · principal | 63 | 2 | 1 | +1 | 1.6% | |||
| S•••••••• A••••••• L•• national BD | South Jordan, Ut | 63 | 8 | 1 | +7 | 1.6% | |||
| M••••• S•••••• wirehouse | Phoenix, Az | 62 | 4 | 1 | +3 | 1.6% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | La Jolla, Ca | 62 | 4 | 1 | +3 | 1.6% | |||
| T•••••••• A••••••• G••••• I••• BD affiliated | Greensburg, Pa · principal | 62 | 3 | 1 | +2 | 1.6% | |||
| L•• F•••••••• L•• BD affiliated | Downers Grove, Il | 62 | 5 | 1 | +4 | 1.6% | |||
| U••• I••••••••• S••••••• C•••••• no RAUM | San Antonio, Tx · principal | 62 | 8 | 1 | +7 | 1.6% | |||
| M••••• S•••••• wirehouse | Grand Rapids, Mi | 62 | 8 | 1 | +7 | 1.6% | 1 | ||
| M••••• S•••••• wirehouse | Santa Rosa, Ca | 62 | 1 | 1 | 0 | 1.6% | |||
| B••••••••• A•••• M••••••••• L•• independent RIA | Jupiter, Fl · principal | 61 | 6 | 1 | +5 | 1.6% | |||
| W•••• F•••• A••••••• wirehouse | El Paso, Tx | 61 | 14 | 1 | +13 | 1.6% | |||
| A••••••••• I••• BD affiliated | Chicago, Il | 61 | 20 | 1 | +19 | 1.6% | |||
| M••••• S•••••• wirehouse | Waukesha, Wi | 61 | 2 | 1 | +1 | 1.6% | |||
| O•••• W•••••• I••• BD affiliated | Omaha, Ne | 61 | 10 | 1 | +9 | 1.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Short Hills, Nj | 61 | 0 | 1 | -1 | 1.6% | 1 | ||
| M••••• S•••••• wirehouse | Dublin, Oh | 61 | 5 | 1 | +4 | 1.6% | |||
| B•••• W•••••• L•• independent RIA | Atlanta, Ga · principal | 61 | 15 | 1 | +14 | 1.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Little Rock, Ar | 60 | 2 | 1 | +1 | 1.7% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Louisville, Ky | 60 | 6 | 1 | +5 | 1.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Raleigh, Nc | 60 | 3 | 1 | +2 | 1.7% | |||
| S•••••••• A••••••• L•• national BD | Sarasota, Fl | 60 | 7 | 1 | +6 | 1.7% | |||
| E•• F•••••••• A••••••• independent RIA | Colchester, Vt | 60 | 6 | 1 | +5 | 1.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Northbrook, Il | 60 | 2 | 1 | +1 | 1.7% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.