DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Commonwealth Financial Network
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Troy, Mi +1 | Affiliated broker-dealer or bank to another | Jul 31, 2025 |
| 2 | Commonwealth Financial Network national BD | Bryn Mawr Trust Advisors, LLC independent RIA | Berwyn, Pa +1 | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2025 over 8 d |
| 6 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Waltham, Ma +2 | Affiliated broker-dealer or bank to another | Jul 22, 2025 over 14 d |
| 3 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan City, La +2 | Affiliated broker-dealer or bank to another | Jul 22, 2025 over 27 d |
| 5 | Commonwealth Financial Network national BD | Mutual Advisors, LLC BD affiliated | Scottsdale, Az +1 | Affiliated broker-dealer or bank to another | Jul 18, 2025 over 5 d |
| 4 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Depew, Ny | Affiliated broker-dealer or bank to another | Jul 16, 2025 over 1 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Amherst, Ma +2 | Affiliated broker-dealer or bank to another | Jul 15, 2025 over 16 d |
| 3 | Commonwealth Financial Network national BD | Spiegelman Wealth Management, Inc. no RAUM | Walnut Creek, Ca | Affiliated broker-dealer or bank to a newly registered adviser | Jul 14, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | New Hope, Pa +1 | Affiliated broker-dealer or bank to another | Jul 8, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Simpson, Il | Affiliated broker-dealer or bank to another | Jul 8, 2025 |
| 6 | Commonwealth Financial Network national BD | Alliance Private Wealth, LLC independent RIA | North Reading, Ma +1 | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 over 2 d |
| 3 | Commonwealth Financial Network national BD | Mor Wealth Management, LLC no RAUM | Philadelphia, Pa | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Fort Myers, Fl +1 | Affiliated broker-dealer or bank to another | Jul 1, 2025 |
| 2 | Commonwealth Financial Network national BD | Odyssey Group Wealth Advisors no RAUM | Lancaster, Pa +1 | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 over 2 d |
| 3 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Omaha, Ne | Affiliated broker-dealer or bank to another | Jun 30, 2025 |
| 2 | Commonwealth Financial Network national BD | Farther independent RIA | Pueblo, Co | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2025 |
| 2 | Commonwealth Financial Network national BD | Cannata & Company, LLC state registered | Naperville, Il +1 | Affiliated broker-dealer or bank to a state-registered adviser | Jun 23, 2025 |
| 5 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Monroe, Mi +2 | Affiliated broker-dealer or bank to another | Jun 20, 2025 |
| 2 | Commonwealth Financial Network national BD | Mh Wealth Management state registered | Alpharetta, Ga | Affiliated broker-dealer or bank to a state-registered adviser | Jun 9, 2025 |
| 2 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Seekonk, Ma | Affiliated broker-dealer or bank to another | May 30, 2025 |
| 2 | Commonwealth Financial Network national BD | Equitable Advisors, LLC national BD | Newport Beach, Ca | Affiliated broker-dealer or bank to another | May 13, 2025 |
| 2 | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Houston, Tx | Other | Apr 5, 2025 |
| 2 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Marshfield, Ma | Affiliated broker-dealer or bank to another | Feb 28, 2025 over 4 d |
| 6 | Commonwealth Financial Network national BD | Chicago Oakbrook Financial Group no RAUM | Oakbrook, Il +1 | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 |
| 2 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Newbury Park, Ca +1 | Affiliated broker-dealer or bank to another | Dec 3, 2024 over 6 d |
| 2 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Irvine, Ca | Affiliated broker-dealer or bank to another | Nov 7, 2024 |
| 2 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Brentwood, Tn | Affiliated broker-dealer or bank to another | Oct 1, 2024 over 1 d |
| 4 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Santa Rosa, Ca +1 | Affiliated broker-dealer or bank to another | Aug 20, 2024 over 8 d |
| 4 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Overland Park, Ks | Affiliated broker-dealer or bank to another | Jul 1, 2024 over 2 d |
| 2 | Commonwealth Financial Network national BD | Perigon Wealth Management, LLC independent RIA | South Nyack, Ny | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 |
