DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. independent RIA | $2.0B | -2.9% | 17 | $119M | 70% | 95% | 32 | 1 | 2 |
| FAIRVIEW CAPITAL independent RIA | $2.0B | +1.5% | 86% | 100% | 2 | ||||
| NIPUN CAPITAL, L.P. asset manager | $2.0B | +8.1% | 1 | $2.0B | 0.0% | 1 | 4 | ||
| F•••••••• asset manager | $2.0B | -7.8% | 0.0% | 1 | 10 | ||||
| C••••• C•••• F••••• O•••••• independent RIA | $2.0B | +17% | 6 | $337M | 97% | 100% | 1 | 1 | |
| N•• C•••••• I••• asset manager | $2.0B | +9.9% | 0.0% | 8 | 10 | ||||
| P••••••• C•••••• M••••••••• L•• other | $2.0B | +28% | 13% | 100% | 2 | 3 | |||
| U••••• independent RIA | $2.0B | +12% | 1 | $2.0B | 96% | 99% | 95 | 1 | |
| H••••• R••••• A•••••••• L•• asset manager | $2.0B | +11% | 0.0% | 2 | 5 | ||||
| M•••••• A••••• S••••••••• L•• BD affiliated | $2.0B | -1.0% | 99 | $20.4M | 100% | 14% | 142 | 57 | |
| B••••• F••••• O••••• L•• independent RIA | $2.0B | +8.1% | 9 | $224M | 95% | 98% | 37 | 1 | |
| R••• I••••• M••••••••• L• asset manager | $2.0B | -1.2% | 0.0% | 1 | 2 | ||||
| W•••••• T••••••••• I••••••••• •••• asset manager | $2.0B | -1.8% | 0.0% | 2 | 9 | ||||
| M•••• G•••• W••••• M••••••••• I••• independent RIA | $2.0B | +2.5% | 9 | $224M | 75% | 90% | 87 | 1 | |
| S••••••• C•••••• M••••••••• L•• other | $2.0B | +13% | 1 | $2.0B | 16% | 100% | 1 | 1 | |
| A••••• G••••• O••••••••• M••••••••• L•• asset manager | $2.0B | -6.4% | 0.0% | 3 | 4 | ||||
| A••••• F•••••••• G•••• independent RIA | $2.0B | +8.4% | 19 | $106M | 96% | 79% | 38 | 1 | 3 |
| I••••••• Q• C•••••• M••••••••• L•• asset manager | $2.0B | +27% | 0.0% | 1 | 2 | ||||
| D••••••••• P••••••• L• asset manager | $2.0B | -8.9% | 0.0% | 2 | 64 | ||||
| W••••••• I••••••••• C••••••• L•• independent RIA | $2.0B | +15% | 11 | $183M | 88% | 96% | 40 | 3 | |
| A•• F••• M••••••• L•• asset manager | $2.0B | +6.6% | 0.0% | 1 | |||||
| J•••••• T••••••• W••••• M••••••••• L•• independent RIA | $2.0B | +20% | 9 | $223M | 92% | 89% | 105 | 5 | |
| C•••• C•••••• A•••••••• L•• asset manager | $2.0B | -4.7% | 0.0% | 4 | 7 | ||||
| P•••••••• W••••• A•••••••• I••• independent RIA | $2.0B | +16% | 9 | $223M | 67% | 84% | 121 | 1 | |
| L••••• asset manager | $2.0B | 0.0% | 2 | 3 | |||||
| J••• F•••••••• A•••••••• L•• independent RIA | $2.0B | +19% | 30 | $66.8M | 98% | 86% | 37 | 3 | |
| I•••• A•••• M••••••••• asset manager | $2.0B | -3.8% | 0.0% | 1 | 2 | ||||
| C••••••• W••••• A••••••• independent RIA | $2.0B | +6.0% | 20 | $100M | 80% | 89% | 43 | 2 | |
| N••••••• R•••• • S••• I•• independent RIA | $2.0B | +4.3% | 5 | $401M | 90% | 97% | 64 | 1 | |
| B•••••••• C••••••• I•• independent RIA | $2.0B | +0.1% | 2 | $1.0B | 65% | 99% | 38 | 1 | |
| R••• S•••• G••••• I••••••••• A•••••••• L•• asset manager | $2.0B | +5.0% | 0.0% | 1 | 1 | ||||
