Advisors to call now

Anything dated in the last 90 days, measured or not.

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Adam Hill Bey-Douglas, LLC Investment Counsel, Atlanta, Ga
independent RIA
- 2 of the 9 advisors at this office left in the last 180 days (22%). 2 went to Waterloo Capital
  2026-08-25 (32 days ago). At independent RIAs, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  Stuart Canzeri to Waterloo Capital; David Hughes to Waterloo Capital
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to Waterloo Capital
  2026-08-25 (32 days ago). At independent RIAs, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  David Hughes to Waterloo Capital; Stuart Canzeri to Waterloo Capital
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Professional
professional profile page
Before a call: mid-move on the record.
Naushad Virji Virji Investments, Inc., Lake Mary, Fl
Call-readystate-registered adviser
- is Ceo of a newly filed adviser, first filed 2026-07-20, where they are not yet registered: Sp Funds
  2026-07-20 (2 months ago). Across all advisors, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Professional
LinkedIn profile; professional profile page
Joseph Volz Wells Fargo Advisors, Fountain Valley, Ca
broker-dealer affiliated
- is Managing Partner/Chief Compliance Officer of a newly filed adviser, first filed 2026-06-30, where they are not yet registered: Pelorus Capital Management, LLC
  2026-06-30 (3 months ago). At broker-dealer affiliated firms, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
7 move with them
Contact
Professional
LinkedIn profile
Business ties: Some: 2 operating or professional businesses, 1 company board seat on file. A measure of business ties, not of book size or clients.
Who else to call: 4 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
S•••• B•••••• P•• A•••••••, P••••••• A•
independent RIA
- 10 of the 31 advisors at this office left in the last 180 days (32%), against a median of 0% across the firm's other offices. 6 went to O•••••••••
  2026-08-26 (31 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; S••• F••• to L•• F•••••••• L••; M••••• K••• to O••••••••• and 2 more
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-26 (31 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; R••••• M•••• to D••••• M•••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
3 move with them
Contact
Professional
professional profile page
Before a call: practice size.
D••••• K••••• P•• A•••••••, P••••••• A•
independent RIA
- 10 of the 31 advisors at this office left in the last 180 days (32%), against a median of 0% across the firm's other offices. 6 went to O•••••••••
  2026-08-26 (31 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; S••• F••• to L•• F•••••••• L••; M••••• K••• to O••••••••• and 2 more
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-26 (31 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; R••••• M•••• to D••••• M•••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
3 move with them
Contact
Professional
professional profile page
Who else to call: 3 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
J•••• C•••••• R••• N•••• C•••••• I••••••••• A•••••••, B••••••••• M•
independent RIA
- 4 of the 15 advisors at this office left in the last 180 days (27%). 2 went to M•••• C••••••• A••••••• S••••••
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••; K•••••• D••• to M•••• C••••••• A••••••• S••••••; K••• M••••••• to M•••• C••••••• A••••••• S••••••
- 2 known colleagues moved to an independent RIA in the last 180 days
  2026-08-14 (43 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
3 move with them
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J••••• M••••••• R••• N•••• C•••••• I••••••••• A•••••••, B••••••••• M•
independent RIA
- 4 of the 15 advisors at this office left in the last 180 days (27%). 2 went to M•••• C••••••• A••••••• S••••••
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••; K•••••• D••• to M•••• C••••••• A••••••• S••••••; K••• M••••••• to M•••• C••••••• A••••••• S••••••
- 2 known colleagues moved to an independent RIA in the last 180 days
  2026-08-14 (43 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
3 move with them
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
T••••• R•••••• P•• A•••••••, P••••••• A•
independent RIA
- 10 of the 31 advisors at this office left in the last 180 days (32%), against a median of 0% across the firm's other offices. 6 went to O•••••••••
  2026-08-26 (31 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; S••• F••• to L•• F•••••••• L••; M••••• K••• to O••••••••• and 2 more
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-26 (31 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; R••••• M•••• to D••••• M•••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2 move with them
Contact
Professional
professional profile page
Who else to call: 3 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
S•••••• P•••••••• C••••• I••••••••• A••••••• L••, B••••••• T•
broker-dealer affiliated
- 2 of the 7 advisors at this office left in the last 180 days (29%), against a median of 0% across the firm's other offices. 2 went to L•••• F••• A••••••• S•••••••
  2026-07-22 (2 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  G•••• P•••••••• to L•••• F••• A••••••• S•••••••; A••••• P•••••••• to L•••• F••• A••••••• S•••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person high-confidence team
Contact
Professional
professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
F•••••••• M•••• B•••• D• B••••• S••••••••• L••, M••••• F•
state-registered adviser
- 4 of the 11 advisors at this office left in the last 180 days (36%). 3 went to C•••••••• G••••• M•••••• I•••
  2026-09-08 (18 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  M••••• F••••••••• to C•••••••• G••••• M•••••• I•••; V•••••• K••••• D••• to C•••••••• G••••• M•••••• I•••; R•••••• N••••••• • to C•••••••• G••••• M•••••• I•••; H•••• H•••••••• to H••• S••••••••• •••• I•••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Before a call: practice size.
