Teams that joined Cwm, LLC

73 teams

Advisors	From	To	Branch	Type	Left
2	Pinnacle Wealth Management, LLC independent RIA	Cwm, LLC BD affiliated	Carmichael, Ca +1	RIA to affiliated broker-dealer or bank	Sep 9, 2026
2	Northwestern Mutual Investment Services,LLC no RAUM	Cwm, LLC BD affiliated	Atlanta, Ga	Other	Aug 17, 2026 over 3 d
7	Wells Fargo Advisors wirehouse	Cwm, LLC BD affiliated	Lebanon, Nh	Wirehouse to affiliated broker-dealer or bank	Aug 5, 2026
2	L•• F•••••••• L•• BD affiliated	C••• L•• BD affiliated	Springdale, Ar +1	Affiliated broker-dealer or bank to another	Jun 3, 2026
2	L•• F•••••••• L•• BD affiliated	C••• L•• BD affiliated	Edmond, Ok	Affiliated broker-dealer or bank to another	Jun 1, 2026 over 2 d
2	L•• F•••••••• L•• BD affiliated	C••• L•• BD affiliated	Neligh, Ne	Affiliated broker-dealer or bank to another	Mar 10, 2026
2	L•• F•••••••• L•• BD affiliated	C••• L•• BD affiliated	Kyle, Tx +1	Affiliated broker-dealer or bank to another	Oct 22, 2025
2	W•••• F•••• A••••••• wirehouse	C••• L•• BD affiliated	El Dorado Hills, Ca +1	Wirehouse to affiliated broker-dealer or bank	Jan 28, 2025
3	H•••••••• F•••••••• I••• independent RIA	C••• L•• BD affiliated	Lake Forest, Ca	RIA to affiliated broker-dealer or bank	Jan 17, 2025
2	A••••••• P••••••••• A•••••••• I•• BD affiliated	C••• L•• BD affiliated	Holbrook, Ny	Affiliated broker-dealer or bank to another	Oct 3, 2024 over 1 d
3	P••••••••• S••••••••• C••••••••• independent RIA	C••• L•• BD affiliated	Amarillo, Tx	RIA to affiliated broker-dealer or bank	Jul 25, 2024
3	E•• R•••• W••••• M••••••••• L•• independent RIA	C••• L•• BD affiliated	Omaha, Ne	RIA to affiliated broker-dealer or bank	Feb 16, 2024
7	O••••••••• institutional	C••• L•• BD affiliated	Overland Park, Ks	Other	Jan 31, 2024
2	B•••••• I••••••••• G••••• L•• independent RIA	C••• L•• BD affiliated	Walla Walla, Wa	RIA to affiliated broker-dealer or bank	Dec 11, 2023
2	F•• W••••• M••••••••• independent RIA	C••• L•• BD affiliated	Columbia, Md	RIA to affiliated broker-dealer or bank	Dec 4, 2023
2	W••••••• F•••••••• S•••••••• I••• BD affiliated	C••• L•• BD affiliated	Milton, Ga	Affiliated broker-dealer or bank to another	Nov 1, 2023
2	W••• M•••• M••••••••• I••• independent RIA	C••• L•• BD affiliated	Palm Coast, Fl +1	RIA to affiliated broker-dealer or bank	Oct 20, 2023
2	A•• F••••••• F•••••••• P••••••• A•• I••••••••• A•••••••• L•• independent RIA	C••• L•• BD affiliated	Grandville, Mi	RIA to affiliated broker-dealer or bank	Jul 5, 2023
2	C••••• A•••••• N••••••• L•• BD affiliated	C••• L•• BD affiliated	Cedar Rapids, Ia	Affiliated broker-dealer or bank to another	Jun 29, 2023
2	C••••• A•••••• N••••••• L•• BD affiliated	C••• L•• BD affiliated	Austin, Tx +1	Affiliated broker-dealer or bank to another	Jun 29, 2023
2	C••••• A•••••• N••••••• L•• BD affiliated	C••• L•• BD affiliated	Dinuba, Ca +1	Affiliated broker-dealer or bank to another	Jun 16, 2023 over 13 d
2	K••••• A••••••• S•••••••• L•• BD affiliated	C••• L•• BD affiliated	South Boston, Ma +1	Affiliated broker-dealer or bank to another	Feb 28, 2023
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	C••• L•• BD affiliated	Pella, Ia	Affiliated broker-dealer or bank to another	Sep 12, 2022 over 14 d
5	L•• F•••••••• L•• independent RIA	C••• L•• BD affiliated	Houston, Tx	RIA to affiliated broker-dealer or bank	Jul 28, 2022 over 11 d
2	D•••••• W••••• A••••••• independent RIA	C••• L•• BD affiliated	Carlisle, Pa	RIA to affiliated broker-dealer or bank	May 20, 2022
2	I••••••••• W••••• M••••••••• L•• independent RIA	C••• L•• BD affiliated	Scottsdale, Az	RIA to affiliated broker-dealer or bank	Jan 26, 2022
3	S•• BD affiliated	C••• L•• BD affiliated	Ann Arbor, Mi +1	Affiliated broker-dealer or bank to another	Aug 24, 2021
2	W••••••••• A••••••• P••••••• L•• independent RIA	C••• L•• BD affiliated	Downingtown, Pa +1	RIA to affiliated broker-dealer or bank	Jul 13, 2021
2	G•••••••• W••••• M••••••••• L•• independent RIA	C••• L•• BD affiliated	Edison, Nj	RIA to affiliated broker-dealer or bank	Mar 8, 2021
