DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| NATIONWIDE FUND ADVISORS asset manager | $83B | +6.9% | 0.0% | 1 | |||||
| GLOBAL X MANAGEMENT COMPANY LLC asset manager | $83B | +49% | 0.0% | 4 | |||||
| NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC. other | $83B | +116% | 0.0% | 2 | |||||
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD asset manager | $83B | +16% | 0.1% | 100% | 4 | ||||
| SEQUOIA CAPITAL OPERATIONS, LLC asset manager | $82B | +36% | 0.0% | 1 | 60 | ||||
| PARK AVENUE INSTITUTIONAL ADVISERS LLC institutional | $82B | +7.9% | 0.0% | 1 | |||||
| STONEPEAK asset manager | $82B | +16% | 0.0% | 11 | 121 | ||||
| PZENA INVESTMENT MANAGEMENT LLC asset manager | $81B | +28% | 1 | $81B | 0.1% | 97% | 44 | 1 | 6 |
| TCW ASSET MANAGEMENT COMPANY LLC other | $81B | +15% | 20 | $4.1B | 0.8% | 100% | 1 | 9 | 39 |
| RUSSELL INVESTMENTS institutional | $81B | +1.8% | 3 | $27B | 0.0% | 2 | |||
| GRANTHAM MAYO VAN OTTERLOO & CO LLC other | $81B | +18% | 0.0% | 1 | 38 | ||||
| STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. asset manager | $80B | +10% | 0.0% | 6 | 45 | ||||
| GALLIARD CAPITAL MANAGEMENT institutional | $80B | -0.1% | 0.0% | 1 | 3 | ||||
| BLACKSTONE INFRASTRUCTURE ADVISORS L.L.C. asset manager | $80B | +65% | 0.0% | 3 | 41 | ||||
| CENTERBRIDGE PARTNERS, L.P. other | $80B | +20% | 0.0% | 4 | 104 | ||||
| KESTRA ADVISORY SERVICES, LLC BD affiliated | $80B | +33% | 1,448 | $55.1M | 89% | 66% | 80 | 545 | |
| LEXINGTON PARTNERS L.P. asset manager | $79B | +2.1% | 0.0% | 9 | 113 | ||||
| AXA INVESTMENT MANAGERS US INC asset manager | $79B | -13% | 0.0% | 7 | 21 | ||||
| STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C. asset manager | $79B | +11% | 0.0% | 1 | 115 | ||||
| CRESSET ASSET MANAGEMENT, LLC independent RIA | $79B | +27% | 212 | $372M | 89% | 100% | 22 | 25 | 145 |
| METROPOLITAN WEST ASSET MANAGEMENT LLC asset manager | $79B | -4.8% | 20 | $3.9B | 0.1% | 100% | 0 | 3 | |
| VIKING GLOBAL INVESTORS LP asset manager | $78B | +12% | 0.0% | 3 | 15 | ||||
| TIGER GLOBAL MANAGEMENT, LLC asset manager | $78B | +12% | 0.0% | 2 | 38 | ||||
| EMPOWER CAPITAL MANAGEMENT, LLC asset manager | $78B | +14% | 5 | $16B | 0.0% | 1 | 9 | ||
| BLACKSTONE PROPERTY ADVISORS L.P. asset manager | $77B | +5.1% | 0.0% | 15 | |||||
| TRUIST ADVISORY SERVICES, INC. BD affiliated | $77B | +14% | 1,979 | $39.1M | 91% | 67% | 64 | 2,882 | |
| PINEBRIDGE INVESTMENTS LLC other | $77B | +6437% | 0.0% | 6 | 48 | ||||
| PGIM LIMITED other | $76B | +17% | 1.1% | 100% | 2 | 24 | |||
| SLC MANAGEMENT institutional | $76B | +11% | 1 | $76B | 0.0% | 100% | 2 | 5 | 4 |
| BAIN CAPITAL CREDIT, LP asset manager | $76B | +12% | 0.0% | 17 | 158 | ||||
