DFX Intelligence
RIA Intelligence
Advisor teams
Teams that joined Osaic Wealth, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 5 | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Tulsa, Ok +1 | Affiliated broker-dealer or bank to another | Feb 19, 2025 over 12 d |
| 8 | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Wichita, Ks | Affiliated broker-dealer or bank to another | Feb 11, 2025 |
| 3 | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Auburn, In | Affiliated broker-dealer or bank to another | Feb 11, 2025 |
| 2 | S•• BD affiliated | O•••• W•••••• I••• BD affiliated | Ann Arbor, Mi | Affiliated broker-dealer or bank to another | Jan 3, 2025 |
| 2 | U•••••• A••••••• G•••• state registered | O•••• W•••••• I••• BD affiliated | North Syracuse, Ny | Other | Dec 31, 2024 |
| 2 | B•• A••••••• G••••• L•• unclassified | O•••• W•••••• I••• BD affiliated | Dallas, Tx | Other | Dec 31, 2024 |
| 3 | I• A••••••• S•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Chester, Nj +1 | Affiliated broker-dealer or bank to another | Dec 13, 2024 |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Cheektowaga, Ny +2 | Affiliated broker-dealer or bank to another | Dec 3, 2024 |
| 2 | I••••••••• F•••••••• G••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Los Alamitos, Ca +1 | Affiliated broker-dealer or bank to another | Dec 3, 2024 |
| 4 | V•••• F•••••••• A•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Boca Raton, Fl | Affiliated broker-dealer or bank to another | Nov 25, 2024 |
| 3 | H•••••• T••••••• • K•••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Pittsburgh, Pa | Affiliated broker-dealer or bank to another | Nov 11, 2024 |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Cheektowaga, Ny +2 | Affiliated broker-dealer or bank to another | Oct 16, 2024 |
| 2 | P•••••••• A••••••• national BD | O•••• W•••••• I••• BD affiliated | Ballwin, Mo +1 | Affiliated broker-dealer or bank to another | Oct 11, 2024 |
| 2 | W•••• I••••••••• M••••••••• unclassified | O•••• W•••••• I••• BD affiliated | Olympia, Wa +1 | Other | Oct 2, 2024 |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Waukesha, Wi | Affiliated broker-dealer or bank to another | Sep 19, 2024 over 5 d |
| 3 | E•• F•••••••• A••••••• independent RIA | O•••• W•••••• I••• BD affiliated | Troy, Mi | RIA to affiliated broker-dealer or bank | Sep 3, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | O•••• W•••••• I••• BD affiliated | Charlotte, Nc | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2024 |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Peoria, Az | Affiliated broker-dealer or bank to another | Aug 9, 2024 over 4 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | White Plains, Ny +1 | Affiliated broker-dealer or bank to another | Aug 1, 2024 over 1 d |
| 2 | H•••••• T••••••• • K•••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Tulsa, Ok | Affiliated broker-dealer or bank to another | Jul 31, 2024 |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Washington, Pa +2 | Affiliated broker-dealer or bank to another | Jul 24, 2024 |
| 2 | S•• BD affiliated | O•••• W•••••• I••• BD affiliated | Toledo, Oh | Affiliated broker-dealer or bank to another | Jul 22, 2024 |
| 3 | C•••••• G•••• • C• I•• BD affiliated | O•••• W•••••• I••• BD affiliated | Syracuse, Ny | Affiliated broker-dealer or bank to another | Jun 17, 2024 over 3 d |
| 2 | T•• R••••••••• G••••• L•• independent RIA | O•••• W•••••• I••• BD affiliated | San Diego, Ca | RIA to affiliated broker-dealer or bank | Jun 10, 2024 over 10 d |
| 2 | E•••• S••••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Grand Junction, Co | Affiliated broker-dealer or bank to another | May 7, 2024 over 1 d |
| 5 | F•••• F•••••••• independent RIA | O•••• W•••••• I••• BD affiliated | Minneapolis, Mn +1 | RIA to affiliated broker-dealer or bank | May 2, 2024 |
| 2 | T•••• S••••• A•••••••• L•• independent RIA | O•••• W•••••• I••• BD affiliated | Geneva, Il | RIA to affiliated broker-dealer or bank | Apr 30, 2024 |
| 2 | H••••• A•••• M••••••••• L•• unclassified | O•••• W•••••• I••• BD affiliated | The Woodlands, Tx | Other | Apr 29, 2024 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | O•••• W•••••• I••• BD affiliated | Bangor, Me | Affiliated broker-dealer or bank to another | Apr 23, 2024 |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Papillion, Ne | Affiliated broker-dealer or bank to another | Apr 2, 2024 |
