DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Practices

What each practice looks like, from what it filed

A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.

FirmRAUM1yAdvisorsPer advisorPrivate clientsHNW of privateClients / advisorOfficesFunds
STONE POINT CAPITAL LLC asset manager$68B+19%0.0%359
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC asset manager$67B+71%0.0%7162
WALTER SCOTT & PARTNERS LIMITED other$67B-15%1$67B0.0%2
ADAMS STREET PARTNERS, LLC asset manager$66B+7.9%0.0%9327
BROOKFIELD PUBLIC SECURITIES GROUP LLC institutional$66B+38%0.9%71%4
TRANSAMERICA ASSET MANAGEMENT, INC. asset manager$66B+1.2%1$66B0.0%1
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC other$66B-8.4%0.0%100%49
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC other$65B-1.5%7$9.3B0.5%26%1082
ALAN BILLER AND ASSOCIATES institutional$65B+9.6%0.0%1
BLUE OWL CREDIT ADVISORS LLC asset manager$65B+14%0.0%920
ORION PORTFOLIO SOLUTIONS, LLC BD affiliated$65B+12%200$324M60%50%9272
GLG PARTNERS LP asset manager$65B+56%0.0%16
WILLIAM BLAIR & COMPANY L.L.C. BD affiliated$64B+10%328$196M82%86%1081221
BAYVIEW ASSET MANAGEMENT, LLC asset manager$64B+43%0.0%423
TOWERS WATSON INVESTMENT SERVICES, INC. institutional$63B5$13B0.0%1511
CAUSEWAY CAPITAL MANAGEMENT LLC asset manager$62B+46%0.7%74%311
CVC CREDIT PARTNERS, LLC asset manager$62B+42%0.0%185
DIGITALBRIDGE INVESTMENT MANAGEMENT, LLC asset manager$61B+19%0.0%1059
QUANTINNO CAPITAL MANAGEMENT LP independent RIA$61B+325%99%100%2
EAGLE ASSET MANAGEMENT INC mixed wealth$61B+74%1$61B34%35%28,0455
I SQUARED CAPITAL ADVISORS (US) LLC asset manager$60B+0.0%0.0%9123
AMERICAN BEACON ADVISORS, INC. other$60B+1.9%16$3.7B0.0%1
LGT CAPITAL PARTNERS (USA) INC. asset manager$60B+8.8%0.0%81
MIO PARTNERS, INC. asset manager$60B+33%8$7.4B0.0%122415
VOYA INVESTMENTS, LLC asset manager$59B+7.4%3$20B0.0%1
VALOR EQUITY PARTNERS asset manager$59B+127%0.0%654
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA asset manager$59B+25%11$5.4B0.0%4
BARROW HANLEY GLOBAL INVESTORS other$59B+11%27$2.2B0.0%100%015
MARSHALL WACE NORTH AMERICA L.P. asset manager$59B+51%0.0%314
BLACKSTONE PRIVATE CREDIT STRATEGIES LLC asset manager$58B+105%1.9%100%1454
ALPINVEST US HOLDINGS, LLC asset manager$58B+22%0.0%6110
MAN SOLUTIONS LIMITED asset manager$58B+31%0.0%117
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC other$57B0.0%29
IEQ CAPITAL, LLC independent RIA$57B+60%196$290M100%100%20
TENARON CAPITAL MANAGEMENT LP asset manager$56B+41%0.0%32
USI ADVISORS institutional$56B+15%71$793M0.0%14
CITIGROUP GLOBAL MARKETS INC. BD affiliated$56B+19%2,420$23.1M74%77%24595
CHURCHILL ASSET MANAGEMENT LLC other$56B+18%0.0%548
SAVANT WEALTH MANAGEMENT independent RIA$56B+71%400$139M88%68%5866
RAFFERTY ASSET MANAGEMENT, LLC asset manager$55B+17%1$55B0.0%3
TA ASSOCIATES asset manager$55B+2.7%1$55B0.0%330
BEACON POINTE ADVISORS, LLC independent RIA$55B+38%469$117M90%88%63905
THORNBURG INVESTMENT MANAGEMENT INC asset manager$54B+20%42$1.3B2.3%31%1212
BRECKINRIDGE CAPITAL ADVISORS INC independent RIA$54B+6.5%29$1.9B63%86%5642
PINESTONE ASSET MANAGEMENT INC. asset manager$54B+6.6%0.0%12
VERITAS CAPITAL FUND MANAGEMENT, L.L.C. asset manager$54B+38%0.0%135
SB INVESTMENT ADVISERS (US) INC. asset manager$53B-1.0%0.0%111
FIRST SENTIER INVESTORS other$53B-20%0.0%3
MISSIONSQUARE INVESTMENTS asset manager$53B+5.2%23$2.3B0.0%10
GW&K INVESTMENT MANAGEMENT, LLC independent RIA$53B-0.3%8$6.6B77%100%5,96913
SCULPTOR CAPITAL LP asset manager$53B+19%0.0%398
AEGON ASSET MANAGEMENT UK PLC other$53B+21%0.0%2
CATALYST STRATEGIC SOLUTIONS other$52B+6.4%0.0%1
WALLEYE CAPITAL LLC asset manager$52B+10%0.0%95
MAI CAPITAL MANAGEMENT, LLC independent RIA$52B+76%306$170M66%81%5130
FARALLON CAPITAL MANAGEMENT, L.L.C. asset manager$52B+7.9%0.0%248
CAPITAL INTERNATIONAL, INC. other$52B+8.7%0.0%53
VEST FINANCIAL LLC asset manager$52B+32%14$3.7B0.0%1
VIRTUS INVESTMENT ADVISERS, LLC asset manager$52B-4.1%73$709M0.0%3
BLACKSTONE LIQUID CREDIT ADVISORS I LLC institutional$52B+33%2.0%100%65
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17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.