DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MAREN CAPITAL other | $2.1B | +49% | 1 | $2.1B | 12% | 99% | 1 | 1 | |
| INDIVISIBLE PARTNERS independent RIA | $2.1B | +418% | 28 | $74.3M | 77% | 95% | 19 | 6 | |
| TRUE WIND CAPITAL MANAGEMENT, L.P. asset manager | $2.1B | -6.1% | 0.0% | 1 | 12 | ||||
| R•••• C••••• F••• M••••••••• L•• asset manager | $2.1B | +82% | 0.0% | 3 | 1 | ||||
| G•••••• C•••••• asset manager | $2.1B | +25% | 0.0% | 2 | 1 | ||||
| B•••• M••••••••• G•••• L•• asset manager | $2.1B | +56% | 0.0% | 1 | 4 | ||||
| E•••• B•••• • S•••••• independent RIA | $2.1B | +13% | 18 | $115M | 58% | 89% | 42 | 1 | |
| N••••• M••••••••• L•• asset manager | $2.1B | +26% | 0.0% | 1 | 3 | ||||
| S•••••• W••••• M••••••••• L•• independent RIA | $2.1B | +18% | 4 | $517M | 97% | 99% | 55 | 1 | |
| T••••••• I••••••••• M••••••••• L•• independent RIA | $2.1B | +19% | 15 | $138M | 100% | 97% | 34 | 15 | |
| A•••••• C••••••• L•• independent RIA | $2.1B | +35% | 13 | $159M | 96% | 99% | 13 | 4 | |
| E•••••• C••••••• L• asset manager | $2.1B | -41% | 0.0% | 3 | |||||
| P•••••• M••••••• P•••••••• L• other | $2.1B | +28% | 0.0% | 2 | 2 | ||||
| M••• S•••• L•• other | $2.1B | -4.9% | 1 | $2.1B | 18% | 100% | 1 | 2 | |
| E••••••••• I••••••••• G•••• independent RIA | $2.1B | +19% | 20 | $103M | 100% | 75% | 114 | 3 | |
| L•••••••• I••••••••• M••••••••• L•• asset manager | $2.1B | +3.6% | 0.0% | 1 | 4 | ||||
| A••••• R•••• asset manager | $2.1B | 0.0% | 1 | 2 | |||||
| C••••• W••••• M••••••••• I••• independent RIA | $2.1B | +26% | 17 | $121M | 95% | 91% | 52 | 3 | |
| E• H••••••••• P••••••• asset manager | $2.1B | +0.6% | 0.0% | 3 | 19 | ||||
| A•• A•••• D••••••••• I•• L• asset manager | $2.1B | +48% | 1 | $2.1B | 0.0% | 1 | 6 | ||
| F••• F••••• L•• asset manager | $2.1B | +99% | 0.0% | 1 | 10 | ||||
| M•••••• A••••• S••••••••• L•• asset manager | $2.1B | +25% | 0.0% | 5 | 12 | ||||
| B•••• F••••• P•••••• W••••• M••••••••• independent RIA | $2.1B | +30% | 7 | $294M | 91% | 84% | 116 | 1 | |
| S••••••••• C•••••• L• asset manager | $2.1B | +7.5% | 0.0% | 3 | 24 | ||||
| P••••••• L••• P••••••• L•• asset manager | $2.1B | +27% | 0.0% | 1 | 6 | ||||
| Q•••• C••••••• L•• independent RIA | $2.1B | +25% | 11 | $187M | 89% | 99% | 34 | 1 | 1 |
| C•••••••• D•• A•••••• L•• asset manager | $2.1B | -4.2% | 0.0% | 5 | |||||
| C•••• H••••• A•••• M••••••••• L•• independent RIA | $2.1B | +18% | 15 | $137M | 91% | 93% | 52 | 3 | 1 |
| A•••••• F•••••• A•••••••• L•• asset manager | $2.1B | +24% | 0.0% | 2 | |||||
| W•••••• I••••••••• G••••• L•• asset manager | $2.1B | +14% | 0.0% | 4 | 5 | ||||
