DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
1,074 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| LEGACY INVESTMENT PARTNERS, LLC independent RIA | $403M | +27% | 3 | $134M | 98% | 94% | 72 | 1 | |
| LCM CAPITAL MANAGEMENT INC independent RIA | $403M | +10% | 8 | $50.4M | 88% | 80% | 57 | 1 | |
| BCI SECURITIES, INC. mixed wealth | $402M | +36% | 35 | $11.5M | 40% | 35% | 10 | 4 | |
| T••••• W••••• independent RIA | $400M | 3 | $133M | 100% | 79% | 99 | 1 | ||
| S••••••••• A•••••••• I••• mixed wealth | $399M | +157% | 21 | $19.0M | 31% | 45% | 20 | 13 | |
| M••••••••• C••••••• L•• independent RIA | $397M | +34% | 11 | $36.1M | 100% | 64% | 68 | 2 | |
| M••• F•••••••• G•••• independent RIA | $396M | +18% | 2 | $198M | 83% | 60% | 293 | 1 | |
| P•••••••• W••••• A••••••• independent RIA | $395M | +6.0% | 1 | $395M | 99% | 81% | 283 | 1 | |
| R•••••• W•••••• L•• independent RIA | $395M | +14% | 4 | $98.7M | 100% | 79% | 59 | 1 | |
| C•••••• W••••• M••••••••• P••••••• independent RIA | $395M | 4 | $98.7M | 99% | 72% | 103 | 1 | ||
| V••••••• W••••• M••••••••• G••••• I••• independent RIA | $394M | +13% | 3 | $131M | 100% | 92% | 39 | 1 | |
| S•• I••••••••• A•••••••• I••• independent RIA | $392M | +20% | 15 | $26.1M | 87% | 61% | 47 | 1 | |
| S•••••• A••••••••• L••• independent RIA | $392M | +36% | 41 | $9.5M | 100% | 47% | 24 | 9 | |
| S•••••• A•••••••• I••• independent RIA | $386M | +15% | 7 | $55.2M | 96% | 84% | 52 | 1 | |
| P•• C•••••• M••••••••• independent RIA | $385M | +11% | 10 | $38.5M | 98% | 61% | 50 | 4 | |
| P•••••• F•••••••• S••••••• independent RIA | $384M | +14% | 3 | $128M | 95% | 74% | 243 | 1 | |
| C••••• 3•• W•••••• L•• independent RIA | $383M | +21% | 6 | $63.8M | 92% | 87% | 52 | 1 | |
| 6•• F••••••••• L•• independent RIA | $380M | +16% | 5 | $75.9M | 99% | 74% | 90 | 2 | |
| S•••••••• P•••••••• I••• independent RIA | $377M | +16% | 1 | $377M | 100% | 64% | 817 | 1 | |
| K••••••••• C••••••• I••• independent RIA | $377M | +23% | 3 | $126M | 99% | 83% | 160 | 1 | |
| M•••• B•• W••••• A•••••••• L•• independent RIA | $376M | +14% | 2 | $188M | 100% | 100% | 1 | ||
| C••••• C•••••• A••••••• S••••••• L•• other | $375M | +54% | 9 | $41.6M | 19% | 8.9% | 28 | 1 | |
| T•• P•••• G•••• W••••• M••••••••• L•• independent RIA | $374M | +11% | 4 | $93.6M | 79% | 56% | 142 | 2 | |
| A••••• P•••••• W•••••• I••• independent RIA | $374M | -5.4% | 20 | $18.7M | 100% | 46% | 75 | 13 | |
| H••••••• W••••• P•••••••• L•• independent RIA | $373M | +7.5% | 7 | $53.2M | 94% | 77% | 89 | 4 | |
| C••••••• W••••• A••••••• independent RIA | $372M | +14% | 2 | $186M | 95% | 93% | 143 | 1 | |
| L••••••• C•••••• P••••••• L•• independent RIA | $372M | +17% | 5 | $74.4M | 97% | 82% | 52 | 2 | |
| U•••• S•••••••• A••••••• independent RIA | $372M | 3 | $124M | 100% | 76% | 158 | 1 | ||
| O••••••• W•••••• L•• independent RIA | $372M | +14% | 4 | $92.9M | 70% | 88% | 97 | 1 | |
| W••••• G•••• A•••••••• L•• independent RIA | $370M | +23% | 7 | $52.8M | 100% | 88% | 28 | 1 | |