2	F•••••••• M••••••••• I••• independent RIA	C••• L•• BD affiliated	Yakima, Wa	RIA to affiliated broker-dealer or bank	Dec 2, 2020
2	M•• I•••••••• S•••••••• L•• BD affiliated	C••• L•• BD affiliated	Needham, Ma	Affiliated broker-dealer or bank to another	Oct 26, 2020
4	L•• F•••••••• L•• BD affiliated	C••• L•• BD affiliated	Irvine, Ca +2	Affiliated broker-dealer or bank to another	Oct 8, 2020 over 13 d
2	F•••••••• M••••••••• I••• independent RIA	C••• L•• BD affiliated	Yakima, Wa	RIA to affiliated broker-dealer or bank	Sep 28, 2020
2	L•• F•••••••• L•• BD affiliated	C••• L•• BD affiliated	Naperville, Il	Affiliated broker-dealer or bank to another	Jul 13, 2020
2	C••••••• W••••• S••••••••• independent RIA	C••• L•• BD affiliated	Dallas, Tx	RIA to affiliated broker-dealer or bank	Mar 30, 2020
2	N••••• F•••••••• A•••••••• L•• unclassified	C••• L•• BD affiliated	Davis, Ca	Other	Jan 2, 2020
4	P•••••• A•••••• G••••• L•• independent RIA	C••• L•• BD affiliated	Morristown, Nj	RIA to affiliated broker-dealer or bank	Nov 12, 2019
2	S•• W••••• A•••••••• L•• unclassified	C••• L•• BD affiliated	Sarasota, Fl	Other	Oct 31, 2019
2	M•• A••••••• F•••••••• M••••••••• I••• BD affiliated	C••• L•• BD affiliated	Wexford, Pa	Affiliated broker-dealer or bank to another	Oct 18, 2019
2	L•• F•••••••• L•• BD affiliated	C••• L•• BD affiliated	W Roxbury, Ma	Affiliated broker-dealer or bank to another	Sep 25, 2019
3	L•• F•••••••• L•• BD affiliated	C••• L•• BD affiliated	Half Moon Bay, Ca +1	Affiliated broker-dealer or bank to another	Aug 26, 2019
2	A••••• F•••••••• G••••• L•• independent RIA	C••• L•• BD affiliated	Concord, Ma	RIA to affiliated broker-dealer or bank	Jun 17, 2019
3	C•••••• G•••• • C• I•• BD affiliated	C••• L•• BD affiliated	Indianapolis, In	Affiliated broker-dealer or bank to another	Jun 14, 2019
7	W•••••• • R••• BD affiliated	C••• L•• BD affiliated	Wichita, Ks	Affiliated broker-dealer or bank to another	May 31, 2019 over 5 d
3	W•••••• • R••• BD affiliated	C••• L•• BD affiliated	Edmond, Ok	Affiliated broker-dealer or bank to another	May 31, 2019 over 3 d
4	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Baton Rouge, La +1	RIA to RIA	Apr 9, 2019 over 6 d
3	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Burgettstwon, Pa	RIA to RIA	Apr 8, 2019 over 1 d
2	W•••• F•••• A••••••• wirehouse	C••• L•• independent RIA	Clive, Ia +1	Wirehouse to independent RIA	Jan 8, 2019
2	K•••••• F•••••••• A••••••• L•• independent RIA	C••• L•• independent RIA	Palatine, Il	RIA to RIA	Dec 31, 2018
3	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	C••• L•• independent RIA	Green Bay, Wi	Affiliated broker-dealer or bank to independent RIA	Dec 5, 2018
2	C•••••• W••••• A•••• M••••••••• L•• unclassified	C••• L•• independent RIA	Celebration, Fl +1	Other	Nov 26, 2018 over 4 d
2	F•••••••• A•••••••• I••••••••• M••••••••• independent RIA	C••• L•• independent RIA	Olympia, Wa	RIA to RIA	Oct 1, 2018
2	F•••• F•••••••• E••••• C••••••••• BD affiliated	C••• L•• independent RIA	Burleson, Tx	Affiliated broker-dealer or bank to independent RIA	Sep 4, 2018
2	W•••••• • R••• BD affiliated	C••• L•• independent RIA	Charleroi, Pa	Affiliated broker-dealer or bank to independent RIA	Aug 29, 2018 over 1 d
2	H•••••• I••••••••• I••• independent RIA	C••• L•• independent RIA	Deforest, Wi	RIA to RIA	Jul 19, 2018
4	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Fort Atkinson, Wi	RIA to RIA	Jun 20, 2018 over 8 d
2	P•••••• A•••••• G••••• L•• independent RIA	C••• L•• independent RIA	Cedar Rapids, Ia	RIA to RIA	Apr 30, 2018
3	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Grand Rapids, Mi	RIA to RIA	Apr 16, 2018
3	L•• F•••••••• L•• independent RIA	C••• L•• independent RIA	Sioux Falls, Sd	RIA to RIA	Mar 21, 2018
3	I•• A•••••••• L•• other	C••• L•• independent RIA	Atlanta, Ga	Other	Mar 19, 2018

derived from registration dates

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The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.