| C•••• I••••••••• M••••••••• L•• independent RIA | $2.0B | +16% | 30 | $66.7M | 99% | 80% | 45 | 5 | |
| S•••••••• W••••• M••••••••• L•• independent RIA | $2.0B | +16% | 7 | $285M | 100% | 97% | 63 | 1 | |
| V•••• C••••• P••••••• M••••••••• L•••••• P••••••••• asset manager | $2.0B | 0.0% | 1 | 21 | |||||
| N••••• G••••• A••••••• independent RIA | $2.0B | +21% | 16 | $125M | 97% | 99% | 18 | 2 | |
| T••• C•••••• F••• M••••••••• L•••••• P••••••••• asset manager | $2.0B | +287% | 0.0% | 2 | 12 | ||||
| A•••• A••••••• L• asset manager | $2.0B | -4.1% | 0.0% | 5 | 8 | ||||
| T•• H••••• G••••• I••• independent RIA | $2.0B | +15% | 9 | $222M | 99% | 91% | 78 | 1 | |
| A•••••• W••••• M••••••••• P•••••• L•••••• mixed wealth | $2.0B | +20% | 1 | $2.0B | 38% | 64% | 397 | 10 | |
| H••••••••• A••••••• independent RIA | $2.0B | +32% | 1 | $2.0B | 100% | 0.0% | 1 | ||
| T•• A••••••• L•• asset manager | $2.0B | +5.6% | 0.0% | 1 | 9 | ||||
| S•••• F•••••••• M••••••••• I•• independent RIA | $2.0B | +5.1% | 10 | $199M | 92% | 93% | 78 | 1 | |
| F••••••• I•••••••• • C• independent RIA | $2.0B | -43% | 5 | $398M | 91% | 100% | 36 | 1 | |
| R•••••• J•••• •••• L•• BD affiliated | $2.0B | +29% | 122 | $16.3M | 97% | 45% | 40 | 77 | |
| W•••••••• A•••• M••••••••• I••• mixed wealth | $2.0B | -3.5% | 17 | $117M | 44% | 55% | 73 | 3 | 1 |
| B•••••••• L•• independent RIA | $2.0B | +61% | 37 | $53.8M | 53% | 65% | 47 | 9 | |
| M•• C•••••• asset manager | $2.0B | +17% | 0.0% | 1 | 2 | ||||
| C••••••• R••••••••• C••••••••• I••• institutional | $2.0B | -1.3% | 2 | $993M | 0.0% | 1 | |||
| M••••••••• S••••••••• T•••••• C•••••• independent RIA | $2.0B | +22% | 50 | $39.7M | 95% | 24% | 234 | 86 | |
| T•••••••• F•••••••• A••••••• L•• independent RIA | $2.0B | +8.4% | 6 | $331M | 100% | 98% | 41 | 1 | |
| M•••• L•••• M••••••••• other | $2.0B | -7.0% | 3 | $661M | 0.0% | 2 | 9 | ||
| S••• S••••• C•••••• L•• asset manager | $2.0B | +47% | 0.0% | 2 | 7 | ||||
| W••••••••• C•••••• M••••••••• I••••••••• L• asset manager | $2.0B | -0.2% | 0.0% | 1 | 15 | ||||
| G•••••••• P••••••• L• asset manager | $2.0B | -2.3% | 0.0% | 3 | 15 | ||||
| T••••••••• I••••••••• R••••••••• L•• other | $2.0B | -1.5% | 4 | $494M | 0.0% | 2 | 6 | ||
| L•• D••••• • B••• I•• independent RIA | $2.0B | +12% | 5 | $395M | 87% | 100% | 192 | 1 | |
| C•••••••• A••••••• L••• asset manager | $2.0B | -21% | 0.0% | 1 | 5 | ||||
| L••• P••• C••••••• L• asset manager | $2.0B | -14% | 0.0% | 2 | 4 | ||||
| J•• F••••••••• L•• independent RIA | $2.0B | +14% | 12 | $164M | 85% | 82% | 66 | 1 | |
| G•••••••• G•••••••• L•• independent RIA | $2.0B | +20% | 20 | $98.6M | 94% | 89% | 53 | 3 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.