| 7 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Tucson, Az +2 | Affiliated broker-dealer or bank to another | May 2, 2024 over 7 d |
| 2 | Commonwealth Financial Network national BD | UBS Financial Services Inc. wirehouse | Islandia, Ny | Affiliated broker-dealer or bank to wirehouse | May 2, 2024 |
| 2 | Commonwealth Financial Network national BD | Black Point Wealth Management no RAUM | Naples, Fl | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2024 |
| 2 | Commonwealth Financial Network national BD | Telos Wealth state registered | Wenatchee, Wa | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 |
| 6 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Newton Lower Falls, Ma +2 | Affiliated broker-dealer or bank to another | Mar 28, 2024 |
| 4 | Commonwealth Financial Network national BD | Eversource Wealth Advisors, LLC independent RIA | Fairfax, Va | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 over 3 d |
| 8 | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Marysville, Oh +1 | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 |
| 6 | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Rochester, Ny +1 | Affiliated broker-dealer or bank to another | Dec 4, 2023 over 8 d |
| 5 | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Bethesda, Md | Other | Nov 1, 2023 |
| 2 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Uncasville, Ct | Affiliated broker-dealer or bank to another | Oct 12, 2023 |
| 4 | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Columbus, Oh | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 |
| 3 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Carlsbad, Ca +1 | Affiliated broker-dealer or bank to another | Sep 27, 2023 |
| 3 | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Shrewsbury, Ma | Affiliated broker-dealer or bank to another | Aug 14, 2023 over 1 d |
| 2 | Commonwealth Financial Network national BD | Steward Partners Investment Advisory, LLC BD affiliated | Lake Oswego, Or | Affiliated broker-dealer or bank to another | Jul 31, 2023 |
| 2 | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Eagle River, Wi +1 | Affiliated broker-dealer or bank to another | Apr 21, 2023 |
| 3 | Commonwealth Financial Network national BD | Moore Wealth no RAUM | Frederick, Md | Affiliated broker-dealer or bank to a newly registered adviser | Apr 4, 2023 |
| 4 | Commonwealth Financial Network national BD | Cottonwood Capital Advisors no RAUM | Irving, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2023 |
| 3 | Commonwealth Financial Network national BD | Next Financial Group, Inc. BD affiliated | Abilene, Tx +1 | Affiliated broker-dealer or bank to another | Mar 24, 2023 |
| 2 | Commonwealth Financial Network national BD | Mariner BD affiliated | Greenville, Sc | Affiliated broker-dealer or bank to another | Feb 2, 2023 |
| 5 | Commonwealth Financial Network national BD | Jessup Wealth Management no RAUM | Dayton, Oh | Affiliated broker-dealer or bank to a newly registered adviser | Jan 3, 2023 over 1 d |
| 2 | Commonwealth Financial Network national BD | Captrust institutional | Omaha, Ne | Other | Nov 17, 2022 |
| 4 | Commonwealth Financial Network national BD | Wealthspring no RAUM | Santa Rosa, Ca +1 | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2022 |
| 3 | Commonwealth Financial Network national BD | Davies Financial Advisors, Inc. independent RIA | Murrieta, Ca | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 |
| 2 | Commonwealth Financial Network national BD | Multnomah Group, Inc. other | Portland, Or +1 | Other | Sep 30, 2022 |
| 4 | Commonwealth Financial Network national BD | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Merchantville, Nj | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 over 3 d |
| 2 | Commonwealth Financial Network national BD | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | Phiadelphia, Pa | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 over 6 d |
| 2 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Kansas City, Mo | Affiliated broker-dealer or bank to another | Sep 1, 2022 |
| 5 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Rochester, Mn | Affiliated broker-dealer or bank to another | Aug 17, 2022 over 1 d |
| 3 | Commonwealth Financial Network national BD | Envision Financial Planning, LLC no RAUM | Memphis, Tn | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2022 |
| 3 | Commonwealth Financial Network national BD | Mainsail Financial Group no RAUM | Bellevue, Wa | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2022 |
290 teams match.derived from registration dates