DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| THE SIMMONS PARTNERSHIP, INC independent RIA | $217M | +24% | 2 | $108M | 99% | 73% | 154 | 1 | |
| FFG RETIREMENT COUNSELING independent RIA | $216M | +6.5% | 2 | $108M | 100% | 86% | 78 | 1 | |
| FMSA independent RIA | $216M | +14% | 22 | $9.8M | 82% | 76% | 57 | 6 | |
| D•••• A••••••• G••••• I••• independent RIA | $216M | +12% | 5 | $43.3M | 100% | 63% | 94 | 2 | |
| B•••• C•••••• M••••••••• L•• independent RIA | $216M | +27% | 4 | $54.0M | 94% | 80% | 79 | 1 | |
| P••••••••• A••••••• G•••• L•• independent RIA | $216M | +4.1% | 3 | $72.0M | 100% | 76% | 81 | 1 | |
| A•• W••••• M••••••••• independent RIA | $216M | +13% | 4 | $54.0M | 92% | 83% | 38 | 1 | |
| W•••••••• I•••••••• I•• independent RIA | $216M | +7.2% | 74% | 89% | 1 | ||||
| K•••••• W••••• • T•• M••••••••• L•• independent RIA | $215M | +12% | 1 | $215M | 96% | 84% | 133 | 1 | |
| A•••••••• I••••••••• M••••••••• independent RIA | $215M | +17% | 5 | $43.1M | 85% | 60% | 71 | 2 | |
| G•••• F•••••••• independent RIA | $215M | +4.9% | 3 | $71.8M | 73% | 69% | 103 | 1 | |
| I••••••• I••••••••• M••••••••• L•• independent RIA | $215M | +2.1% | 3 | $71.7M | 89% | 78% | 30 | 4 | |
| F•••••••• S•••••• G•••• I•• independent RIA | $215M | -34% | 4 | $53.7M | 100% | 68% | 48 | 1 | |
| F•••••• F•••••••• G•••• L•• independent RIA | $215M | +42% | 2 | $107M | 87% | 69% | 123 | 1 | |
| B••••••• A•••••• G•••• independent RIA | $215M | +29% | 2 | $107M | 94% | 68% | 158 | 1 | |
| S•••••• F•••••••• G•••• I••••••••• independent RIA | $215M | +9.4% | 5 | $43.0M | 97% | 86% | 22 | 2 | |
| E•••••••• C•••••• A•••••••• L•• independent RIA | $215M | +28% | 6 | $35.8M | 94% | 65% | 41 | 6 | |
| U•• L•• independent RIA | $215M | +15% | 2 | $107M | 98% | 87% | 51 | 2 | |
| Q•••• W••••• S••••••••• I••• independent RIA | $215M | 2 | $107M | 100% | 58% | 179 | 1 | ||
| K•••••• W••••• I••••••••• A•••••••• L•• independent RIA | $215M | +16% | 3 | $71.5M | 99% | 89% | 58 | 2 | |
| N••••••••• W••••• independent RIA | $215M | +40% | 6 | $35.8M | 100% | 66% | 62 | 6 | |
| W••••• W••• N• R••••••• independent RIA | $214M | +11% | 5 | $42.9M | 89% | 81% | 45 | 1 | |
| C••••••••• W••••• M••••••••• C•••• independent RIA | $214M | +19% | 2 | $107M | 98% | 73% | 135 | 1 | |
| W••••••••• A••••••• independent RIA | $214M | +19% | 5 | $42.9M | 98% | 65% | 53 | 1 | |
| V••••• independent RIA | $214M | +59% | 4 | $53.5M | 75% | 78% | 50 | 2 | |
| I•••••• F•••••••• S••••••• independent RIA | $214M | +8.3% | 9 | $23.8M | 100% | 64% | 49 | 4 | |
| R••••••••• F•••••••• L•• independent RIA | $214M | +63% | 4 | $53.5M | 100% | 63% | 54 | 2 | |
| L••••• F•••••••• S•••••••• L•• independent RIA | $214M | +18% | 2 | $107M | 100% | 83% | 71 | 2 | |
| A• W••••• A••••••• L•• independent RIA | $214M | +21% | 8 | $26.7M | 100% | 66% | 73 | 2 | |
| L•••••• • M••••••• I•• independent RIA | $214M | +11% | 3 | $71.2M | 100% | 66% | 94 | 1 | |
