Teams that joined LPL Financial LLC

Search by name with RIA and Wealth Intelligence

1,739 teams

Advisors	From	To	Branch	Type	Left
4	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Huntington Beach, Ca +2	Affiliated broker-dealer or bank to another	Jan 28, 2022 over 10 d
2	Morgan Stanley wirehouse	LPL Financial LLC BD affiliated	Short Hills, Nj	Wirehouse to affiliated broker-dealer or bank	Jan 27, 2022
2	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Tyler, Tx +1	Wirehouse to affiliated broker-dealer or bank	Jan 20, 2022
2	V••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Holland, Mi	Affiliated broker-dealer or bank to another	Jan 20, 2022 over 8 d
2	U•• F•••••••• S••••••• I••• wirehouse	L•• F•••••••• L•• BD affiliated	Charlotte, Nc	Wirehouse to affiliated broker-dealer or bank	Jan 19, 2022
3	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Newton, Nj	Affiliated broker-dealer or bank to another	Jan 18, 2022
2	D••• D••••••• • C•• independent RIA	L•• F•••••••• L•• BD affiliated	Lincoln, Ne	RIA to affiliated broker-dealer or bank	Jan 12, 2022
3	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Hartville, Oh +1	Affiliated broker-dealer or bank to another	Jan 6, 2022 over 5 d
2	C••••••••• F•••••••• N•••••• national BD	L•• F•••••••• L•• BD affiliated	Provo, Ut +1	Affiliated broker-dealer or bank to another	Jan 4, 2022 over 8 d
8	B•• F•••••••• A•••••••• I••• unclassified	L•• F•••••••• L•• BD affiliated	Waltham, Ma	Other	Dec 31, 2021
7	H•••••••• A•••••• G••••• L•• independent RIA	L•• F•••••••• L•• BD affiliated	Downers Grove, Il +4	RIA to affiliated broker-dealer or bank	Dec 31, 2021
3	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Melville, Ny	Affiliated broker-dealer or bank to another	Dec 31, 2021
2	W••••• A••••••• S•••••••• I••• unclassified	L•• F•••••••• L•• BD affiliated	Doylestown, Pa	Other	Dec 31, 2021
2	B•• W••••• M••••••••• L•• unclassified	L•• F•••••••• L•• BD affiliated	Columbia, Md	Other	Dec 31, 2021
2	W•• A•••••••• L•• mixed wealth	L•• F•••••••• L•• BD affiliated	Northville, Mi	RIA to affiliated broker-dealer or bank	Dec 31, 2021
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Charlotte, Nc	Wirehouse to affiliated broker-dealer or bank	Dec 24, 2021 over 10 d
3	R•• C•••••• M••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Southampton, Ny +1	Affiliated broker-dealer or bank to another	Dec 20, 2021
3	O•••• F•• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Haddonfield, Nj	Affiliated broker-dealer or bank to another	Dec 17, 2021 over 6 d
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Elizabethtown, Pa	Affiliated broker-dealer or bank to another	Dec 17, 2021
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Bastrop, Tx	Affiliated broker-dealer or bank to another	Dec 17, 2021
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Santa Rosa, Ca	Wirehouse to affiliated broker-dealer or bank	Dec 16, 2021
5	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Old Tappan, Nj +1	Affiliated broker-dealer or bank to another	Dec 15, 2021 over 2 d
2	M•••• C••••••• A••••••• S•••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Palm Beach Gardens, Fl	Affiliated broker-dealer or bank to another	Dec 15, 2021
3	C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Rock Hill, Sc	Affiliated broker-dealer or bank to another	Dec 10, 2021
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Marlton, Nj +2	Wirehouse to affiliated broker-dealer or bank	Dec 10, 2021 over 12 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Newport News, Va	Affiliated broker-dealer or bank to another	Dec 10, 2021 over 7 d
2	C••• B•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Stockton, Ca	Affiliated broker-dealer or bank to another	Dec 6, 2021 over 3 d
2	O•••• I••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Richmond, Va +1	Affiliated broker-dealer or bank to another	Dec 2, 2021
2	T•••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Somerville, Nj	Affiliated broker-dealer or bank to another	Dec 2, 2021 over 5 d
2	W••••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Portland, Or	Affiliated broker-dealer or bank to another	Dec 2, 2021
