DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Wells Fargo Advisors

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Charlotte, Nc	Wirehouse to wirehouse	Apr 11, 2023 over 14 d
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Wellington, Fl +1	Wirehouse to wirehouse	Apr 6, 2023 over 13 d
3	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	San Diego, Ca +2	Wirehouse to wirehouse	Mar 29, 2023 over 2 d
2	Wells Fargo Advisors wirehouse	J.P. Morgan Securities LLC wirehouse	Irvine, Ca +1	Wirehouse to wirehouse	Mar 23, 2023 over 1 d
2	Wells Fargo Advisors wirehouse	Private Wealth Asset Management independent RIA	Omaha, Ne	Wirehouse to independent RIA	Mar 16, 2023 over 6 d
2	Wells Fargo Advisors wirehouse	Fidelity Personal And Workplace Advisors BD affiliated	Seattle, Wa	Wirehouse to affiliated broker-dealer or bank	Mar 9, 2023 over 13 d
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Closter, Nj +1	Wirehouse to wirehouse	Mar 9, 2023 over 12 d
3	Wells Fargo Advisors wirehouse	LPL Financial LLC independent RIA	La Jolla, Ca +2	Wirehouse to independent RIA	Mar 8, 2023 over 1 d
10	Wells Fargo Advisors wirehouse	LPL Financial LLC independent RIA	Charlotte, Nc	Wirehouse to independent RIA	Mar 7, 2023 over 9 d
2	Wells Fargo Advisors wirehouse	Fidelity Personal And Workplace Advisors BD affiliated	San Diego, Ca +1	Wirehouse to affiliated broker-dealer or bank	Mar 7, 2023 over 8 d
6	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Irvine, Ca +3	Wirehouse to wirehouse	Mar 6, 2023 over 31 d
3	Wells Fargo Advisors wirehouse	Daymark Wealth Partners, LLC independent RIA	Westlake, Oh +1	Wirehouse to independent RIA	Feb 23, 2023
3	Wells Fargo Advisors wirehouse	Petros Family Wealth, LLC no RAUM	Bloomington, Mn +1	Wirehouse to a newly registered adviser (no RAUM reported yet)	Feb 23, 2023 over 13 d
3	Wells Fargo Advisors wirehouse	J.P. Morgan Securities LLC wirehouse	Yardley, Pa +2	Wirehouse to wirehouse	Feb 23, 2023 over 5 d
3	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Dublin, Ca +2	Wirehouse to wirehouse	Feb 22, 2023 over 15 d
2	Wells Fargo Advisors wirehouse	Ashton Thomas Private Wealth independent RIA	Colorado Springs, Co	Wirehouse to independent RIA	Feb 22, 2023
4	Wells Fargo Advisors wirehouse	J.P. Morgan Securities LLC wirehouse	Newport Beach, Ca +3	Wirehouse to wirehouse	Feb 16, 2023 over 19 d
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Birmingham, Mi	Wirehouse to wirehouse	Feb 16, 2023
2	Wells Fargo Advisors wirehouse	Steward Partners Investment Advisory, LLC BD affiliated	Mobile, Al	Wirehouse to affiliated broker-dealer or bank	Feb 14, 2023 over 1 d
4	Wells Fargo Advisors wirehouse	RBC Capital Markets, LLC national BD	Minneapolis, Mn +3	Wirehouse to affiliated broker-dealer or bank	Feb 9, 2023
2	Wells Fargo Advisors wirehouse	Raymond James Financial Services Advisors, Inc BD affiliated	Fort Wayne, In +1	Wirehouse to affiliated broker-dealer or bank	Feb 8, 2023
3	Wells Fargo Advisors wirehouse	Raymond James & Associates, Inc. national BD	Racine, Wi +1	Wirehouse to affiliated broker-dealer or bank	Jan 30, 2023 over 10 d
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charlotte, Nc +1	Wirehouse to wirehouse	Jan 30, 2023 over 4 d
3	Wells Fargo Advisors wirehouse	Raymond James & Associates, Inc. national BD	Daytona Beach, Fl	Wirehouse to affiliated broker-dealer or bank	Jan 27, 2023
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Boca Raton, Fl +1	Wirehouse to wirehouse	Jan 26, 2023 over 8 d
2	Wells Fargo Advisors wirehouse	Credit Union Investment Services state registered	Greenville, Nc +1	Wirehouse to a state-registered adviser	Jan 26, 2023 over 8 d
2	Wells Fargo Advisors wirehouse	Iht Wealth Management LLC BD affiliated	Wayzata, Mn	Wirehouse to affiliated broker-dealer or bank	Jan 26, 2023
2	Wells Fargo Advisors wirehouse	RBC Capital Markets, LLC national BD	Newport Beach, Ca	Wirehouse to affiliated broker-dealer or bank	Jan 26, 2023
3	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	New York, Ny	Wirehouse to wirehouse	Jan 25, 2023 over 12 d
2	Wells Fargo Advisors wirehouse	Ameriprise Financial Services, LLC national BD	Garden City, Ny +1	Wirehouse to affiliated broker-dealer or bank	Jan 25, 2023 over 7 d
