DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| STONECREST WEALTH MANAGEMENT, INC independent RIA | $376M | +22% | 3 | $125M | 99% | 76% | 128 | 1 | |
| PROSPERITY ADVISERS, LLC independent RIA | $376M | +25% | 2 | $188M | 100% | 77% | 145 | 1 | |
| MARIN BAY WEALTH ADVISORS, LLC independent RIA | $376M | +14% | 2 | $188M | 100% | 100% | 1 | ||
| H••••• H••• F•••••••• A•••••••• I••• independent RIA | $375M | +4.6% | 1 | $375M | 92% | 83% | 172 | 1 | |
| A••••••• P•••••• W•••••• L•• independent RIA | $375M | +40% | 3 | $125M | 92% | 89% | 59 | 1 | 4 |
| B••• R•••••• F•••••••• S•••••••• I••• independent RIA | $374M | -41% | 3 | $125M | 97% | 76% | 448 | 1 | |
| M•••• • Q•••• W••••• P••••••• independent RIA | $373M | +14% | 3 | $124M | 99% | 46% | 183 | 1 | |
| U•••••••• A•••••••• I••• institutional | $373M | +17% | 1 | $373M | 0.2% | 1 | |||
| K••••• K••••• R•••• • A•••• L•• independent RIA | $373M | +7.9% | 3 | $124M | 68% | 94% | 20 | 1 | |
| M••••• P••• A••••••• A• independent RIA | $372M | +30% | 2 | $186M | 100% | 100% | 1 | ||
| C••••••• W••••• A••••••• independent RIA | $372M | +14% | 2 | $186M | 95% | 93% | 143 | 1 | |
| U•••• S•••••••• A••••••• independent RIA | $372M | 3 | $124M | 100% | 76% | 158 | 1 | ||
| G••••••••• W••••• S••••••••• L•• mixed wealth | $371M | +1081% | 1 | $371M | 29% | 5.5% | 4 | ||
| C•••• D•••••••• C•• independent RIA | $371M | +14% | 1 | $371M | 100% | 94% | 152 | 1 | |
| H••• I••••••••• M••••••••• L•• independent RIA | $371M | +15% | 2 | $185M | 100% | 7.0% | 70 | 1 | |
| J•••••• C•••••• I••••••••• M••••••••• L••• asset manager | $371M | +4.3% | 1 | $371M | 0.0% | 1 | 2 | ||
| R••••••••• P••••••• S••••••••• I••• independent RIA | $371M | +15% | 2 | $185M | 100% | 1 | |||
| D••••••• F••••••• L•• asset manager | $371M | -4.6% | 1 | $371M | 0.3% | 2 | |||
| M•••• A••••••• L•• independent RIA | $370M | +16% | 1 | $370M | 92% | 99% | 39 | 1 | 1 |
| M••• K••• • A••••••••• I•• independent RIA | $370M | +21% | 1 | $370M | 99% | 94% | 165 | 1 | |
| S••••••••• W••••• M••••••••• L•• independent RIA | $369M | 2 | $185M | 93% | 87% | 127 | 1 | ||
| I•••••••• W••••• S•••••••• L•• independent RIA | $369M | +33% | 2 | $184M | 100% | 85% | 93 | 1 | |
| T••••••• C••••••• I••• independent RIA | $369M | +19% | 1 | $369M | 84% | 100% | 1 | ||
| A••• F•••••• • S••••• L•• independent RIA | $368M | +14% | 2 | $184M | 59% | 100% | 3 | 1 | |
| P•••••••• C•••••• M••••••••• independent RIA | $368M | 3 | $123M | 78% | 93% | 28 | 1 | ||
| T• A•••• I••••••••• H••••• I••• independent RIA | $367M | +10% | 3 | $122M | 100% | 73% | 109 | 1 | |
| H••••• W••••• G•••• L•• independent RIA | $366M | 2 | $183M | 92% | 100% | 1 | |||
| A•••• P••••••• S••••••• I•• independent RIA | $366M | +5.8% | 2 | $183M | 97% | 92% | 71 | 1 | |
| M• P••••••• C••• L•• independent RIA | $365M | +9.2% | 2 | $183M | 100% | 95% | 43 | 1 | |
| R•••••••• O••••••••• L••• asset manager | $365M | -16% | 1 | $365M | 0.0% | 3 | |||
