DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BUTTONWOOD CAPITAL MANAGEMENT (BCM) independent RIA | $381M | +21% | 3 | $127M | 97% | 83% | 113 | 1 | |
| SCALA CAPITAL LLC independent RIA | $380M | +24% | 5 | $76.1M | 63% | 77% | 69 | 2 | 13 |
| GOEPPER BURKHARDT LLC independent RIA | $380M | +17% | 3 | $127M | 99% | 89% | 81 | 1 | |
| E••••••• P•••• A•••••••• L•• independent RIA | $380M | +7.3% | 3 | $127M | 100% | 88% | 83 | 2 | |
| 6•• F••••••••• L•• independent RIA | $380M | +16% | 5 | $75.9M | 99% | 74% | 90 | 2 | |
| D••••• W••••• G•••• independent RIA | $380M | +26% | 5 | $75.9M | 91% | 78% | 53 | 1 | |
| C•• W••••• M••••••••• independent RIA | $379M | +11% | 6 | $63.2M | 97% | 84% | 54 | 2 | |
| K••••••• F•••••••• S••••••• independent RIA | $379M | +24% | 4 | $94.8M | 100% | 82% | 75 | 2 | |
| A•••••• F•••••••• G••••• I••• independent RIA | $379M | +15% | 2 | $189M | 95% | 84% | 85 | 1 | |
| A•••• I••••••••• L•• independent RIA | $378M | +11% | 4 | $94.5M | 95% | 66% | 91 | 1 | |
| F•••••• F•••••••• P••••••• L•• independent RIA | $378M | +26% | 4 | $94.5M | 100% | 82% | 77 | 1 | |
| F•••••••• A••••••• P•••••••• L•• independent RIA | $378M | +16% | 4 | $94.5M | 80% | 67% | 33 | 1 | |
| A••••••• W•••••• L•• independent RIA | $378M | +16% | 5 | $75.6M | 75% | 67% | 54 | 1 | |
| F••••• L•••••• I••• independent RIA | $377M | +14% | 7 | $53.9M | 79% | 81% | 34 | 1 | |
| J•• F••••••••• L•• independent RIA | $377M | +25% | 4 | $94.3M | 99% | 85% | 69 | 1 | |
| N•••••••• A••••••• G••••• L•• independent RIA | $377M | +13% | 3 | $126M | 96% | 77% | 120 | 4 | |
| C••••••••• R••••••••• I••••••••• L•• independent RIA | $377M | +23% | 3 | $126M | 100% | 80% | 112 | 1 | |
| O••• W••••• M••••••••• L•• independent RIA | $377M | +14% | 2 | $188M | 98% | 82% | 157 | 3 | |
| S•••••••• P•••••••• I••• independent RIA | $377M | +16% | 1 | $377M | 100% | 64% | 817 | 1 | |
| K••••••••• C••••••• I••• independent RIA | $377M | +23% | 3 | $126M | 99% | 83% | 160 | 1 | |
| S••••••••• W••••• M••••••••• I•• independent RIA | $376M | +22% | 3 | $125M | 99% | 76% | 128 | 1 | |
| P••••••••• A•••••••• L•• independent RIA | $376M | +25% | 2 | $188M | 100% | 77% | 145 | 1 | |
| A•••• S••••• independent RIA | $375M | +19% | 8 | $46.9M | 100% | 89% | 17 | 1 | |
| H••••• H••• F•••••••• A•••••••• I••• independent RIA | $375M | +4.6% | 1 | $375M | 92% | 83% | 172 | 1 | |
| C••••••• C••••••• I••• independent RIA | $375M | +23% | 2 | $188M | 82% | 87% | 173 | 2 | |
| B••• M••••••• C•••••• I••• independent RIA | $375M | +21% | 9 | $41.7M | 96% | 82% | 26 | 1 | 1 |
| A••••••• P•••••• W•••••• L•• independent RIA | $375M | +40% | 3 | $125M | 92% | 89% | 59 | 1 | 4 |
| B••••• I••••••••• P•••••••• L•• independent RIA | $374M | +19% | 3 | $125M | 100% | 89% | 69 | 3 | |
| T•• P•••• G•••• W••••• M••••••••• L•• independent RIA | $374M | +11% | 4 | $93.6M | 79% | 56% | 142 | 2 | |
| C••••••••• W••••• S••••••••• L•• independent RIA | $374M | +9.7% | 4 | $93.6M | 100% | 90% | 15 | 3 | |