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Athens, Ga	Wirehouse to affiliated broker-dealer or bank	Jan 25, 2023 over 1 d
2	Wells Fargo Advisors wirehouse	J.P. Morgan Securities LLC wirehouse	Tarzana, Ca +1	Wirehouse to wirehouse	Jan 13, 2023 over 12 d
3	Wells Fargo Advisors wirehouse	Fidelity Personal And Workplace Advisors BD affiliated	Houston, Tx +1	Wirehouse to affiliated broker-dealer or bank	Jan 6, 2023 over 25 d
4	Wells Fargo Advisors wirehouse	Fidelity Personal And Workplace Advisors BD affiliated	Fremont, Ca +2	Wirehouse to affiliated broker-dealer or bank	Jan 5, 2023 over 15 d
2	Wells Fargo Advisors wirehouse	Ameriprise Financial Services, LLC national BD	San Diego, Ca	Wirehouse to affiliated broker-dealer or bank	Dec 16, 2022
3	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Irvine, Ca +2	Wirehouse to wirehouse	Dec 14, 2022 over 8 d
4	Wells Fargo Advisors wirehouse	Petredis Investment Advisors no RAUM	Sewickley, Pa +1	Wirehouse to a newly registered adviser (no RAUM reported yet)	Dec 7, 2022
3	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charlotte, Nc +1	Wirehouse to wirehouse	Dec 7, 2022 over 13 d
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mountain Brook, Al +1	Wirehouse to wirehouse	Dec 7, 2022 over 7 d
2	Wells Fargo Advisors wirehouse	J.P. Morgan Securities LLC wirehouse	Wesley Chapel, Fl +1	Wirehouse to wirehouse	Nov 30, 2022 over 1 d
2	Wells Fargo Advisors wirehouse	Charles Schwab & Co., Inc. national BD	San Diego, Ca +1	Wirehouse to affiliated broker-dealer or bank	Nov 30, 2022 over 8 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Marietta, Ga +1	Wirehouse to affiliated broker-dealer or bank	Nov 23, 2022 over 14 d
4	Wells Fargo Advisors wirehouse	J.P. Morgan Private Wealth Advisors LLC BD affiliated	San Jose, Ca +1	Wirehouse to affiliated broker-dealer or bank	Nov 17, 2022
5	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	San Jose, Ca +3	Wirehouse to wirehouse	Nov 10, 2022 over 15 d
2	Wells Fargo Advisors wirehouse	Citigroup Global Markets Inc. BD affiliated	Arcadia, Ca +1	Wirehouse to affiliated broker-dealer or bank	Nov 10, 2022 over 13 d
2	Wells Fargo Advisors wirehouse	Procyon other	Baltimore, Md +1	Other	Nov 10, 2022
3	Wells Fargo Advisors wirehouse	Newedge Advisors BD affiliated	Orland Park, Il	Wirehouse to affiliated broker-dealer or bank	Nov 7, 2022 over 2 d
6	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Tarpon Springs, Fl +4	Wirehouse to wirehouse	Nov 3, 2022 over 7 d
3	Wells Fargo Advisors wirehouse	Raymond James & Associates, Inc. national BD	Irvine, Ca	Wirehouse to affiliated broker-dealer or bank	Nov 3, 2022
2	Wells Fargo Advisors wirehouse	Diversify Advisory Services, LLC BD affiliated	Santa Rosa, Ca	Wirehouse to affiliated broker-dealer or bank	Nov 3, 2022
4	Wells Fargo Advisors wirehouse	UBS Financial Services Inc. wirehouse	San Francisco, Ca +1	Wirehouse to wirehouse	Oct 28, 2022
2	Wells Fargo Advisors wirehouse	American Portfolios Advisors, Inc BD affiliated	Bedminster, Nj	Wirehouse to affiliated broker-dealer or bank	Oct 25, 2022 over 9 d
2	Wells Fargo Advisors wirehouse	J.P. Morgan Securities LLC wirehouse	San Diego, Ca +1	Wirehouse to wirehouse	Oct 25, 2022 over 1 d
2	Wells Fargo Advisors wirehouse	RBC Capital Markets, LLC national BD	Wayzata, Mn	Wirehouse to affiliated broker-dealer or bank	Oct 19, 2022
2	Wells Fargo Advisors wirehouse	RBC Capital Markets, LLC national BD	Jamestown, Nd +1	Wirehouse to affiliated broker-dealer or bank	Oct 19, 2022
2	Wells Fargo Advisors wirehouse	Charles Schwab & Co., Inc. national BD	Orlando, Fl	Wirehouse to affiliated broker-dealer or bank	Oct 19, 2022 over 6 d
3	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Mystic, Ct	Wirehouse to wirehouse	Oct 18, 2022
2	Wells Fargo Advisors wirehouse	Raymond James & Associates, Inc. national BD	Memphis, Tn	Wirehouse to affiliated broker-dealer or bank	Oct 18, 2022
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Los Angeles, Ca +1	Wirehouse to wirehouse	Oct 18, 2022 over 7 d
2	Wells Fargo Advisors wirehouse	Commonwealth Financial Network national BD	Holyoke, Ma	Wirehouse to affiliated broker-dealer or bank	Oct 18, 2022

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1,440 teams match.derived from registration dates