| ALM FIRST FINANCIAL ADVISORS LLC other | $76B | +11% | 0.1% | 100% | 1 | 3 | |||
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED asset manager | $76B | +24% | 0.0% | 1 | |||||
| OC INVESTMENT MANAGEMENT LP asset manager | $76B | +107% | 0.0% | 1 | 1 | ||||
| BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P. asset manager | $74B | +1.2% | 0.0% | 32 | 123 | ||||
| CLARION PARTNERS asset manager | $74B | +0.4% | 1 | $74B | 0.0% | 7 | 22 | ||
| JOBS PEAK ADVISORS institutional | $74B | 1 | $74B | 0.0% | 1 | ||||
| RBC ROCHDALE, LLC BD affiliated | $73B | +7.0% | 120 | $608M | 69% | 100% | 135 | 11 | |
| JPMORGAN FUNDS LIMITED asset manager | $72B | +21% | 0.0% | 1 | 2 | ||||
| H.I.G. CAPITAL, LLC asset manager | $72B | +14% | 0.0% | 20 | 151 | ||||
| GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. asset manager | $72B | +6.3% | 0.0% | 100% | 1 | ||||
| WORLD INVESTMENT ADVISORS, LLC other | $72B | +27% | 363 | $197M | 15% | 54% | 52 | 125 | |
| CAXTON ASSOCIATES LLP asset manager | $72B | 0.0% | 1 | ||||||
| TIAA-CREF TUITION FINANCING, INC. institutional | $71B | +16% | 6 | $12B | 0.0% | 3 | |||
| BLACKSTONE ASSET BASED FINANCE ADVISORS LP institutional | $70B | +32% | 0.0% | 7 | 37 | ||||
| ADAGE CAPITAL MANAGEMENT, L.P. asset manager | $70B | +17% | 0.0% | 2 | 1 | ||||
| BLACKROCK (SINGAPORE) LIMITED asset manager | $70B | +7.2% | 0.0% | 3 | 6 | ||||
| MEEDER PUBLIC FUNDS, INC. institutional | $70B | +8.2% | 18 | $3.9B | 0.0% | 100% | 8 | ||
| GOLDENTREE ASSET MANAGEMENT LP asset manager | $70B | +11% | 1 | $70B | 0.0% | 8 | 73 | ||
| BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. other | $70B | +8.6% | 0.0% | 7 | |||||
| BETTERMENT independent RIA | $70B | +23% | 28 | $2.5B | 92% | 27% | 36,317 | 1 | |
| STERLING CAPITAL MANAGEMENT LLC other | $69B | +4.6% | 33 | $2.1B | 4.0% | 71% | 84 | 11 | |
| FULCRUM ASSET MANAGEMENT LLP asset manager | $69B | +138% | 0.0% | 1 | 7 | ||||
| RUSSELL INVESTMENTS asset manager | $69B | +10.0% | 74 | $927M | 0.0% | 3 | 1 | ||
| JOHN HANCOCK VARIABLE TRUST ADVISERS LLC asset manager | $69B | +1.5% | 0.0% | 1 | |||||
| CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. asset manager | $68B | +16% | 0.0% | 3 | 67 | ||||
| JUPITER ASSET MANAGEMENT LIMITED asset manager | $68B | +48% | 0.0% | 1 | 3 | ||||
| AHL PARTNERS LLP asset manager | $68B | +11% | 0.0% | 1 | 48 | ||||
| BLUE OWL REAL ESTATE CAPITAL LLC asset manager | $68B | +29% | 0.0% | 10 | 54 | ||||
| CIBC PRIVATE WEALTH ADVISORS, INC. BD affiliated | $68B | +11% | 173 | $392M | 66% | 78% | 47 | 17 | |
| HARBOR CAPITAL ADVISORS, INC. asset manager | $68B | +4.4% | 10 | $6.8B | 0.0% | 3 | 1 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.