K•••• V•• H••• A•••• C••••••, W••••• P•
independent RIA
- 4 of the 16 advisors at this office left in the last 180 days (25%). 3 went to E•••• F•••••••• G••••• L••
  2026-09-04 (22 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  L•••• R••••• to E•••• F•••••••• G••••• L••; J••• C••••••• to E•••• F•••••••• G••••• L••; L•••••• C••••••• to E•••• F•••••••• G••••• L••; S••••• C•••••••• to C••••••••• P•••••••• R••••• C•••
- 4 known colleagues moved to an independent RIA in the last 180 days. 3 went to E•••• F•••••••• G••••• L••
  2026-09-04 (22 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L•••• R••••• to E•••• F•••••••• G••••• L••; J••• C••••••• to E•••• F•••••••• G••••• L••; L•••••• C••••••• to E•••• F•••••••• G••••• L••; S••••• C•••••••• to C••••••••• P•••••••• R••••• C•••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Before a call: practice size; mid-move on the record.
L•• C•••• A•••• C••••••, S•• J•••• P•
independent RIA
- 4 of the 16 advisors at this office left in the last 180 days (25%). 3 went to E•••• F•••••••• G••••• L••
  2026-09-04 (22 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  L•••• R••••• to E•••• F•••••••• G••••• L••; J••• C••••••• to E•••• F•••••••• G••••• L••; L•••••• C••••••• to E•••• F•••••••• G••••• L••; S••••• C•••••••• to C••••••••• P•••••••• R••••• C•••
- 4 known colleagues moved to an independent RIA in the last 180 days. 3 went to E•••• F•••••••• G••••• L••
  2026-09-04 (22 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L•••• R••••• to E•••• F•••••••• G••••• L••; J••• C••••••• to E•••• F•••••••• G••••• L••; L•••••• C••••••• to E•••• F•••••••• G••••• L••; S••••• C•••••••• to C••••••••• P•••••••• R••••• C•••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Business ties: Some: 1 investment vehicle, 1 company board seat on file. A measure of business ties, not of book size or clients.
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; mid-move on the record.
J•••• H•••• F••••••• A•••• M••••••••• I•••, B•••••••• S•
mixed wealth
- passed the Series 63 on 2026-07-02 after 29 years in the industry
  2026-07-02 (3 months ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-09-02 (24 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  A••• M•••••• to T•••• C•••• C•••••• A•••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Before a call: practice size; joined the current firm under a year ago.
M•••••• P••••••••• B••••••••• W••••• A•••••••• L••, W••••••• I•
no RAUM reported
- 4 of the 16 advisors at this office left in the last 180 days (25%), against a median of 12% across the firm's other offices
  2026-08-31 (26 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  P••••• P•••••• to M•••••••• A•••••••; R••• O••••••• to A••••••• A••••• L••; J••••• H••••• to G••••• R•••••• R••••••••• L••; A•••••• F•••••• to G••••••• A•••••••• L••
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-12 (45 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  R••• O••••••• to A••••••• A••••• L••; J••••• H••••• to G••••• R•••••• R••••••••• L••; A•••••• F•••••• to G••••••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Before a call: practice size.