3	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Irving, Tx +1	Affiliated broker-dealer or bank to another	Nov 30, 2021 over 6 d
4	V••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Tucson, Az +2	Affiliated broker-dealer or bank to another	Nov 29, 2021
3	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Wilbraham, Ma	Affiliated broker-dealer or bank to another	Nov 29, 2021
4	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Chesterfield, Mo	Affiliated broker-dealer or bank to another	Nov 23, 2021 over 6 d
12	G••••• W••••• M••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Baton Rouge, La +2	Affiliated broker-dealer or bank to another	Nov 22, 2021
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	East Setauket, Ny +1	Affiliated broker-dealer or bank to another	Nov 16, 2021
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Latham, Ny	Affiliated broker-dealer or bank to another	Nov 16, 2021
4	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Charlotte, Nc	Wirehouse to affiliated broker-dealer or bank	Nov 15, 2021
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Katonah, Ny +1	Affiliated broker-dealer or bank to another	Nov 15, 2021 over 9 d
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Chicago, Il +1	Wirehouse to affiliated broker-dealer or bank	Nov 15, 2021 over 3 d
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Burnsville, Mn	Affiliated broker-dealer or bank to another	Nov 10, 2021
3	O•••• F•• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Petaluma, Ca +1	Affiliated broker-dealer or bank to another	Nov 9, 2021 over 1 d
3	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Iselin, Nj	Affiliated broker-dealer or bank to another	Nov 9, 2021
4	F•• S••••••••• C••••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Bridgeville, Pa +1	Affiliated broker-dealer or bank to another	Nov 3, 2021 over 9 d
2	V••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Nov 3, 2021 over 9 d
2	O• I••••••••• M••••••••• C• BD affiliated	L•• F•••••••• L•• BD affiliated	Colorado Spring, Co +1	Affiliated broker-dealer or bank to another	Nov 3, 2021
2	V••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Holland, Mi	Affiliated broker-dealer or bank to another	Nov 2, 2021
2	E•••••••• A•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Memphis, Tn	Affiliated broker-dealer or bank to another	Nov 2, 2021
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	South Bend, In +1	Affiliated broker-dealer or bank to another	Oct 26, 2021 over 7 d
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Red Bank, Nj	Wirehouse to affiliated broker-dealer or bank	Oct 26, 2021
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Tempe, Az +1	Affiliated broker-dealer or bank to another	Oct 26, 2021
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Annapolis, Md	Wirehouse to affiliated broker-dealer or bank	Oct 25, 2021 over 1 d
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Linwood, Nj	Affiliated broker-dealer or bank to another	Oct 25, 2021 over 1 d
3	W••••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Waco, Tx	Affiliated broker-dealer or bank to another	Oct 21, 2021
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Scottsdale, Az	Wirehouse to affiliated broker-dealer or bank	Oct 21, 2021
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Columbia, Sc	Affiliated broker-dealer or bank to another	Oct 21, 2021
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Charles City, Ia +1	Affiliated broker-dealer or bank to another	Oct 20, 2021
2	C••••• A•••••• N••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Melville, Ny +1	Affiliated broker-dealer or bank to another	Oct 19, 2021 over 13 d
3	R•••••• J•••• • A••••••••• I••• national BD	L•• F•••••••• L•• BD affiliated	Alma, Mi	Affiliated broker-dealer or bank to another	Oct 13, 2021 over 16 d
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Germantown, Tn +1	Wirehouse to affiliated broker-dealer or bank	Oct 11, 2021 over 7 d

derived from registration dates

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