DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
652 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HENNION & WALSH ASSET MANAGEMENT, INC. BD affiliated | $769M | +63% | 71 | $10.8M | 94% | 46% | 15 | 2 | |
| LESKO SECURITIES, INC. independent RIA | $729M | +22% | 13 | $56.0M | 97% | 53% | 90 | 1 | |
| G. A. REPPLE & COMPANY BD affiliated | $716M | +17% | 37 | $19.4M | 96% | 0.0% | 85 | 21 | |
| S••••• S••••••••• I••• independent RIA | $679M | +13% | 25 | $27.2M | 100% | 82% | 45 | 9 | |
| T•• O•• R•••• F•••••••• S••••••• G••••• I•• independent RIA | $669M | +10% | 33 | $20.3M | 99% | 59% | 30 | 2 | |
| N••••• C•••••• M••••••••• L•• asset manager | $651M | -8.7% | 49 | $13.3M | 0.0% | 6 | 1 | ||
| R••••••• M•••••• W••••• M••••••••• independent RIA | $644M | +25% | 9 | $71.5M | 85% | 63% | 141 | 1 | |
| C••••• D•••• A•••• M••••••••• independent RIA | $643M | +19% | 20 | $32.1M | 98% | 30% | 27 | 14 | |
| M•• F•••••••• S•••••••• I••• BD affiliated | $640M | +70% | 211 | $3.0M | 97% | 19% | 9 | 105 | |
| A••••••• I•••••••• C• independent RIA | $631M | +21% | 28 | $22.5M | 95% | 73% | 27 | 13 | |
| S••••• • C•• independent RIA | $630M | +63% | 8 | $78.7M | 99% | 99% | 16 | 5 | |
| G••••••• W••••• M••••••••• BD affiliated | $608M | +2.8% | 64 | $9.5M | 99% | 25% | 71 | 47 | |
| T•••••• I•••••••• F••• A•••••••• L•• asset manager | $607M | +6.0% | 2 | $303M | 0.0% | 1 | 56 | ||
| C••••••• S••••• C••••••• I••• independent RIA | $606M | +6.1% | 8 | $75.7M | 96% | 73% | 66 | 3 | |
| C••••••• A•••• M••••••••• L•• BD affiliated | $598M | +22% | 78 | $7.7M | 99% | 25% | 47 | 57 | |
| F•••••• A••••••• S••••••••• C•••• mixed wealth | $590M | 4 | $148M | 33% | 90% | 11 | 1 | 1 | |
| F••••••• P•••••• L•••••• L•• independent RIA | $584M | +69% | 19 | $30.7M | 81% | 55% | 36 | 7 | |
| S•••••• M••••• L•• independent RIA | $576M | -42% | 11 | $52.4M | 100% | 96% | 12 | 2 | |
| G••• S••••••• A••••••••• I••• mixed wealth | $572M | +26% | 5 | $114M | 26% | 83 | 1 | ||
| C•••••• I••••••••• P•••••••• I••• institutional | $572M | +10% | 1 | $572M | 0.0% | 1 | |||
| F•••• K••••••• S••••••••• C••• independent RIA | $566M | +27% | 15 | $37.7M | 98% | 67% | 101 | 2 | |
| G••••• A••••• A•••••••• L•• independent RIA | $552M | +63% | 30 | $18.4M | 99% | 43% | 86 | 18 | |
| W••••••••• S•••••• • C••• L•• independent RIA | $546M | +16% | 23 | $23.7M | 91% | 84% | 25 | 3 | |
| H••••• A•••••••• I••• independent RIA | $540M | +10% | 13 | $41.6M | 95% | 73% | 43 | 3 | |
| B••••• R••• C•••••• M••••••••• L•• asset manager | $536M | +8.9% | 0.0% | 2 | |||||
| C••••••••• W••••• M••••••••• C•••• other | $533M | +24% | 11 | $48.4M | 18% | 84% | 8 | 3 | |
| G••••• S••••••••• L•• independent RIA | $530M | -2.9% | 19 | $27.9M | 89% | 48% | 56 | 1 | |
| B•••••• • C•••••• independent RIA | $530M | +17% | 4 | $132M | 91% | 62% | 144 | 1 | |
| M••••••••• R•••• I••••••••• I••• independent RIA | $522M | +11% | 3 | $174M | 90% | 85% | 155 | 1 | |
| A••••• G••••••• I••• independent RIA | $521M | -21% | 14 | $37.2M | 84% | 70% | 80 | 10 | |