J••••••• V•••••• B••••••••• W••••• A•••••••• L••, W••••••• I•
no RAUM reported
- 4 of the 16 advisors at this office left in the last 180 days (25%), against a median of 12% across the firm's other offices
  2026-08-31 (26 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  P••••• P•••••• to M•••••••• A•••••••; R••• O••••••• to A••••••• A••••• L••; J••••• H••••• to G••••• R•••••• R••••••••• L••; A•••••• F•••••• to G••••••• A•••••••• L••
- 5 known colleagues moved to an independent RIA in the last 180 days
  2026-08-14 (43 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J••••••• S•••• to F••••••••• I••••••••• A••••••• L••; R••• O••••••• to A••••••• A••••• L••; J••••• H••••• to G••••• R•••••• R••••••••• L••; A••••• W••••• to A•••••••• C•••••• M••••••••• and 1 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
A••••• V•••••• B••••••••• W••••• A•••••••• L••, W••••••• I•
no RAUM reported
- 4 of the 16 advisors at this office left in the last 180 days (25%), against a median of 12% across the firm's other offices
  2026-08-31 (26 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  P••••• P•••••• to M•••••••• A•••••••; R••• O••••••• to A••••••• A••••• L••; J••••• H••••• to G••••• R•••••• R••••••••• L••; A•••••• F•••••• to G••••••• A•••••••• L••
- 5 known colleagues moved to an independent RIA in the last 180 days
  2026-08-14 (43 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J••••••• S•••• to F••••••••• I••••••••• A••••••• L••; R••• O••••••• to A••••••• A••••• L••; J••••• H••••• to G••••• R•••••• R••••••••• L••; A••••• W••••• to A•••••••• C•••••• M••••••••• and 1 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
P•••• C•••••• W•••• F•••• A•••••••, G••••••••• C•
broker-dealer affiliated
- owns 75% or more of a newly filed adviser, first filed 2026-08-31, where they are not yet registered: S•••••• P•••••• W•••••
  2026-08-31 (26 days ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Business ties: Broad: 3 operating or professional businesses, 1 company board seat on file. A measure of business ties, not of book size or clients.
Before a call: practice size.
C•••••• Y••••••••• B••••••••• W••••• A•••••••• L••, W••••••• I•
no RAUM reported
- 4 of the 16 advisors at this office left in the last 180 days (25%), against a median of 12% across the firm's other offices
  2026-08-31 (26 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  P••••• P•••••• to M•••••••• A•••••••; R••• O••••••• to A••••••• A••••• L••; J••••• H••••• to G••••• R•••••• R••••••••• L••; A•••••• F•••••• to G••••••• A•••••••• L••
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-12 (45 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  R••• O••••••• to A••••••• A••••• L••; J••••• H••••• to G••••• R•••••• R••••••••• L••; A•••••• F•••••• to G••••••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Before a call: practice size.
M•••••• M•••••• T•••••••• P••••••• F•••••••• L••, C•••••••• M•
Call-readymixed wealth
- passed the Series 63 on 2026-08-26 after 13 years in the industry
  2026-08-26 (31 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
D•••••• W•••••••• P•• A•••••••, P••••••• A•
independent RIA
- 10 of the 31 advisors at this office left in the last 180 days (32%), against a median of 0% across the firm's other offices. 6 went to O•••••••••
  2026-08-26 (31 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; S••• F••• to L•• F•••••••• L••; M••••• K••• to O••••••••• and 2 more
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-26 (31 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; R••••• M•••• to D••••• M•••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
C••• W••••• P•• A•••••••, P••••••• A•
independent RIA
- 10 of the 31 advisors at this office left in the last 180 days (32%), against a median of 0% across the firm's other offices. 6 went to O•••••••••
  2026-08-26 (31 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; S••• F••• to L•• F•••••••• L••; M••••• K••• to O••••••••• and 2 more
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-26 (31 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; R••••• M•••• to D••••• M•••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
J••• K••••••• J••• M••••• S••••••••• L••, H••••••• T•
wirehouse
- passed the Series 63 on 2026-08-25 after 6 years in the industry
  2026-08-25 (32 days ago). At W••••••••, 13.7% with this moved within a year against 5.1% without it (2.7x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Professional
L••••••• profile
Before a call: joined the current firm under a year ago.