| D••••• F•••••••• G•••• L•• independent RIA | $374M | +28% | 4 | $93.5M | 100% | 76% | 125 | 2 | |
| B••• R•••••• F•••••••• S•••••••• I••• independent RIA | $374M | -41% | 3 | $125M | 97% | 76% | 448 | 1 | |
| T•• K••••• C••••••• I••• independent RIA | $373M | +6.6% | 5 | $74.6M | 98% | 85% | 50 | 1 | |
| R•••••• W• P••• • A••••••••• L•• independent RIA | $373M | +15% | 6 | $62.1M | 100% | 84% | 112 | 3 | |
| H••••••• W••••• P•••••••• L•• independent RIA | $373M | +7.5% | 7 | $53.2M | 94% | 77% | 89 | 4 | |
| A•••• C•••••• M••••••••• I•• independent RIA | $372M | +7.0% | 6 | $62.1M | 81% | 59% | 96 | 7 | |
| L••••••• C•••••• P••••••• L•• independent RIA | $372M | +17% | 5 | $74.4M | 97% | 82% | 52 | 2 | |
| P•••••• W••••• M••••••••• independent RIA | $372M | +17% | 7 | $53.1M | 100% | 82% | 30 | 1 | |
| U•••• S•••••••• A••••••• independent RIA | $372M | 3 | $124M | 100% | 76% | 158 | 1 | ||
| O••••••• W•••••• L•• independent RIA | $372M | +14% | 4 | $92.9M | 70% | 88% | 97 | 1 | |
| W•••••• P•••••• W••••• independent RIA | $371M | +42% | 2 | $186M | 89% | 67% | 119 | 3 | |
| I•••••• F•••••••• G•••• independent RIA | $371M | +14% | 13 | $28.5M | 100% | 69% | 37 | 7 | |
| O•••• C•••••• M••••••••• L•• independent RIA | $371M | +45% | 4 | $92.7M | 94% | 89% | 41 | 7 | |
| M•••• A•••••••• I••• independent RIA | $371M | +46% | 9 | $41.2M | 96% | 58% | 74 | 2 | |
| A••••• I••••••••• M••••••••• independent RIA | $371M | +20% | 3 | $124M | 100% | 53% | 85 | 2 | |
| L•••••• W••••• M••••••••• L•• independent RIA | $371M | +25% | 4 | $92.7M | 97% | 53% | 304 | 1 | |
| R•••• F••••••••• L•• independent RIA | $370M | +18% | 6 | $61.7M | 96% | 58% | 72 | 1 | |
| B••••••••• A•••• M••••••••• L•• independent RIA | $370M | +0.0% | 70 | $5.3M | 97% | 63% | 21 | 61 | |
| W••••••••• independent RIA | $370M | +11% | 3 | $123M | 98% | 67% | 136 | 6 | |
| C••••• F•••••••• G••••• L•• independent RIA | $370M | +14% | 4 | $92.5M | 81% | 70% | 154 | 2 | |
| W••••• G•••• A•••••••• L•• independent RIA | $370M | +23% | 7 | $52.8M | 100% | 88% | 28 | 1 | |
| O•• A••••••• P•••••••• L•• independent RIA | $370M | +52% | 7 | $52.8M | 100% | 75% | 45 | 1 | |
| S••••••••• W••••• M••••••••• L•• independent RIA | $369M | 2 | $185M | 93% | 87% | 127 | 1 | ||
| B•••• F•••••••• G•••• L•• independent RIA | $369M | +8.6% | 4 | $92.3M | 97% | 77% | 77 | 4 | |
| Y••••••• C•••••• M••••••••• independent RIA | $369M | +8.5% | 7 | $52.7M | 92% | 80% | 38 | 2 | |
| I•••••••• W••••• S•••••••• L•• independent RIA | $369M | +33% | 2 | $184M | 100% | 85% | 93 | 1 | |
| G••••• P•••••• W••••• A••••••• L•• independent RIA | $369M | +17% | 8 | $46.1M | 100% | 51% | 182 | 9 | |
| O•••••••• W••••• A••••••• independent RIA | $368M | +55% | 9 | $40.9M | 98% | 65% | 52 | 3 | |
| B•••••• W••••• M••••••••• L•• independent RIA | $368M | +9.7% | 3 | $123M | 99% | 79% | 86 | 3 | |
| S••••• C•••••• M••••••••• L•• independent RIA | $368M | +23% | 42 | $8.8M | 99% | 54% | 18 | 21 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.