| J•••• T• B•••••• • C•• independent RIA | $514M | +32% | 4 | $129M | 100% | 70% | 175 | 1 | |
| G•••••• A•••••••• I••• independent RIA | $501M | +17% | 4 | $125M | 100% | 72% | 195 | 1 | |
| P•••••• W••••• S••••••••• L•• independent RIA | $500M | +24% | 4 | $125M | 100% | 86% | 69 | 1 | |
| A•••••••• I••••••••• S••••••• C•• independent RIA | $496M | -23% | 10 | $49.6M | 96% | 64% | 124 | 2 | |
| B••••• L••••••••• I•• independent RIA | $487M | +18% | 8 | $60.9M | 98% | 88% | 28 | 1 | |
| G•••••• K•••• L•• independent RIA | $484M | +16% | 4 | $121M | 99% | 75% | 198 | 1 | |
| F•••• C••••••• A•••• M••••••••• I•• BD affiliated | $465M | +178% | 74 | $6.3M | 82% | 24% | 17 | 24 | |
| F•••••• F•••••••• A•••••••• L•• BD affiliated | $456M | 847 | $538,528 | 100% | 9.1% | 4 | 21 | ||
| M••••• O• A•••••• L••• I•••••••• C•••••• institutional | $434M | +29% | 0.0% | 1 | |||||
| F•• P•••••• W••••• M••••••••• I••• independent RIA | $432M | +25% | 10 | $43.2M | 96% | 61% | 89 | 4 | |
| T•• A•••• B••••• F•••••• M••••••••• C•••••• L•• asset manager | $425M | 20 | $21.2M | 0.0% | 2 | ||||
| L••••••• S••••••••• C•••• BD affiliated | $425M | -7.9% | 77 | $5.5M | 100% | 42% | 14 | 75 | |
| A••••• S• R•• M••••••••• L••• asset manager | $424M | +160% | 0.0% | 29 | |||||
| C•••••• I••••••••• G••••• I••• independent RIA | $420M | +11% | 4 | $105M | 83% | 59% | 145 | 1 | |
| O••••••• F•••••••• S••••••• L•• mixed wealth | $420M | +16% | 12 | $35.0M | 47% | 63% | 32 | 4 | |
| C••••• F•••••••• independent RIA | $411M | +19% | 39 | $10.5M | 100% | 11% | 107 | 32 | |
| N•••••••• A•••• M••••••••• independent RIA | $405M | +13% | 39 | $10.4M | 98% | 80% | 22 | 3 | |
| B•• S••••••••• I••• mixed wealth | $402M | +36% | 36 | $11.2M | 40% | 35% | 9 | 4 | |
| S•• I••••••••• A•••••••• I••• independent RIA | $392M | +20% | 15 | $26.1M | 87% | 61% | 47 | 1 | |
| R••••• I••••••••• A•••••••• I•• BD affiliated | $385M | +12% | 57 | $6.8M | 98% | 54% | 21 | 29 | |
| T•• S•••••••• F•••••••• A••••••• BD affiliated | $382M | -19% | 55 | $6.9M | 98% | 41% | 26 | 24 | |
| B••••••••• C•••••• M••••••••• •••• independent RIA | $381M | +21% | 3 | $127M | 97% | 83% | 113 | 1 | |
| P••••••••• C•••••• C••••••••• institutional | $380M | +4.2% | 0.0% | 1 | 1 | ||||
| A•••• I••••••••• A•••••••• L•• asset manager | $377M | +7.2% | 0.0% | 1 | |||||
| U••••• B•••••••• S••••••• I•• BD affiliated | $372M | -4.3% | 56 | $6.6M | 93% | 18% | 24 | 81 | |
| M• E• A•••••• • C••• I••• independent RIA | $366M | +27% | 11 | $33.3M | 83% | 95% | 44 | 2 | |
| K•••• W••••• A•••••••• I•• independent RIA | $365M | +19% | 2 | $183M | 98% | 73% | 181 | 2 | |
| U• S• B••••• C•••••• C••••••••• independent RIA | $360M | +7.2% | 3 | $120M | 96% | 80% | 31 | 1 | |
| A••••••••• I•••••••• P••••••• C••••••••• independent RIA | $351M | +8.6% | 1 | $351M | 100% | 48% | 880 | 1 | |
| A••••••• R••••••••• P••••••• G•••• I•• independent RIA | $348M | +20% | 2 | $174M | 63% | 61% | 398 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.