DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| GUIDESTONE ADVISORS independent RIA | $2.0B | +23% | 25 | $78.3M | 100% | 59% | 83 | 1 | |
| FALCON WEALTH PLANNING, INC. independent RIA | $2.0B | +34% | 24 | $81.5M | 98% | 77% | 66 | 45 | |
| ABOUND WEALTH MANAGEMENT, LLC independent RIA | $1.9B | +40% | 16 | $122M | 100% | 90% | 57 | 1 | |
| FINANCIAL SECURITY ADVISORY INC independent RIA | $1.9B | +11% | 30 | $64.9M | 94% | 57% | 103 | 6 | |
| FOURTHOUGHT FINANCIAL PARTNERS, LLC. independent RIA | $1.9B | +21% | 11 | $175M | 90% | 89% | 88 | 1 | |
| LANDAAS & COMPANY independent RIA | $1.9B | +12% | 20 | $96.3M | 99% | 74% | 90 | 1 | |
| CAPITAL MANAGEMENT ASSOCIATES INC independent RIA | $1.9B | +15% | 14 | $134M | 81% | 87% | 63 | 3 | |
| BLUE CHIP PARTNERS, LLC independent RIA | $1.9B | +22% | 19 | $98.8M | 99% | 90% | 53 | 1 | |
| IAG WEALTH PARTNERS, LLC independent RIA | $1.9B | +18% | 16 | $117M | 99% | 64% | 146 | 4 | |
| FINANCIAL SYNERGIES independent RIA | $1.8B | +16% | 17 | $107M | 99% | 91% | 55 | 2 | |
| VERSANT CAPITAL MANAGEMENT, INC. independent RIA | $1.8B | +46% | 11 | $165M | 80% | 94% | 42 | 2 | |
| ALTFEST PERSONAL WEALTH MANAGEMENT independent RIA | $1.8B | +11% | 19 | $94.6M | 98% | 93% | 36 | 2 | 1 |
| WNY ASSET MANAGEMENT, LLC independent RIA | $1.7B | +19% | 29 | $59.6M | 98% | 50% | 112 | 3 | |
| NOVEM GROUP independent RIA | $1.7B | +22% | 32 | $53.7M | 80% | 40% | 110 | 9 | |
| GILBERT & COOK, INC. independent RIA | $1.7B | +25% | 18 | $94.3M | 94% | 91% | 49 | 1 | |
| CLEARWATER CAPITAL PARTNERS independent RIA | $1.7B | +13% | 15 | $112M | 77% | 85% | 59 | 1 | |
| PERSONAL CFO SOLUTIONS LLC independent RIA | $1.6B | +20% | 10 | $165M | 99% | 95% | 62 | 2 | |
| STRATEGIC WEALTH PARTNERS, LTD. independent RIA | $1.6B | +24% | 21 | $78.3M | 94% | 70% | 174 | 7 | |
| BUCK WEALTH STRATEGIES, LLC independent RIA | $1.6B | +191% | 49 | $33.5M | 54% | 31% | 56 | 16 | |
| RODGERS & ASSOCIATES independent RIA | $1.6B | +9.6% | 12 | $136M | 99% | 84% | 83 | 1 | |
| THE NEMES RUSH GROUP, LLC independent RIA | $1.6B | +18% | 9 | $180M | 89% | 92% | 84 | 1 | |
| N.E.W. ADVISORY SERVICES, LLC independent RIA | $1.6B | +19% | 15 | $107M | 100% | 51% | 323 | 5 | |
| CGN ADVISORS, LLC independent RIA | $1.6B | +27% | 36 | $44.5M | 94% | 81% | 36 | 33 | |
| MEANS WEALTH MANAGEMENT independent RIA | $1.6B | 14 | $114M | 89% | 77% | 93 | 6 | ||
| CICCARELLI ADVISORY SERVICES INC independent RIA | $1.6B | +24% | 10 | $159M | 100% | 61% | 355 | 2 | |
| THRIVE WEALTH MANAGEMENT, LLC independent RIA | $1.6B | +19% | 12 | $132M | 99% | 78% | 72 | 2 | |
| BRANDYWINE OAK PRIVATE WEALTH LLC independent RIA | $1.6B | +12% | 10 | $157M | 100% | 95% | 51 | 2 | |
| INVST, LLC independent RIA | $1.6B | -12% | 34 | $46.0M | 80% | 68% | 65 | 12 | |
| REGATTA CAPITAL GROUP, LLC independent RIA | $1.6B | +13% | 14 | $111M | 86% | 86% | 78 | 6 | 4 |
| CUTLER INVESTMENT GROUP independent RIA | $1.5B | +18% | 21 | $73.4M | 64% | 80% | 45 | 4 | |
