DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WEALTHCROSSING independent RIA | $1.5B | +28% | 7 | $220M | 98% | 98% | 38 | 1 | |
| CNL STRATEGIC CAPITAL MANAGEMENT, LLC other | $1.5B | +17% | 2 | $769M | 0.0% | 1 | |||
| ROSEMAN WAGNER WEALTH MANAGEMENT independent RIA | $1.5B | +18% | 5 | $307M | 82% | 94% | 116 | 3 | 1 |
| I••••••••• S•••••••• W••••• M••••••••• L•• independent RIA | $1.5B | +25% | 30 | $51.2M | 98% | 37% | 142 | 4 | |
| S•••••••• W••••• G•••• independent RIA | $1.5B | +48% | 23 | $66.8M | 98% | 70% | 153 | 8 | |
| G•••••••• A••• M•••• A••••••• L•• other | $1.5B | +125% | 0.0% | 3 | 1 | ||||
| P•••• C•••••• M••••••••• L•• other | $1.5B | +13% | 7 | $220M | 0.0% | 1 | |||
| T•••••• S•••••••• W••••• independent RIA | $1.5B | 17 | $90.4M | 95% | 47% | 102 | 2 | ||
| M•••••• C••••••• L•• asset manager | $1.5B | +58% | 1 | $1.5B | 0.0% | 2 | 6 | ||
| B•••••• F•••••••• S••••••• G•••• independent RIA | $1.5B | +19% | 25 | $61.4M | 91% | 85% | 34 | 6 | |
| A••••• R••••••••• P••• A•••••••• L•• other | $1.5B | +18% | 5 | $307M | 0.1% | 1 | |||
| S••••••• W••••• M••••••••• L•• independent RIA | $1.5B | -1.8% | 35 | $43.8M | 98% | 80% | 42 | 23 | |
| T•••• A•••••••• L•• asset manager | $1.5B | +1.3% | 0.0% | 1 | 20 | ||||
| E•••••••• I••••••••• M••••••••• L•• asset manager | $1.5B | +3.0% | 0.0% | 1 | |||||
| I••••••• C•••••• A•••••••• L•• asset manager | $1.5B | +21% | 0.0% | 1 | 10 | ||||
| K•••• P••• P••••••• L•• mixed wealth | $1.5B | +20% | 4 | $382M | 23% | 75% | 39 | 1 | |
| N•••••••• I••••••••• M••••••••• •••• K•••• L•••••• asset manager | $1.5B | +1.2% | 0.0% | 1 | 3 | ||||
| D•••• A•••• M••••••••• L•• independent RIA | $1.5B | +6.1% | 5 | $306M | 93% | 92% | 109 | 1 | |
| T•••• W••••• P•••••••• L•• independent RIA | $1.5B | +259% | 47 | $32.5M | 100% | 56% | 83 | 30 | |
| C••• C••••••• P•••••••• L•• asset manager | $1.5B | -9.8% | 0.0% | 2 | 16 | ||||
| C•••••• C•••• P••••••• mixed wealth | $1.5B | +23% | 8 | $190M | 48% | 99% | 13 | 4 | 13 |
| T••••• F•••••••• P•••••••• L•• independent RIA | $1.5B | +17% | 16 | $95.1M | 81% | 85% | 48 | 1 | |
| T•••• S••••••••• L•• independent RIA | $1.5B | +17% | 17 | $89.5M | 93% | 34% | 247 | 1 | |
| A•••••••• C•••••• M••••••••• C• institutional | $1.5B | +18% | 1 | $1.5B | 0.0% | 1 | |||
| A••••••• F•••••••• P•••••••• I••• institutional | $1.5B | +29% | 25% | 100% | 1 | ||||
| T••••••• independent RIA | $1.5B | +19% | 18 | $84.5M | 100% | 72% | 84 | 3 | |
| N••• C•••••• G••••• I•••••••• L•• institutional | $1.5B | +21% | 6 | $253M | 3.1% | 100% | 1 | ||
| R•••••••• A•••• M••••••••• brokerage advisory | $1.5B | 138 | $11.0M | 100% | 1,831 | 7 | |||
| A••••• W••••• P•••••••• L•• independent RIA | $1.5B | +15% | 12 | $127M | 87% | 74% | 86 | 4 | |
| G•••• C•••••• M••••••••• L•• asset manager | $1.5B | -8.0% | 0.1% | 100% | 2 | 11 | |||
