DFX Intelligence

RIA Intelligence

Advisor teams

Teams that joined Kestra Advisory Services, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
18	B. Riley Wealth Advisors, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Boca Raton, Fl +3	Affiliated broker-dealer or bank to another	Oct 30, 2024 over 1 d
2	Principal Securities, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Fort Worth, Tx	Affiliated broker-dealer or bank to another	Sep 13, 2024
2	Cetera Investment Advisers LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Sturgis, Mi	Affiliated broker-dealer or bank to another	Sep 4, 2024
2	Osaic Fa, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Aug 16, 2024
2	Osaic Wealth, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Germantown, Md +1	Affiliated broker-dealer or bank to another	May 7, 2024
7	Commonwealth Financial Network national BD	Kestra Advisory Services, LLC BD affiliated	Tucson, Az +2	Affiliated broker-dealer or bank to another	May 2, 2024 over 7 d
3	Woodbury Financial Services, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Chesterfield, Mo	Affiliated broker-dealer or bank to another	Nov 29, 2023 over 4 d
6	USA Financial Securities LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Fort Wayne, In	RIA to affiliated broker-dealer or bank	Nov 27, 2023
3	Osaic Wealth, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Bellaire, Tx	Affiliated broker-dealer or bank to another	Nov 1, 2023 over 2 d
3	Hornor, Townsend & Kent, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Towson, Md	Affiliated broker-dealer or bank to another	Oct 12, 2023
13	Osaic Wealth, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Newbury Park, Ca +2	Affiliated broker-dealer or bank to another	Oct 6, 2023 over 2 d
4	Securities America Advisors, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Vestavia Hills, Al +2	Affiliated broker-dealer or bank to another	Oct 2, 2023 over 11 d
2	LPL Financial LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Minneapolis, Mn	Affiliated broker-dealer or bank to another	Sep 20, 2023
2	LPL Financial LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Bayport, Ny	Affiliated broker-dealer or bank to another	Sep 20, 2023
2	Woodbury Financial Services, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	North Richland Hills, Tx	Affiliated broker-dealer or bank to another	Aug 3, 2023 over 1 d
2	Intervest International, Inc. independent RIA	Kestra Advisory Services, LLC BD affiliated	Colorado Springs, Co	RIA to affiliated broker-dealer or bank	Jun 6, 2023
2	Cornerstone Wealth Management, LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Des Peres, Mo	RIA to affiliated broker-dealer or bank	May 1, 2023
5	Ameriprise Financial Services, LLC national BD	Kestra Advisory Services, LLC BD affiliated	Atlanta, Ga +1	Affiliated broker-dealer or bank to another	Mar 31, 2023 over 3 d
2	Cetera Investment Advisers LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Feb 24, 2023
3	Principal Securities, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Fort Worth, Tx	Affiliated broker-dealer or bank to another	Feb 15, 2023
4	Cetera Investment Advisers LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	San Antonio, Tx	Affiliated broker-dealer or bank to another	Jan 17, 2023 over 1 d
3	Wells Fargo Advisors wirehouse	Kestra Advisory Services, LLC BD affiliated	Mars, Pa +1	Wirehouse to affiliated broker-dealer or bank	Nov 14, 2022
2	Wells Fargo Advisors wirehouse	Kestra Advisory Services, LLC BD affiliated	Hauppauge, Ny	Wirehouse to affiliated broker-dealer or bank	Sep 27, 2022 over 1 d
2	Janney Montgomery Scott LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	West Chester, Pa	Affiliated broker-dealer or bank to another	Jun 27, 2022
2	LPL Financial LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Pittsburgh, Pa	RIA to affiliated broker-dealer or bank	Jun 9, 2022 over 4 d
6	LPL Financial LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Troy, Mi +2	RIA to affiliated broker-dealer or bank	May 10, 2022 over 27 d
5	Concourse Financial Group Advisors BD affiliated	Kestra Advisory Services, LLC BD affiliated	Milledgeville, Ga	Affiliated broker-dealer or bank to another	May 2, 2022
3	World Choice Securities, Inc. state registered	Kestra Advisory Services, LLC BD affiliated	Arlington, Tx +1	Other	Apr 29, 2022
2	Concourse Financial Group Advisors BD affiliated	Kestra Advisory Services, LLC BD affiliated	Birmingham, Al	Affiliated broker-dealer or bank to another	Feb 25, 2022
15	Concourse Financial Group Advisors BD affiliated	Kestra Advisory Services, LLC BD affiliated	Orlando, Fl +1	Affiliated broker-dealer or bank to another	Feb 14, 2022 over 11 d
