DFX Intelligence
Advisor teams
Teams that left Cetera Investment Advisers LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
240 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 9 | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Shelby Township, Mi +7 | Affiliated broker-dealer or bank to another | Sep 17, 2026 |
| 2 | Cetera Investment Advisers LLC BD affiliated | Lafayette Square Financial Advisors, Inc. no RAUM | Walnut Creek, Ca +1 | Affiliated broker-dealer or bank to a newly registered adviser | Sep 15, 2026 over 3 d |
| 2 | Cetera Investment Advisers LLC BD affiliated | Nest Egg independent RIA | Flushing, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | K••••• A•••••••• I••• BD affiliated | Boerne, Tx | Affiliated broker-dealer or bank to another | Aug 25, 2026 over 10 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | K••••• A••••••• S•••••••• L•• BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Aug 24, 2026 over 3 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Stuart, Fl | Affiliated broker-dealer or bank to another | Aug 17, 2026 over 1 d |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | K••••• A••••••• S•••••••• L•• BD affiliated | Fairview Hghts, Il +3 | Affiliated broker-dealer or bank to another | Aug 12, 2026 over 13 d |
| 11 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Waterloo, Ia | Affiliated broker-dealer or bank to another | Aug 5, 2026 over 1 d |
| 5 | C••••• I••••••••• A••••••• L•• BD affiliated | E••• W••• W••••• A••••••• L•• no RAUM | Pasadena, Ca +1 | Affiliated broker-dealer or bank to a newly registered adviser | Jul 29, 2026 over 7 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• A••••••• S•••••••• L•• BD affiliated | Sandy, Ut +1 | Affiliated broker-dealer or bank to another | Jul 29, 2026 over 8 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | D••••••••• L•• independent RIA | Raleigh, Nc | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2026 |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | L••••••• W••••• A••••••• no RAUM | Champaign, Il | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2026 over 4 d |
| 5 | C••••• I••••••••• A••••••• L•• BD affiliated | P•••••• A•••••• G••••• L•• BD affiliated | Arlington, Tx +1 | Affiliated broker-dealer or bank to another | Jul 21, 2026 over 6 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•••• F••• A••••••• S••••••• BD affiliated | Bedford, Tx | Affiliated broker-dealer or bank to another | Jul 21, 2026 over 1 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Hillard, Oh +1 | Affiliated broker-dealer or bank to another | Jul 21, 2026 over 3 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | V••••••••• A••••••• S••••••• BD affiliated | New City, Ny | Affiliated broker-dealer or bank to another | Jul 15, 2026 over 6 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | A•••••• P••••••• P•••••••• I••• BD affiliated | Grand Forks, Nd +1 | Affiliated broker-dealer or bank to another | Jul 9, 2026 |
| 8 | C••••• I••••••••• A••••••• L•• BD affiliated | O••••••••• institutional | Manassas, Va +3 | Other | Jul 7, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Richardson, Tx +1 | Affiliated broker-dealer or bank to another | Jul 6, 2026 over 9 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | D•••••• T•• • F•••••••• S•••••••• L••••• state registered | Des Moines, Wa | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2026 |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | M••••• • C•••••• no RAUM | Valencia, Ca | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2026 over 1 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | K•••• F•••••••• state registered | Bonita, Ca | Affiliated broker-dealer or bank to a state-registered adviser | Jun 16, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Suite A, Mi +1 | Affiliated broker-dealer or bank to another | Jun 15, 2026 |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | C••••••••• F•••••••• N•••••• national BD | Pittsburgh, Pa | Affiliated broker-dealer or bank to another | Jun 10, 2026 over 6 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Los Alamitos, Ca | Affiliated broker-dealer or bank to another | Jun 2, 2026 over 2 d |
