DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FRANK FINANCIAL ADVISORS independent RIA | $188M | +14% | 2 | $94.1M | 100% | 89% | 70 | 1 | |
| FINANCIAL CONSULTANTS GROUP INC independent RIA | $188M | +35% | 6 | $31.4M | 98% | 64% | 39 | 3 | |
| KFG, LLC independent RIA | $188M | 8 | $23.5M | 96% | 87% | 13 | 1 | ||
| H••••••• F•••••••• A•••••••• L•• independent RIA | $188M | +9.5% | 2 | $94.0M | 69% | 65% | 110 | 2 | |
| C••••• K••••• A••••••• G••••• L•• independent RIA | $188M | +7.1% | 5 | $37.5M | 98% | 87% | 24 | 5 | |
| S•• W••••• A•••••••• L•• independent RIA | $188M | +15% | 4 | $46.9M | 98% | 69% | 61 | 1 | |
| F••••• I••••••••• I••• independent RIA | $188M | +7.3% | 2 | $93.8M | 100% | 88% | 47 | 1 | |
| S••••• S••••• P•••••• W••••• M••••••••• independent RIA | $188M | +24% | 2 | $93.8M | 98% | 87% | 56 | 1 | |
| I••••••• W••••• M••••••••• independent RIA | $187M | +17% | 3 | $62.5M | 100% | 75% | 57 | 1 | |
| Q••••••••• A•••• M••••••••• L•• independent RIA | $187M | +15% | 2 | $93.7M | 93% | 79% | 77 | 1 | |
| T•••••• C••••••• L•• independent RIA | $187M | +5.0% | 3 | $62.5M | 67% | 84% | 28 | 1 | |
| C••••••••• F•••••••• C••••••••• independent RIA | $187M | +34% | 4 | $46.8M | 96% | 60% | 94 | 1 | |
| H••••••• F•••••••• G••••• L•• independent RIA | $187M | +9.5% | 3 | $62.4M | 100% | 86% | 33 | 4 | |
| A••••• • P••••••• S••••••• L•• independent RIA | $187M | +10% | 2 | $93.6M | 100% | 61% | 160 | 1 | |
| F•••• C•••••• independent RIA | $187M | +19% | 4 | $46.8M | 96% | 72% | 51 | 3 | |
| D•••• A•••• C••••••••• independent RIA | $187M | +105% | 8 | $23.4M | 92% | 74% | 27 | 2 | |
| W••••• M••••••••• O• T•• B••••••••• L••• independent RIA | $187M | +12% | 2 | $93.4M | 84% | 90% | 77 | 1 | |
| A•• F••••••••• L•• independent RIA | $187M | +15% | 1 | $187M | 84% | 80% | 176 | 1 | |
| 3•• W••••• M••••••••• G•••• independent RIA | $187M | +1.9% | 2 | $93.3M | 99% | 56% | 279 | 2 | |
| A••••••• I•••••••• S••••••• independent RIA | $187M | +21% | 5 | $37.3M | 96% | 73% | 44 | 1 | |
| A•••• C••• F•••••••• A•••••••• L•• independent RIA | $187M | +21% | 3 | $62.2M | 89% | 80% | 57 | 1 | |
| E•••• R••• W••••• M••••••••• L•• independent RIA | $186M | +22% | 1 | $186M | 100% | 78% | 141 | 1 | |
| W••••••• P••••••• • W••• L•• independent RIA | $186M | +11% | 4 | $46.6M | 100% | 69% | 75 | 5 | |
| G•••••• F•••••••• G•••• independent RIA | $186M | +9.1% | 2 | $93.1M | 97% | 56% | 125 | 1 | |
| M•••••• W•••••• L•• independent RIA | $186M | +30% | 4 | $46.5M | 95% | 75% | 46 | 2 | |
| G••••• W••••• A•••••••• L•• independent RIA | $186M | +13% | 4 | $46.5M | 100% | 72% | 48 | 5 | |
| R•••• C•••••• M••••••••• L•• independent RIA | $186M | +11% | 3 | $62.0M | 98% | 75% | 112 | 2 | |
| S••••• P•••••• W••••• M••••••••• L•• independent RIA | $186M | +12% | 3 | $62.0M | 99% | 74% | 56 | 2 | |
| R••••••••• F•••••••• G••••• L•• independent RIA | $186M | +21% | 4 | $46.5M | 100% | 55% | 110 | 2 | |
| O•• C•••••• A••••••• independent RIA | $186M | +13% | 1 | $186M | 90% | 89% | 53 | 1 | |