| C•••••• P••••••• M••••••••• I••• asset manager | $1.5B | -7.1% | 0.0% | 2 | 13 | ||||
| C••••• A•••• M••••••••• independent RIA | $1.5B | +21% | 16 | $94.8M | 98% | 90% | 108 | 2 | |
| C••••••• I••••••••• S•••••••• I••• asset manager | $1.5B | +20% | 0.0% | 1 | 7 | ||||
| M•••••• F•••••••• P••••••• independent RIA | $1.5B | +20% | 9 | $168M | 98% | 68% | 49 | 1 | |
| L••••• C•••••• W••••• P•••••••• L•• independent RIA | $1.5B | +15% | 17 | $89.2M | 93% | 92% | 39 | 3 | |
| A••••• I••••••••• M••••••••• independent RIA | $1.5B | +12% | 7 | $217M | 91% | 80% | 109 | 1 | |
| L••••• F•••••••• A•••••••• I••• independent RIA | $1.5B | +21% | 13 | $117M | 99% | 89% | 82 | 3 | |
| E••••••• I••••••••• A•••••••• I••• independent RIA | $1.5B | +14% | 6 | $253M | 85% | 87% | 52 | 1 | |
| R•• S••••••••• I••• BD affiliated | $1.5B | -4.8% | 123 | $12.3M | 78% | 69% | 11 | 25 | |
| A•••• C•••••• independent RIA | $1.5B | +4.9% | 20 | $75.8M | 53% | 7.3% | 125 | 4 | |
| G••••••• • R••••••••• A••••••••• L•• other | $1.5B | +109% | 0.0% | 1 | 3 | ||||
| 2•• C•••••• L•• asset manager | $1.5B | -1.6% | 0.0% | 2 | 13 | ||||
| O••• C•••••• M••••••••• independent RIA | $1.5B | +23% | 4 | $378M | 60% | 94% | 104 | 1 | |
| B•••••• G••• C•••••• P••••••• I••• institutional | $1.5B | +15% | 1 | $1.5B | 21% | 89% | 647 | 1 | |
| R•••• H••••••••• C•••••• M••••••••• L•• asset manager | $1.5B | +86% | 0.0% | 1 | 8 | ||||
| C••••• G••••• I••••••••• other | $1.5B | +4.8% | 0.0% | 1 | |||||
| J••• G• U••••• • A••••••••• I•• independent RIA | $1.5B | +11% | 23 | $65.7M | 98% | 79% | 43 | 4 | |
| A•••• A••••••••• L•• asset manager | $1.5B | +4.5% | 3 | $504M | 0.0% | 3 | 6 | ||
| F••••••••• C•••••• A•••••••• L•• asset manager | $1.5B | +20% | 0.0% | 1 | 20 | ||||
| C••••• C•••••• P•••••••• L• asset manager | $1.5B | +15% | 0.0% | 1 | 4 | ||||
| E•••••••• R•••••••• E••••• M••••••••• C•••••• L• asset manager | $1.5B | +7.3% | 0.0% | 3 | 2 | ||||
| A•••••• A••• L••• asset manager | $1.5B | +10% | 1 | $1.5B | 0.0% | 1 | 1 | ||
| L••••• L•••••••• S•••••••• C••••••• L•• other | $1.5B | +17% | 0.0% | 8 | |||||
| P••••• R•••• E••••• asset manager | $1.5B | +10% | 0.0% | 1 | 15 | ||||
| A•••• C•••••• G••••• L•• independent RIA | $1.5B | +23% | 22 | $68.3M | 94% | 70% | 100 | 6 | 2 |
| K••••• W•••••• L•• independent RIA | $1.5B | +226% | 45 | $33.4M | 100% | 61% | 65 | 9 | |
| D•••• W••••• A••••••• independent RIA | $1.5B | -31% | 17 | $88.3M | 97% | 88% | 63 | 3 | |
| C•••••••• A•••• M••••••••• • A••••••• P•••••• L•••••• platform/SMA | $1.5B | 64% | 100% | 1 | 1 | ||||
| C•••• V• F••••• O•••••• L•• independent RIA | $1.5B | +26% | 8 | $187M | 99% | 99% | 24 | 1 | |
| F••••••• institutional | $1.5B | +12% | 6 | $250M | 0.0% | 5,135 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.