| S•••••• W••••• M••••••••• L•• independent RIA | $364M | +13% | 4 | $91.1M | 100% | 94% | 39 | 1 | |
| C•••• C•••••• independent RIA | $364M | +21% | 7 | $52.0M | 95% | 50% | 111 | 1 | |
| L•••••• W••••• P••••••• independent RIA | $363M | +6.0% | 4 | $90.7M | 100% | 94% | 38 | 2 | |
| D••••• A••••••• independent RIA | $363M | +19% | 2 | $181M | 92% | 98% | 32 | 2 | |
| P•••••• F•••••••• A••••••••• L•• independent RIA | $363M | +14% | 3 | $121M | 98% | 60% | 178 | 2 | |
| C••••••••• C•••••• M••••••••• independent RIA | $358M | +12% | 5 | $71.7M | 98% | 71% | 69 | 1 | |
| H••••••• W••••• M••••••••• independent RIA | $358M | +14% | 6 | $59.6M | 100% | 84% | 36 | 1 | |
| F••••••••• independent RIA | $355M | +23% | 5 | $71.0M | 94% | 57% | 82 | 1 | |
| W••••••• F•••••••• G•••• independent RIA | $355M | +21% | 3 | $118M | 97% | 39% | 195 | 2 | |
| J•• F•••••••• G•••• L•• independent RIA | $353M | +19% | 4 | $88.2M | 100% | 93% | 36 | 4 | |
| F••••••• F•••••••• G••••• L•• independent RIA | $352M | +16% | 8 | $44.0M | 100% | 73% | 41 | 4 | |
| C••••••• A•••••••• L•• independent RIA | $351M | +3.6% | 5 | $70.3M | 97% | 71% | 100 | 2 | |
| B••••••••• A•••• M••••••••• L•• independent RIA | $351M | +17% | 6 | $58.4M | 98% | 86% | 66 | 2 | |
| G••••••• F•••••••• P•••••••• L•• independent RIA | $349M | +28% | 7 | $49.8M | 99% | 85% | 143 | 1 | |
| C••••• C••••••••• I••••••••• L•• other | $348M | +50% | 4 | $87.1M | 18% | 1 | |||
| W••• W•••••• I•• independent RIA | $348M | 11 | $31.6M | 100% | 91% | 25 | 1 | ||
| C••••• F••••• O••••• L•• independent RIA | $347M | -53% | 3 | $116M | 92% | 98% | 22 | 2 | |
| A•••••• W••••• M••••••••• L•• independent RIA | $346M | +10% | 3 | $115M | 100% | 88% | 67 | 2 | |
| N•••••• I••• independent RIA | $345M | -31% | 12 | $28.7M | 100% | 65% | 49 | 4 | |
| L••••• W••••• P••••••• independent RIA | $344M | +18% | 6 | $57.4M | 100% | 77% | 65 | 1 | |
| B•••••• F•••••••• A•••••••• L•• independent RIA | $343M | +24% | 6 | $57.1M | 95% | 64% | 100 | 3 | |
| B•••• C•••••• independent RIA | $342M | +15% | 4 | $85.5M | 96% | 69% | 105 | 3 | |
| E••••• A•••• M••••••••• L•• independent RIA | $341M | -6.4% | 4 | $85.3M | 97% | 33% | 118 | 1 | |
| Q•••••• P•••••••• M••••••••• L•• mixed wealth | $340M | +15% | 5 | $67.9M | 25% | 96% | 7 | 2 | |
| T••••• F•••••••• G•••• independent RIA | $339M | +25% | 3 | $113M | 94% | 29% | 810 | 1 | |
| S•••••••• W••••• M••••••••• independent RIA | $339M | +15% | 6 | $56.5M | 89% | 65% | 74 | 1 | |
| C••• A••••••• G•••• independent RIA | $338M | +14% | 10 | $33.8M | 98% | 60% | 114 | 4 | |
| U••••••• I••••••••• A•••••••• I••• independent RIA | $338M | +21% | 15 | $22.5M | 86% | 53% | 56 | 5 | |
| T•• I••••••••• A•••• M••••••••• L•• independent RIA | $337M | -41% | 8 | $42.1M | 100% | 79% | 132 | 2 | |
| A••••••• W••••• independent RIA | $337M | -22% | 6 | $56.1M | 100% | 47% | 35 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.