J••• T••••• T•• W••••• M••••••••• L••, H••••••• T•
other adviser
- 3 of the 14 advisors at this office left in the last 180 days (21%)
  2026-08-24 (33 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B••••••• F•••••• to E••••••• A•••••••• L••; J••• S•••••• to M••••••; D••••• H•• to B••••• P••••• A•••••••• L••
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-24 (33 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B••••••• F•••••• to E••••••• A•••••••• L••; J••• S•••••• to M••••••; D••••• H•• to B••••• P••••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
S•••• T•••• U•• F•••••••• S•••••••• I•••, K••••• C•••• M•
bank affiliated
- 6 of the 18 advisors at this office left in the last 180 days (33%). 4 went to U•• P•••••• W••••• M••••••••• L••
  2026-05-12 (5 months ago). At B•••••••••, 15.5% with this moved within a year against 7.5% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S••••• L••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••; J••••••• H••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••; J•••• T••••• to U•• P•••••• W••••• M••••••••• L••; W•••• O••••• to U•• P•••••• W••••• M••••••••• L•• and 2 more
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-08-24 (33 days ago). At B•••••••••, 10.0% with this moved within a year against 7.4% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J• H•• S••••••••• to C••••••••• W•••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
B•••• K••••• S•••• L••, F••• W••••• T•
independent RIA
- 3 of the 9 advisors at this office left in the last 180 days (33%)
  2026-08-21 (36 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S•••• F•••••• to P••••• W••••• G••••• L••; K••• M•••••••• to L•• F•••••••• L••; C••••• S••••• to Q•••••• W••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Professional
professional profile page
Before a call: joined the current firm under a year ago.
J•••• B•••••• S•••• L••, F••• W••••• T•
independent RIA
- 3 of the 9 advisors at this office left in the last 180 days (33%)
  2026-08-21 (36 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S•••• F•••••• to P••••• W••••• G••••• L••; K••• M•••••••• to L•• F•••••••• L••; C••••• S••••• to Q•••••• W••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Professional
professional profile page
Business ties: Some: 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Before a call: joined the current firm under a year ago.
K•••• B••••••• S•••• L••, F••• W••••• T•
Call-readyindependent RIA
- 3 of the 9 advisors at this office left in the last 180 days (33%)
  2026-08-21 (36 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S•••• F•••••• to P••••• W••••• G••••• L••; K••• M•••••••• to L•• F•••••••• L••; C••••• S••••• to Q•••••• W••••• M••••••••• L••
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-05-29 (4 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••• S••••• to Q•••••• W••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Professional
professional profile page
A••• B••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, D•••••• T•
wirehouse
- 2 people who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-20 (37 days ago). At M••••••, 14.0% with this moved within a year against 6.0% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  E•••••• E•••••••• to A••••• A•• P••••••• S•••••••; J•••• D•••••• to W•••• F•••• A•••••••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
K•••••••• P••••••• A•••••••• C•••••• M••••••••• L••, B•••••• M•
other adviser
- passed the Series 63 on 2026-08-19 after 16 years in the industry
  2026-08-19 (38 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size; joined the current firm under a year ago.
J••••• S•••••• R••• N•••• C•••••• I••••••••• A•••••••, B••••••••• M•
independent RIA
- 4 of the 15 advisors at this office left in the last 180 days (27%). 2 went to M•••• C••••••• A••••••• S••••••
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••; K•••••• D••• to M•••• C••••••• A••••••• S••••••; K••• M••••••• to M•••• C••••••• A••••••• S••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J•••• D••••••• R••• N•••• C•••••• I••••••••• A•••••••, B••••••••• M•
independent RIA
- 4 of the 15 advisors at this office left in the last 180 days (27%). 2 went to M•••• C••••••• A••••••• S••••••
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••; K•••••• D••• to M•••• C••••••• A••••••• S••••••; K••• M••••••• to M•••• C••••••• A••••••• S••••••
- 2 known colleagues moved to an independent RIA in the last 180 days
  2026-08-14 (43 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J••••• M••••••• S••••• I••••••••• M••••••••• L••, T•••••• A•
independent RIA
- 4 of the 10 advisors at this office left in the last 180 days (40%)
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  E••••• M•••••• to G•••••••• F•••••••• A•••••••• L••; J••••• A•••• to K•••••• O• C••••••• A•••• A••••••• L••; S•••••• M••• to F••••••••• C••••••; M••••••• M••••• to T•• A•••••••• I•••
- 2 known colleagues moved to an independent RIA in the last 180 days
  2026-06-30 (3 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  M••••••• M••••• to M•• W••••• M••••••••• L••; S•••••• M••• to F••••••••• C••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle on file; 1 with an SEC Form D filing. A measure of business ties, not of book size or clients.