| T•• K•••• F•••••••• G••••• I••• independent RIA | $186M | +14% | 5 | $37.2M | 94% | 83% | 43 | 1 | |
| L••••••• W••••• M••••••••• L•• independent RIA | $186M | +13% | 3 | $61.9M | 100% | 85% | 52 | 1 | |
| L•••••• A••••••• A••••••• independent RIA | $186M | 5 | $37.2M | 99% | 79% | 27 | 4 | ||
| D•••••• C••••• G••••• L•• independent RIA | $186M | +58% | 10 | $18.6M | 73% | 87% | 37 | 2 | |
| S••• E•••••• A••••••••• I••• independent RIA | $186M | +9.6% | 2 | $92.9M | 100% | 88% | 59 | 1 | |
| F•••• M•••• F••••••••• L•• independent RIA | $186M | +20% | 1 | $186M | 98% | 59% | 382 | 1 | |
| L••••• F•••••••• P••••••• I••• independent RIA | $186M | +12% | 1 | $186M | 100% | 85% | 131 | 1 | |
| C•••• P•••• W••••• A••••••• independent RIA | $186M | +31% | 3 | $61.8M | 97% | 71% | 218 | 1 | |
| H•••••• C•••••• A••••••• L•• independent RIA | $185M | +39% | 6 | $30.9M | 95% | 57% | 61 | 2 | |
| E••••••• W••••• independent RIA | $185M | +19% | 5 | $37.0M | 90% | 65% | 46 | 4 | 1 |
| H••••••••• F•••••••• C••••••••• I•• independent RIA | $185M | +23% | 4 | $46.3M | 97% | 88% | 39 | 1 | |
| S•••••••• A••••••• S•••••••• L••••• independent RIA | $185M | +9.9% | 4 | $46.2M | 100% | 63% | 52 | 1 | |
| B•••••• • B•• F•••••••• A•••••••• L•• independent RIA | $185M | +62% | 4 | $46.2M | 100% | 69% | 46 | 1 | |
| T••••••••• W••••• M••••••••• independent RIA | $185M | 2 | $92.4M | 100% | 57% | 119 | 1 | ||
| L•••• W••••• M••••••••• L•• independent RIA | $185M | +12% | 8 | $23.1M | 100% | 63% | 28 | 1 | |
| S•••••• W••••• M••••••••• independent RIA | $185M | 5 | $36.9M | 100% | 67% | 46 | 1 | ||
| G••••••• W••••• A•••••••• L•• independent RIA | $185M | +32% | 4 | $46.1M | 93% | 59% | 43 | 1 | |
| A•••• I••••••••• P•••••••• L•• independent RIA | $184M | +32% | 7 | $26.4M | 100% | 87% | 20 | 8 | |
| S•••••• W••••• A•••••••• L•• independent RIA | $184M | -11% | 3 | $61.5M | 97% | 81% | 55 | 2 | |
| R•• M••••••• F••••••••• L•• independent RIA | $184M | +5.8% | 100% | 83% | 1 | ||||
| R•••••••• A•••••••• L•• independent RIA | $184M | +4.0% | 2 | $92.2M | 100% | 83% | 52 | 1 | |
| T•• W••••• B•••• G••••• L•• independent RIA | $184M | +12% | 3 | $61.4M | 97% | 63% | 250 | 1 | |
| L•••••••• C•••••• M••••••••• independent RIA | $184M | +15% | 1 | $184M | 77% | 88% | 182 | 1 | |
| C••••• F•••••••• S•••••••• I••• independent RIA | $184M | +8.3% | 3 | $61.4M | 100% | 61% | 445 | 1 | |
| S••••••• R••••• B••• I•• independent RIA | $184M | +10% | 5 | $36.8M | 100% | 66% | 56 | 1 | |
| B••••• W••••• A••••••• L•• independent RIA | $184M | +40% | 2 | $91.8M | 92% | 83% | 73 | 2 | |
| B••••• C•••••• M••••••••• I••• independent RIA | $184M | +16% | 3 | $61.2M | 100% | 66% | 67 | 1 | |
| S••••• A•• C•••••• W••••• A••••••• independent RIA | $183M | 4 | $45.9M | 99% | 83% | 49 | 1 | ||
| M••••••• W••••• M••••••••• L•• independent RIA | $183M | +16% | 2 | $91.6M | 100% | 64% | 193 | 1 | |
| E•••••• C•••••• A••••••• independent RIA | $183M | +17% | 5 | $36.7M | 98% | 78% | 40 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.