| S•••••• W••••• L•• independent RIA | $365M | +28% | 2 | $182M | 99% | 95% | 56 | 1 | 1 |
| S••••• C•••••• M••••••••• I•• independent RIA | $364M | +10.0% | 2 | $182M | 88% | 94% | 97 | 1 | |
| I•••••• W••••• P•••••••• L•• independent RIA | $364M | +9.8% | 2 | $182M | 91% | 96% | 154 | 1 | |
| M••••••••• independent RIA | $363M | -25% | 3 | $121M | 100% | 2.2% | 159 | 1 | |
| I••••• F•••• P•••••••• M••••••••• independent RIA | $362M | +8.5% | 3 | $121M | 98% | 72% | 99 | 1 | |
| B••••• W••••• M••••••••• I••• independent RIA | $362M | +40% | 3 | $121M | 100% | 84% | 44 | 1 | |
| U•••• S••••• G••••• W••••• M••••••••• mixed wealth | $361M | +1.2% | 1 | $361M | 32% | 99% | 18 | 1 | 2 |
| G•••••• L••••••••• I••• independent RIA | $361M | +12% | 3 | $120M | 93% | 66% | 127 | 1 | |
| C•••••• I••••••••• A•••••••• I••• independent RIA | $360M | +8.9% | 3 | $120M | 100% | 76% | 59 | 1 | |
| U• S• B••••• C•••••• C••••••••• independent RIA | $360M | +7.2% | 3 | $120M | 96% | 80% | 31 | 1 | |
| W••••••••• P••• C•••••• M••••••••• L•• independent RIA | $359M | 1 | $359M | 99% | 86% | 191 | 1 | ||
| C•••••••• C•••••• independent RIA | $359M | 3 | $120M | 84% | 77% | 102 | 1 | ||
| R•••••••• C•••••• M••••••••• L•• independent RIA | $359M | +8.2% | 2 | $179M | 88% | 96% | 56 | 1 | |
| T•• W••••• M••••••••• independent RIA | $359M | +19% | 3 | $120M | 98% | 86% | 87 | 1 | |
| A••••• I••••••••• M•••••••• L•• independent RIA | $359M | +11% | 2 | $179M | 90% | 85% | 93 | 1 | |
| L•••••• F•••••••• C••••••••• independent RIA | $359M | +5.8% | 2 | $179M | 98% | 89% | 84 | 1 | |
| C••••••••• C•••••• G••••• L• independent RIA | $359M | +5.4% | 1 | $359M | 82% | 100% | 1 | ||
| A•• C•••••• M••••••••• L••• mixed wealth | $358M | +96% | 1 | $358M | 48% | 100% | 39 | 2 | 2 |
| P••••• F•••••••• A••••••• L•• independent RIA | $358M | +9.0% | 1 | $358M | 68% | 100% | 1 | ||
| A••••• W••••• M••••••••• L•• independent RIA | $358M | 3 | $119M | 93% | 96% | 52 | 1 | ||
| M••••••• C•••••• M••••••••• independent RIA | $358M | +17% | 3 | $119M | 77% | 91% | 54 | 1 | 2 |
| C••••••••• W••••• M••••••••• L•• independent RIA | $358M | +16% | 1 | $358M | 95% | 98% | 68 | 1 | |
| H••••••• F•••••••• R••••••• G••••• L••• independent RIA | $357M | +10% | 3 | $119M | 100% | 91% | 57 | 1 | |
| A••••• W••••• P••••••• independent RIA | $356M | 3 | $119M | 99% | 76% | 128 | 1 | ||
| M••••••• C•••••• M••••••••• L•• independent RIA | $356M | +21% | 1 | $356M | 53% | 100% | 1 | ||
| A••••• C•••••• M••••••••• L•• independent RIA | $356M | +12% | 3 | $119M | 100% | 99% | 22 | 1 | |
| H••••••••• I••••••••• I••• independent RIA | $355M | +6.8% | 3 | $118M | 82% | 95% | 34 | 1 | |
| T••••••• • C•• independent RIA | $355M | -9.0% | 1 | $355M | 100% | 100% | 1 | ||
| H•••••• A•••••••• I•• independent RIA | $355M | +6.7% | 3 | $118M | 99% | 84% | 81 | 1 | |
| L•••••••• R••••••• A•• C•••••• G••••• L•• independent RIA | $355M | +10% | 1 | $355M | 100% | 98% | 205 | 1 |
3,948 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.