DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC BD affiliated | $110B | +9.2% | 1,340 | $82.2M | 89% | 78% | 179 | 139 | |
| HARRIS | OAKMARK asset manager | $109B | +17% | 4 | $27B | 6.6% | 100% | 472 | 1 | 2 |
| WARBURG PINCUS LLC asset manager | $109B | +12% | 0.0% | 2 | 213 | ||||
| NATIXIS ADVISORS, LLC BD affiliated | $109B | +27% | 57 | $1.9B | 90% | 75% | 1,974 | 4 | |
| STEPSTONE GROUP LP asset manager | $108B | +14% | 0.0% | 10 | 409 | ||||
| BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC institutional | $107B | +16% | 0.0% | 37 | 1 | ||||
| CONNING, INC. institutional | $107B | +7.4% | 1 | $107B | 0.0% | 2 | |||
| TUDOR INVESTMENT CORPORATION asset manager | $107B | +28% | 0.0% | 7 | 10 | ||||
| ANDREESSEN HOROWITZ asset manager | $106B | +42% | 0.0% | 5 | 119 | ||||
| VISTA EQUITY PARTNERS MANAGEMENT, LLC asset manager | $106B | +5.9% | 0.0% | 4 | |||||
| PRINCIPAL REAL ESTATE institutional | $106B | +6.3% | 0.2% | 40% | 16 | 18 | |||
| BROOKFIELD ASSET MANAGEMENT PIC US, LLC asset manager | $105B | +14% | 0.0% | 47 | 116 | ||||
| RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. asset manager | $104B | +37% | 2 | $52B | 0.1% | 25% | 36 | 4 | 14 |
| LSV ASSET MANAGEMENT other | $104B | +14% | 0.0% | 1 | 21 | ||||
| PTMA INVESTMENT ADVISORS asset manager | $104B | +11% | 12 | $8.7B | 0.0% | 14 | |||
| LINCOLN FINANCIAL INVESTMENTS CORPORATION asset manager | $102B | +6.5% | 0.0% | 2 | |||||
| SIXTH STREET ADVISERS, LLC asset manager | $102B | +27% | 0.0% | 12 | 160 | ||||
| OAK HILL ADVISORS, L.P. asset manager | $101B | +17% | 0.0% | 2 | 94 | ||||
| BLACKSTONE CREDIT BDC ADVISORS LLC asset manager | $101B | +19% | 0.0% | 14 | |||||
| BRACEBRIDGE CAPITAL, LLC asset manager | $100B | +18% | 0.0% | 1 | 12 | ||||
| ROCKEFELLER CAPITAL MANAGEMENT BD affiliated | $100B | +42% | 1,034 | $96.3M | 82% | 84% | 46 | 68 | |
| BROOKFIELD RENEWABLE ENERGY GROUP LLC asset manager | $99B | +13% | 0.0% | 36 | 119 | ||||
| NEUBERGER BERMAN EUROPE LIMITED asset manager | $98B | +22% | 10 | $9.8B | 0.0% | 2 | 7 | ||
| PATHWAY CAPITAL MANAGEMENT, LP other | $98B | +5.2% | 0.0% | 5 | 103 | ||||
| ARES CAPITAL MANAGEMENT LLC asset manager | $98B | +15% | 0.0% | 11 | 34 | ||||
| FIDUCIENT ADVISORS LLC mixed wealth | $98B | +44% | 69 | $1.4B | 34% | 100% | 10 | 18 | |
| EATON VANCE MANAGEMENT asset manager | $97B | +14% | 106 | $915M | 0.0% | 5 | 14 | ||
| WCM INVESTMENT MANAGEMENT other | $97B | +30% | 7 | $14B | 7.7% | 75% | 816 | 3 | 15 |
| BAIN CAPITAL PRIVATE EQUITY, LP asset manager | $96B | +35% | 0.0% | 16 | 36 | ||||
| RENAISSANCE TECHNOLOGIES LLC asset manager | $96B | +4.8% | 0.0% | 2 | 4 | ||||