| D•••• T•• D•••• C•••••••• O• D•••• asset manager | $2.0B | -14% | 0.0% | 2 | 21 | ||||
| N•••••• I••••••••• independent RIA | $2.0B | +3.8% | 23 | $89.1M | 95% | 79% | 54 | 19 | |
| S••••••• A•••• M••••••••• L•• institutional | $2.0B | -9.4% | 9 | $228M | 8.7% | 27% | 4 | 1 | 1 |
| C••••• G•••• I•••••••• asset manager | $2.0B | +15% | 7 | $293M | 0.0% | 3 | |||
| I••••••••• C••••••• L•• independent RIA | $2.0B | +32% | 12 | $171M | 91% | 85% | 35 | 1 | |
| S••• W••••• L•• brokerage advisory | $2.0B | +39% | 108 | $19.0M | 100% | 1.6% | 2,352 | 5 | |
| A•••••••• A••••••• S•••••••• L•• independent RIA | $2.0B | +23% | 13 | $157M | 100% | 89% | 111 | 4 | |
| C••••• F••• M••••••••• L•• asset manager | $2.0B | +30% | 0.0% | 1 | 22 | ||||
| D•••••• W••••• A••••••• independent RIA | $2.0B | +13% | 12 | $170M | 100% | 100% | 11 | 1 | |
| V••••••••• S••••• L•• asset manager | $2.0B | -49% | 0.0% | 2 | |||||
| M•••• D•••••• A••••••• L•• platform/SMA | $2.0B | +11% | 1 | $2.0B | 85% | 64% | 187 | 1 | |
| B••• R••• M••••••••• L••• asset manager | $2.0B | -0.4% | 0.0% | 1 | 10 | ||||
| M••••• W••••• independent RIA | $2.0B | +25% | 19 | $107M | 93% | 91% | 41 | 2 | |
| C•••••••• C••••••• L••• asset manager | $2.0B | -1.7% | 0.0% | 3 | 9 | ||||
| L• S•••••• C•••••• P••••••• asset manager | $2.0B | +31% | 8.9% | 100% | 1 | ||||
| J•• I••••••••• other | $2.0B | -2.3% | 0.0% | 2 | 3 | ||||
| P•••• B•••• C•••••• M••••••••• L•• asset manager | $2.0B | +26% | 0.0% | 2 | 1 | ||||
| O•••••• A••••••• L•• independent RIA | $2.0B | +28% | 14 | $146M | 76% | 97% | 31 | 1 | |
| A••••• • P•••••• I••• independent RIA | $2.0B | +18% | 7 | $291M | 96% | 98% | 73 | 1 | |
| B•••••• G•••• I•• other | $2.0B | -15% | 0.0% | 1 | 4 | ||||
| C•••••••• C•••••• M••••••••• asset manager | $2.0B | +158% | 0.0% | 1 | |||||
| R•••••• E••••• P•••••••• L•• asset manager | $2.0B | +1.1% | 0.0% | 6 | 18 | ||||
| P•••••• M••••••••• G••••• L•• independent RIA | $2.0B | +13% | 20 | $102M | 94% | 92% | 57 | 2 | |
| C•••••••• A•••••••• L•• independent RIA | $2.0B | +19% | 12 | $169M | 98% | 89% | 117 | 1 | |
| A•••• P••••••• I••••••••• A• platform/SMA | $2.0B | +46% | 100% | 100% | 4 | ||||
| W••••••••• C••••••• A••••••• L•• independent RIA | $2.0B | -5.1% | 4 | $507M | 91% | 10% | 788 | 3 | |
| A••••• A••••••• L•• mixed wealth | $2.0B | +24% | 12 | $169M | 38% | 100% | 5 | 4 | |
| K•••••• W••••• M••••••••• independent RIA | $2.0B | +25% | 5 | $406M | 88% | 100% | 2 | ||
| H•••••• A•••• M••••••••• L•• asset manager | $2.0B | +32% | 0.3% | 98% | 1 | ||||
| A•••• I••••••••• M••••••••• I••• independent RIA | $2.0B | +8.8% | 3 | $676M | 84% | 99% | 91 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.