| PLANNING ALTERNATIVES LTD independent RIA | $1.5B | +20% | 10 | $154M | 96% | 91% | 67 | 3 | |
| FINANCIAL SYMMETRY INC. independent RIA | $1.5B | +27% | 15 | $103M | 100% | 91% | 58 | 1 | |
| TRIUNE FINANCIAL PARTNERS, LLC independent RIA | $1.5B | +17% | 16 | $95.1M | 81% | 85% | 48 | 1 | |
| TOWNSEND independent RIA | $1.5B | +19% | 18 | $84.5M | 100% | 72% | 84 | 3 | |
| LEGACY FINANCIAL ADVISORS, INC. independent RIA | $1.5B | +21% | 13 | $117M | 99% | 89% | 82 | 3 | |
| RETIREMENT INVESTMENT ADVISORS INC independent RIA | $1.5B | +17% | 8 | $186M | 97% | 71% | 175 | 2 | |
| ARCHFORD CAPITAL STRATEGIES, LLC independent RIA | $1.5B | +16% | 16 | $93.1M | 80% | 85% | 48 | 3 | |
| ECLECTIC ASSOCIATES, INC. independent RIA | $1.5B | +20% | 11 | $134M | 98% | 78% | 110 | 3 | |
| CJM WEALTH ADVISERS, LTD. independent RIA | $1.5B | +14% | 12 | $122M | 98% | 69% | 72 | 10 | |
| BAY COLONY ADVISORS independent RIA | $1.4B | +34% | 29 | $49.5M | 97% | 61% | 91 | 17 | |
| ANTOLINO WEALTH ADVISORS independent RIA | $1.4B | +40% | 10 | $142M | 97% | 75% | 94 | 10 | |
| SOUDERS FINANCIAL ADVISORS, LLC independent RIA | $1.4B | +32% | 14 | $101M | 81% | 61% | 91 | 7 | |
| ACORN FINANCIAL ADVISORY SERVICES, INC. independent RIA | $1.4B | +13% | 18 | $77.7M | 85% | 73% | 144 | 7 | |
| STRATEGIC WEALTH INVESTMENT GROUP, LLC independent RIA | $1.4B | +25% | 32 | $43.3M | 100% | 34% | 122 | 20 | |
| B.O.S.S. RETIREMENT ADVISORS, LLC independent RIA | $1.4B | +30% | 45 | $30.7M | 98% | 16% | 110 | 12 | |
| THE PLANNING CENTER, INC. independent RIA | $1.4B | +16% | 10 | $137M | 96% | 75% | 90 | 7 | |
| WESTMINSTER FINANCIAL ADVISORY CORP independent RIA | $1.4B | +11% | 40 | $34.0M | 90% | 66% | 48 | 21 | |
| MIDWEST CAPITAL ADVISORS, LLC mixed wealth | $1.4B | +20% | 8 | $170M | 26% | 84% | 33 | 1 | |
| INTELLUS ADVISORS, LLC independent RIA | $1.4B | +14% | 9 | $150M | 95% | 68% | 111 | 2 | |
| MOISAND FITZGERALD TAMAYO, LLC independent RIA | $1.4B | +17% | 10 | $135M | 100% | 84% | 91 | 12 | |
| GIBRALTAR CAPITAL MANAGEMENT, INC. independent RIA | $1.3B | +60% | 18 | $74.9M | 83% | 92% | 28 | 5 | 4 |
| MSH CAPITAL ADVISORS LLC independent RIA | $1.3B | +23% | 20 | $67.3M | 74% | 61% | 113 | 6 | |
| WEALTH ADVISORS GROUP independent RIA | $1.3B | +19% | 10 | $134M | 79% | 72% | 101 | 1 | |
| PAYNE CAPITAL MANAGEMENT, LLC independent RIA | $1.3B | +11% | 7 | $192M | 97% | 83% | 138 | 12 | |
| QUADCAP WEALTH MANAGEMENT, LLC independent RIA | $1.3B | +18% | 13 | $103M | 99% | 96% | 45 | 1 | |
| CHATTERTON & ASSOCIATES independent RIA | $1.3B | +13% | 7 | $190M | 100% | 66% | 220 | 1 | |
| PROFESSIONAL PLANNING GROUP independent RIA | $1.3B | +13% | 9 | $146M | 99% | 73% | 142 | 2 | |
| PAUL WINKLER, INC. independent RIA | $1.3B | +9.2% | 12 | $106M | 98% | 55% | 202 | 11 | |
| BEACON CAPITAL MANAGEMENT, LLC independent RIA | $1.3B | +19% | 17 | $74.7M | 99% | 51% | 121 | 4 | |
| TRUENORTH WEALTH independent RIA | $1.3B | +18% | 11 | $115M | 84% | 81% | 77 | 5 |
507 practices match (Planning-led practice). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.