| GCM GROSVENOR L.P. asset manager | $95B | +11% | 0.1% | 100% | 3 | 261 | |||
| BLUE OWL GPSC ADVISORS LLC asset manager | $95B | +11% | 0.0% | 4 | 125 | ||||
| NUMERIC INVESTORS LLC asset manager | $94B | +87% | 0.0% | 5 | 25 | ||||
| PPM AMERICA INC institutional | $94B | +26% | 0.0% | 100% | 6 | 11 | |||
| FORT WASHINGTON INVESTMENT ADVISORS INC institutional | $93B | +18% | 19 | $4.9B | 1.2% | 100% | 31 | 3 | 45 |
| DOUBLELINE CAPITAL LP asset manager | $93B | +3.6% | 0.6% | 100% | 2 | 8 | |||
| COATUE MANAGEMENT, L.L.C. asset manager | $93B | +33% | 0.0% | 4 | 146 | ||||
| CERBERUS CAPITAL MANAGEMENT, L.P. asset manager | $92B | +7.8% | 3 | $31B | 0.0% | 11 | 178 | ||
| INSIGHT VENTURE PARTNERS asset manager | $92B | -1.9% | 0.0% | 4 | |||||
| WELLINGTON ALTERNATIVE INVESTMENTS asset manager | $92B | +57% | 0.0% | 1 | 128 | ||||
| BLACKSTONE ALTERNATIVE ASSET MANAGEMENT L.P. asset manager | $92B | +18% | 0.0% | 7 | 110 | ||||
| ASSETMARK, INC. BD affiliated | $92B | +19% | 218 | $421M | 92% | 26% | 2,055 | 5 | |
| ADVENT INTERNATIONAL, L.P. asset manager | $92B | +11% | 0.0% | 3 | 133 | ||||
| CAPSTONE INVESTMENT ADVISORS, LLC asset manager | $92B | -0.2% | 1 | $92B | 0.0% | 8 | 16 | ||
| AST INVESTMENT SERVICES, INC. asset manager | $91B | -2.2% | 0.0% | 2 | |||||
| AEGON ASSET MANAGEMENT US institutional | $89B | +2.9% | 1 | $89B | 0.0% | 3 | 19 | ||
| SYMETRA INVESTMENT MANAGEMENT COMPANY other | $89B | +13% | 0.0% | 2 | 1 | ||||
| WISDOMTREE ASSET MANAGEMENT, INC. asset manager | $88B | +8.2% | 0.0% | 1 | |||||
| III CAPITAL MANAGEMENT asset manager | $88B | +3.7% | 0.0% | 2 | 8 | ||||
| MORNINGSTAR INVESTMENT MANAGEMENT LLC mixed wealth | $88B | +15% | 25 | $3.5B | 45% | 10% | 20,638 | 41 | |
| PANTHEON other | $88B | +16% | 0.0% | 4 | 115 | ||||
| LIGHTHOUSE INVESTMENT PARTNERS, LLC asset manager | $87B | +18% | 3 | $29B | 0.0% | 23 | 141 | ||
| CLAYTON, DUBILIER & RICE, LLC asset manager | $87B | +6.3% | 0.0% | 1 | 42 | ||||
| FORTRESS INVESTMENT GROUP asset manager | $87B | +14% | 0.0% | 19 | 347 | ||||
| COHEN & STEERS CAPITAL MANAGEMENT INC. asset manager | $86B | +5.8% | 22 | $3.9B | 0.0% | 100% | 1 | 9 | |
| LEONARD GREEN & PARTNERS, L.P. asset manager | $86B | +14% | 0.0% | 1 | 107 | ||||
| CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD other | $86B | +73% | 0.0% | 100% | 3 | 10 | |||
| PROSHARE ADVISORS LLC asset manager | $85B | +15% | 10 | $8.5B | 0.0% | 1 | |||
| MERCER GLOBAL ADVISORS INC. independent RIA | $84B | +40% | 749 | $113M | 92% | 91% | 47 | 269 | |
| CLEARLAKE CAPITAL GROUP, L.P. asset manager | $84B | +5.0% | 0.0% | 9 | 93 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.