| C•••••••• C••••••• W••••• L•• independent RIA | $214M | 2 | $107M | 100% | 61% | 93 | 3 | ||
| A••••• C•••••• P•••••••• L•• independent RIA | $214M | +12% | 3 | $71.2M | 99% | 81% | 60 | 2 | |
| G••• • C•••••• I••••••••• M••••••••• I••• independent RIA | $214M | +9.8% | 3 | $71.2M | 97% | 79% | 57 | 1 | |
| C•••••••• W••••• independent RIA | $213M | 3 | $71.1M | 100% | 89% | 37 | 2 | ||
| E•••• I••••• A•••••••• I••• independent RIA | $213M | +42% | 6 | $35.6M | 100% | 60% | 110 | 2 | |
| A• W••••• A••••••• independent RIA | $213M | +22% | 4 | $53.3M | 93% | 60% | 75 | 1 | |
| D•••••••• W••••• M••••••••• S••••••••• I••• independent RIA | $213M | +14% | 2 | $107M | 99% | 79% | 96 | 1 | |
| S•••••• C•••••• G•••• independent RIA | $213M | +9.5% | 7 | $30.4M | 98% | 52% | 64 | 6 | |
| S••••••• C•••••• A•••••••• I••• independent RIA | $213M | +13% | 3 | $71.0M | 95% | 82% | 45 | 1 | |
| M••••• W••••• M••••••••• independent RIA | $213M | +16% | 5 | $42.6M | 94% | 60% | 61 | 4 | |
| S•••• • A••••••••• L•• independent RIA | $213M | +8.5% | 3 | $70.9M | 100% | 87% | 48 | 1 | |
| B•• P•••••••• I••• independent RIA | $213M | +15% | 2 | $106M | 100% | 84% | 89 | 1 | |
| G•••••••• W••••• M••••••••• L•• independent RIA | $213M | +20% | 6 | $35.4M | 97% | 89% | 15 | 1 | 1 |
| F•••••••• P••••••• S••••••• independent RIA | $213M | +19% | 7 | $30.4M | 93% | 50% | 69 | 1 | |
| H•••••• W•••••• I••• independent RIA | $213M | +31% | 3 | $70.9M | 100% | 73% | 56 | 1 | |
| U• C•••••• M••••••••• I••• independent RIA | $213M | +14% | 2 | $106M | 62% | 70% | 74 | 2 | |
| U•••• W••••• M••••••••• O• U•• independent RIA | $213M | +5.2% | 3 | $70.8M | 92% | 70% | 92 | 5 | |
| B•••••• C•••••• W••••• A•••••••• L•• independent RIA | $212M | +20% | 4 | $53.1M | 100% | 77% | 205 | 1 | |
| S•••••• W••••• A•••••••• I••• independent RIA | $212M | +17% | 3 | $70.8M | 93% | 60% | 147 | 1 | |
| A••••• F••••••••• I••• independent RIA | $212M | +26% | 2 | $106M | 94% | 83% | 76 | 2 | |
| P•••••• M•••• I••••••••• A••••••• I••• independent RIA | $212M | +8.1% | 3 | $70.7M | 100% | 90% | 47 | 2 | |
| M••••• W••••• M••••••••• independent RIA | $212M | +67% | 4 | $53.0M | 100% | 87% | 32 | 2 | |
| J• A••••••• independent RIA | $212M | +23% | 2 | $106M | 85% | 87% | 61 | 1 | |
| B••••••• W••••• M••••••••• independent RIA | $212M | +35% | 2 | $106M | 86% | 88% | 82 | 2 | |
| I••••• A•••• M••••••••• L•• independent RIA | $212M | +22% | 3 | $70.6M | 88% | 58% | 152 | 1 | |
| R••••••••• • A••••••••• L•• independent RIA | $212M | +24% | 4 | $52.9M | 97% | 75% | 68 | 1 | |
| K•• F•••••••• P••••••• • W••••• M••••••••• L•• independent RIA | $211M | 1 | $211M | 100% | 76% | 177 | 1 | ||
| B••• S••••• W••••• M••••••••• independent RIA | $211M | +9.6% | 2 | $106M | 100% | 78% | 114 | 1 | |
| T••••••• D•••• A•••• M••••••••• independent RIA | $211M | +2.2% | 5 | $42.3M | 96% | 70% | 59 | 1 | |
| F•••••••• R••••• independent RIA | $211M | +19% | 5 | $42.3M | 100% | 75% | 38 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.