3	Principal Securities, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Mckinney, Tx +1	Affiliated broker-dealer or bank to another	Feb 14, 2022
3	LPL Financial LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Green Bay, Wi	Affiliated broker-dealer or bank to another	Dec 6, 2021 over 14 d
2	Wells Fargo Advisors wirehouse	Kestra Advisory Services, LLC BD affiliated	Cleveland, Oh	Wirehouse to affiliated broker-dealer or bank	Nov 22, 2021
2	LPL Financial LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	San Antonio, Tx	Affiliated broker-dealer or bank to another	Nov 19, 2021
2	Wells Fargo Advisors wirehouse	Kestra Advisory Services, LLC BD affiliated	Tolar, Tx	Wirehouse to affiliated broker-dealer or bank	Nov 8, 2021
4	Hornor, Townsend & Kent, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Chicago, Il +1	Affiliated broker-dealer or bank to another	Oct 28, 2021
2	United Capital Financial Advisors BD affiliated	Kestra Advisory Services, LLC BD affiliated	Irving, Tx	Affiliated broker-dealer or bank to another	Oct 7, 2021 over 12 d
2	Principal Securities, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Columbia, Mo	Affiliated broker-dealer or bank to another	Sep 21, 2021
2	Wells Fargo Advisors wirehouse	Kestra Advisory Services, LLC BD affiliated	Phoenix, Az	Wirehouse to affiliated broker-dealer or bank	Sep 14, 2021
2	Advisor Resource Council BD affiliated	Kestra Advisory Services, LLC BD affiliated	Dallas, Tx	Affiliated broker-dealer or bank to another	Aug 16, 2021
2	Hornor, Townsend & Kent, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Dover, De	Affiliated broker-dealer or bank to another	Jun 9, 2021
3	Cadaret Grant & Co Inc BD affiliated	Kestra Advisory Services, LLC BD affiliated	Lockport, Ny	Affiliated broker-dealer or bank to another	Jun 3, 2021
2	Wells Fargo Advisors wirehouse	Kestra Advisory Services, LLC BD affiliated	Cleburne, Tx	Wirehouse to affiliated broker-dealer or bank	May 19, 2021
4	Geneos Wealth Management, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Clarence Center, Ny	Affiliated broker-dealer or bank to another	May 14, 2021 over 5 d
5	Morgan Stanley wirehouse	Kestra Advisory Services, LLC BD affiliated	Boston, Ma	Wirehouse to affiliated broker-dealer or bank	Dec 8, 2020
2	Cuso Financial Services, L.P. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Nov 13, 2020
2	Raymond James Financial Services Advisors, Inc BD affiliated	Kestra Advisory Services, LLC BD affiliated	Fairfield, Nj	Affiliated broker-dealer or bank to another	Oct 15, 2020
7	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Kestra Advisory Services, LLC BD affiliated	Frederick, Md	Wirehouse to affiliated broker-dealer or bank	Sep 8, 2020 over 3 d
2	Waddell & Reed BD affiliated	Kestra Advisory Services, LLC BD affiliated	Surprise, Az	Affiliated broker-dealer or bank to another	Jul 23, 2020
2	Morgan Stanley wirehouse	Kestra Advisory Services, LLC BD affiliated	Boca Raton, Fl	Wirehouse to affiliated broker-dealer or bank	Jul 2, 2020
2	Raymond James Financial Services Advisors, Inc BD affiliated	Kestra Advisory Services, LLC BD affiliated	Montgomery, Al	Affiliated broker-dealer or bank to another	Feb 28, 2020
2	Cambridge Investment Research Advisors, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Manhattan, Ks	Affiliated broker-dealer or bank to another	Feb 10, 2020
2	Sagepoint Financial, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Littleton, Co	Affiliated broker-dealer or bank to another	Jan 31, 2020
2	Avantax Advisory Services BD affiliated	Kestra Advisory Services, LLC BD affiliated	Irving, Tx	Affiliated broker-dealer or bank to another	Jan 2, 2020 over 11 d
3	Commonwealth Financial Network national BD	Kestra Advisory Services, LLC BD affiliated	Essex, Ct	Affiliated broker-dealer or bank to another	Dec 31, 2019
2	Woodbury Financial Services, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Marshall, Tx	Affiliated broker-dealer or bank to another	Aug 26, 2019
3	On Investment Management Co BD affiliated	Kestra Advisory Services, LLC BD affiliated	Berlin, Oh +1	Affiliated broker-dealer or bank to another	Jul 25, 2019
3	LPL Financial LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Los Angeles, Ca +1	RIA to affiliated broker-dealer or bank	Jul 25, 2019
3	LPL Financial LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Durant, Ok +1	RIA to affiliated broker-dealer or bank	Jun 10, 2019 over 1 d
3	Foresters Advisory Services, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Phoenix, Az	Affiliated broker-dealer or bank to another	Jun 6, 2019 over 1 d

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159 teams match.derived from registration dates