| 5 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Medford, Or | Affiliated broker-dealer or bank to another | May 15, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | S••• W••••• M••••••••• L•• state registered | Edina, Mn | Affiliated broker-dealer or bank to a state-registered adviser | May 13, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Sarasota, Fl +1 | Affiliated broker-dealer or bank to another | May 11, 2026 over 2 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Belleville, Il +1 | Affiliated broker-dealer or bank to another | Apr 24, 2026 over 12 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | R•••••• J•••• • A••••••••• I••• national BD | Greensboro, Nc | Affiliated broker-dealer or bank to another | Apr 22, 2026 over 9 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Madison, Wi | Affiliated broker-dealer or bank to another | Apr 14, 2026 over 1 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Lemoyne, Pa | Affiliated broker-dealer or bank to another | Apr 8, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Quincy, Ma +1 | Affiliated broker-dealer or bank to another | Apr 2, 2026 over 6 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Yantis, Tx +1 | Affiliated broker-dealer or bank to another | Mar 30, 2026 over 8 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Cape Girardeau, Mo | Affiliated broker-dealer or bank to another | Mar 25, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | W••••••••• C•••••• G••••• L•• mixed wealth | New Orleans, La | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Maple Grove, Mn | Affiliated broker-dealer or bank to another | Mar 2, 2026 over 13 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | G••••• W••••• M••••••••• no RAUM | Issaquah, Wa | Affiliated broker-dealer or bank to a newly registered adviser | Feb 6, 2026 over 7 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Chico, Ca | Affiliated broker-dealer or bank to another | Feb 2, 2026 over 10 d |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | C••••••• P••••••• independent RIA | Knoxville, Tn | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 over 9 d |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | S••••••••• W••••• mixed wealth | San Diego, Ca | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Fort Mill, Sc | Affiliated broker-dealer or bank to another | Jan 13, 2026 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | M••••••• P••••••• G•••• no RAUM | Atlanta, Ga | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | I••••••••• F•••••••• G••••• L•• BD affiliated | Harker Heights, Tx | Affiliated broker-dealer or bank to another | Dec 31, 2025 over 14 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | C••••• P••••••• P••••••• independent RIA | Greensboro, Nc | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Lake Charles, La +1 | Affiliated broker-dealer or bank to another | Dec 9, 2025 over 6 d |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Idaho Falls, Id +2 | Affiliated broker-dealer or bank to another | Dec 5, 2025 over 7 d |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Piedmont, Sc +1 | Affiliated broker-dealer or bank to another | Dec 2, 2025 over 9 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | M••••••• C•••••• M••••••••• no RAUM | Houston, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2025 over 2 d |
| 7 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Hemet, Ca +4 | Affiliated broker-dealer or bank to another | Nov 23, 2025 over 16 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Mandan, Nd | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | V••••••••• A••••••• S••••••• BD affiliated | Anaheim, Ca +1 | Affiliated broker-dealer or bank to another | Nov 19, 2025 over 9 d |
| 5 | C••••• I••••••••• A••••••• L•• BD affiliated | A•••• O•• W••••• M••••••••• L•• independent RIA | Findlay, Oh | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 over 7 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | C••••••••• F•••••••• N•••••• national BD | Ponte Vedra Beach, Fl +1 | Affiliated broker-dealer or bank to another | Nov 18, 2025 over 6 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | S••••• O•• S••••••••• I••• BD affiliated | Webster, Ny +1 | Affiliated broker-dealer or bank to another | Nov 6, 2025 over 5 d |
| 5 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Eagan, Mn +3 | Affiliated broker-dealer or bank to another | Oct 29, 2025 over 21 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | V••••••• A•••••••• I••• BD affiliated | Newark, De | Affiliated broker-dealer or bank to another | Oct 24, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | I•••••••• A•••••••• L•• BD affiliated | Johnstown, Pa | Affiliated broker-dealer or bank to another | Oct 15, 2025 over 12 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | K••••• A••••••• S•••••••• L•• BD affiliated | Greensboro, Nc | Affiliated broker-dealer or bank to another | Oct 8, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | M••••• S•••••• wirehouse | San Diego, Ca | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2025 |
derived from registration dates
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The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.