Before a call: practice size.
J••••• P••••• S••••• I••••••••• M••••••••• L••, T•••••• A•
independent RIA
- 4 of the 10 advisors at this office left in the last 180 days (40%)
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  E••••• M•••••• to G•••••••• F•••••••• A•••••••• L••; J••••• A•••• to K•••••• O• C••••••• A•••• A••••••• L••; S•••••• M••• to F••••••••• C••••••; M••••••• M••••• to T•• A•••••••• I•••
- 2 known colleagues moved to an independent RIA in the last 180 days
  2026-06-30 (3 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  M••••••• M••••• to M•• W••••• M••••••••• L••; S•••••• M••• to F••••••••• C••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Business ties: Some: 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Who else to call: 3 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
B••••••• M••••• O•••• W•••••• I•••, R••••••• N•
broker-dealer affiliated
- 13 of the 65 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices. 13 went to L•• F•••••••• L••
  2026-07-31 (57 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• M•••• to L•• F•••••••• L••; A•• B•••••• to L•• F•••••••• L••; R••• H••••• to L•• F•••••••• L••; S•••• B•••••••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
N••••••• P••••••• O•••• W•••••• I•••, R••••••• N•
broker-dealer affiliated
- 13 of the 65 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices. 13 went to L•• F•••••••• L••
  2026-07-31 (57 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• M•••• to L•• F•••••••• L••; A•• B•••••• to L•• F•••••••• L••; R••• H••••• to L•• F•••••••• L••; S•••• B•••••••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
B••••••• G••••• O•••• W•••••• I•••, R••••••• N•
broker-dealer affiliated
- 13 of the 65 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices. 13 went to L•• F•••••••• L••
  2026-07-31 (57 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• M•••• to L•• F•••••••• L••; A•• B•••••• to L•• F•••••••• L••; R••• H••••• to L•• F•••••••• L••; S•••• B•••••••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
Before a call: practice size.
T••••• L••••• O•••• W•••••• I•••, R••••••• N•
broker-dealer affiliated
- 13 of the 65 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices. 13 went to L•• F•••••••• L••
  2026-07-31 (57 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• M•••• to L•• F•••••••• L••; A•• B•••••• to L•• F•••••••• L••; R••• H••••• to L•• F•••••••• L••; S•••• B•••••••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
D••• F•••••• O•••• W•••••• I•••, R••••••• N•
broker-dealer affiliated
- 13 of the 65 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices. 13 went to L•• F•••••••• L••
  2026-07-31 (57 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• M•••• to L•• F•••••••• L••; A•• B•••••• to L•• F•••••••• L••; R••• H••••• to L•• F•••••••• L••; S•••• B•••••••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
S•••• S•••••• O•••• W•••••• I•••, R••••••• N•
broker-dealer affiliated
- 13 of the 65 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices. 13 went to L•• F•••••••• L••
  2026-07-31 (57 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• M•••• to L•• F•••••••• L••; A•• B•••••• to L•• F•••••••• L••; R••• H••••• to L•• F•••••••• L••; S•••• B•••••••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Before a call: practice size.
B•••••• L•••••• O•••• W•••••• I•••, R••••••• N•
broker-dealer affiliated
- 13 of the 65 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices. 13 went to L•• F•••••••• L••
  2026-07-31 (57 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• M•••• to L•• F•••••••• L••; A•• B•••••• to L•• F•••••••• L••; R••• H••••• to L•• F•••••••• L••; S•••• B•••••••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile
Before a call: practice size.

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