| 5 | S•• BD affiliated | O•••• W•••••• I••• BD affiliated | Morenci, Mi +2 | Affiliated broker-dealer or bank to another | Apr 1, 2024 |
| 2 | S•• BD affiliated | O•••• W•••••• I••• BD affiliated | Maumee, Oh | Affiliated broker-dealer or bank to another | Apr 1, 2024 |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Lake Oswego, Or | Affiliated broker-dealer or bank to another | Mar 28, 2024 |
| 2 | C•••••••• F••••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Hayden, Id | Affiliated broker-dealer or bank to another | Mar 14, 2024 |
| 2 | C••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Overland Park, Ks | Affiliated broker-dealer or bank to another | Mar 7, 2024 over 6 d |
| 3 | K••••• A••••••• S•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Mar 5, 2024 over 10 d |
| 4 | A••••••••• F•••••••• S•••••••• L•• national BD | O•••• W•••••• I••• BD affiliated | Hauppauge, Ny | Affiliated broker-dealer or bank to another | Feb 27, 2024 over 14 d |
| 3 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Tuscaloosa, Al | Affiliated broker-dealer or bank to another | Feb 9, 2024 |
| 4 | F•••••••• D••••••••• G••••• I••• independent RIA | O•••• W•••••• I••• BD affiliated | Maple Grove, Mn +1 | RIA to affiliated broker-dealer or bank | Feb 5, 2024 |
| 3 | P•••• S••••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Sioux Falls, Sd | Affiliated broker-dealer or bank to another | Feb 5, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Baxter, Mn | Affiliated broker-dealer or bank to another | Feb 2, 2024 |
| 4 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Hauppauge, Ny | Affiliated broker-dealer or bank to another | Jan 31, 2024 |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Rockford, Il | Affiliated broker-dealer or bank to another | Jan 31, 2024 |
| 2 | O•• D••••••• A•••• M••••••••• I••• unclassified | O•••• W•••••• I••• BD affiliated | Richmond, Va +1 | Other | Jan 2, 2024 |
| 2 | S•• BD affiliated | O•••• W•••••• I••• BD affiliated | Bay City, Mi | Affiliated broker-dealer or bank to another | Dec 12, 2023 over 3 d |
| 3 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Edina, Mn +1 | Affiliated broker-dealer or bank to another | Dec 4, 2023 |
| 2 | F•••• C•••••• A••••••• S••••••• BD affiliated | O•••• W•••••• I••• BD affiliated | Fort Worth, Tx | Affiliated broker-dealer or bank to another | Nov 27, 2023 over 8 d |
| 3 | A•••••• A••••••• S••••••• BD affiliated | O•••• W•••••• I••• BD affiliated | Huntsville, Al | Affiliated broker-dealer or bank to another | Nov 7, 2023 |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | O•••• W•••••• I••• BD affiliated | Oakbrook Terrace, Il +1 | Affiliated broker-dealer or bank to another | Oct 27, 2023 over 5 d |
| 2 | C•••••••• F•••••••• G•••• A••••••• BD affiliated | O•••• W•••••• I••• BD affiliated | Jacksonville, Fl | Affiliated broker-dealer or bank to another | Oct 26, 2023 over 1 d |
| 2 | S•• BD affiliated | O•••• W•••••• I••• BD affiliated | Carleton, Mi | Affiliated broker-dealer or bank to another | Oct 11, 2023 over 9 d |
| 2 | I•• W••••• M••••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Chicago, Il | Affiliated broker-dealer or bank to another | Oct 10, 2023 |
| 3 | F•••••••• S••••••••• L•• independent RIA | O•••• W•••••• I••• BD affiliated | Waukesha, Wi | RIA to affiliated broker-dealer or bank | Oct 9, 2023 |
| 4 | W•••• F•••• A••••••• wirehouse | O•••• W•••••• I••• BD affiliated | Dearborn, Mi +1 | Wirehouse to affiliated broker-dealer or bank | Sep 12, 2023 |
| 2 | W•••• F•••• A••••••• wirehouse | O•••• W•••••• I••• BD affiliated | Franklin, Tn | Wirehouse to affiliated broker-dealer or bank | Sep 12, 2023 |
| 2 | S•••••••• S••••••••• BD affiliated | O•••• W•••••• I••• BD affiliated | Hempstead, Ny +1 | Affiliated broker-dealer or bank to another | Sep 5, 2023 |
| 3 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Indianapolis, In +1 | Affiliated broker-dealer or bank to another | Aug 7, 2023 over 3 d |
| 3 | R•••••• J•••• • A••••••••• I••• national BD | O•••• W•••••• I••• BD affiliated | Trinity, Fl +1 | Affiliated broker-dealer or bank to another | Aug 3, 2023 over 6 d |
| 2 | S••••••• F•••••••• S•••••••• I••• independent RIA | O•••• W•••••• I••• BD affiliated | Raleigh, Nc | RIA to affiliated broker-dealer or bank | Jun 5, 2023 over 1 d |
| 2 | S••••••• F•••••••• S•••••••• I••• independent RIA | O•••• W•••••• I••• BD affiliated | Midlothian, Va | RIA to affiliated broker-dealer or bank | Jun 5, 2023 |
180 teams match.derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.