Teams that joined LPL Financial LLC

Search by name with RIA and Wealth Intelligence

1,739 teams

Advisors	From	To	Branch	Type	Left
4	U.S. Bancorp Advisors, LLC BD affiliated	LPL Financial LLC BD affiliated	Ramona, Ca +3	Affiliated broker-dealer or bank to another	Jul 8, 2020 over 1 d
2	Usaa Investment Services Company no RAUM	LPL Financial LLC BD affiliated	San Antonio, Tx	Other	Jul 8, 2020 over 2 d
2	Commonwealth Financial Network national BD	LPL Financial LLC BD affiliated	Marquette, Mi	Affiliated broker-dealer or bank to another	Jul 1, 2020
4	V••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Northville, Mi +1	Affiliated broker-dealer or bank to another	Jun 29, 2020 over 3 d
3	V••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Austin, Tx +1	Affiliated broker-dealer or bank to another	Jun 26, 2020 over 11 d
3	H• B•••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Sandusky, Oh +1	Affiliated broker-dealer or bank to another	Jun 17, 2020
2	F•••• A••••• A••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	West St Paul, Mn +1	Affiliated broker-dealer or bank to another	Jun 15, 2020 over 1 d
2	W••••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Charlotte, Nc +1	Affiliated broker-dealer or bank to another	Jun 15, 2020
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	St Johnsbury, Vt	Wirehouse to affiliated broker-dealer or bank	Jun 8, 2020
3	S•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Chicago, Il	Affiliated broker-dealer or bank to another	Jun 5, 2020 over 5 d
2	W•••••• • R••• BD affiliated	L•• F•••••••• L•• BD affiliated	Bethel Park, Pa	Affiliated broker-dealer or bank to another	Jun 2, 2020 over 7 d
2	U••• I••••••••• S••••••• C•••••• BD affiliated	L•• F•••••••• L•• BD affiliated	San Antonio, Tx	Affiliated broker-dealer or bank to another	May 29, 2020 over 11 d
4	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Charlottesville, Va +1	Affiliated broker-dealer or bank to another	May 27, 2020 over 6 d
2	J•••••• W••••• I••• mixed wealth	L•• F•••••••• L•• BD affiliated	Mequon, Wi +1	RIA to affiliated broker-dealer or bank	May 27, 2020
2	F•• S••••••••• C••••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Boca Raton, Fl	Affiliated broker-dealer or bank to another	May 22, 2020 over 10 d
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Mount Laurel, Nj +2	Wirehouse to affiliated broker-dealer or bank	May 21, 2020
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Pueblo, Co	Wirehouse to affiliated broker-dealer or bank	May 19, 2020
3	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Broadview Heights, Oh	Affiliated broker-dealer or bank to another	May 18, 2020
7	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Alexandria, La +2	Affiliated broker-dealer or bank to another	May 13, 2020
2	O•••• F•• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Boston, Ma +1	Affiliated broker-dealer or bank to another	May 12, 2020 over 2 d
4	S•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Scotch Plains, Nj +2	Affiliated broker-dealer or bank to another	May 11, 2020 over 2 d
2	K•• F•••••••• S•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Portland, Or	Affiliated broker-dealer or bank to another	May 11, 2020
7	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Jefferson City, Mo +1	Affiliated broker-dealer or bank to another	Apr 30, 2020
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Lincoln, Ne +1	Affiliated broker-dealer or bank to another	Apr 30, 2020
2	T•••••• C••••••• I••• independent RIA	L•• F•••••••• L•• BD affiliated	Irvine, Ca	RIA to affiliated broker-dealer or bank	Apr 27, 2020 over 14 d
4	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Oconomowoc, Wi +2	Affiliated broker-dealer or bank to another	Apr 21, 2020 over 1 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Columbia, Mo	Affiliated broker-dealer or bank to another	Apr 21, 2020
2	C••••• D•••• A•••• M••••••••• independent RIA	L•• F•••••••• L•• BD affiliated	Peoria, Il	RIA to affiliated broker-dealer or bank	Apr 17, 2020
4	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Colorado Springs, Co +3	Affiliated broker-dealer or bank to another	Apr 16, 2020 over 14 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Johnston, Ia	Affiliated broker-dealer or bank to another	Apr 16, 2020 over 1 d
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Tryon, Nc	Wirehouse to affiliated broker-dealer or bank	Apr 7, 2020
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Winchester, Va	Affiliated broker-dealer or bank to another	Apr 3, 2020 over 4 d
7	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Lincoln, Ne +2	Affiliated broker-dealer or bank to another	Apr 2, 2020 over 13 d
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Frisco, Nc	Affiliated broker-dealer or bank to another	Mar 31, 2020
2	S••••••• W••••• • R••••••••• unclassified	L•• F•••••••• L•• BD affiliated	Tucson, Az	Other	Mar 26, 2020
2	K•• F•••••••• S•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Seattle, Wa	Affiliated broker-dealer or bank to another	Mar 24, 2020
2	J••• M••••• S••••••••• L•• wirehouse	L•• F•••••••• L•• BD affiliated	Willowbrook, Il	Wirehouse to affiliated broker-dealer or bank	Mar 17, 2020
10	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Chicago, Il	Affiliated broker-dealer or bank to another	Mar 3, 2020 over 10 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Eagle, Id	Affiliated broker-dealer or bank to another	Mar 2, 2020
2	T••••• F•••••••• P••••••• G•••• I••• unclassified	L•• F•••••••• L•• BD affiliated	Red Bank, Nj	Other	Feb 29, 2020
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Lake Forest, Il +1	Affiliated broker-dealer or bank to another	Feb 27, 2020 over 8 d
4	S•• BD affiliated	L•• F•••••••• L•• BD affiliated	Frankenmuth, Mi +2	Affiliated broker-dealer or bank to another	Feb 20, 2020
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Buffalo, Ny	Wirehouse to affiliated broker-dealer or bank	Feb 19, 2020
18	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Mccook, Ne +11	Affiliated broker-dealer or bank to another	Feb 4, 2020 over 37 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Denver, Co +1	Affiliated broker-dealer or bank to another	Feb 3, 2020 over 1 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Pittsburgh, Pa	Affiliated broker-dealer or bank to another	Jan 31, 2020
3	W••••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Mckinney, Tx	Affiliated broker-dealer or bank to another	Jan 17, 2020
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Arvada, Co +1	Affiliated broker-dealer or bank to another	Jan 16, 2020
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Helena, Mt	Affiliated broker-dealer or bank to another	Jan 16, 2020 over 1 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Bellingham, Wa +1	Affiliated broker-dealer or bank to another	Jan 16, 2020
2	C••••• A•••••• N••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Roseville, Ca	Affiliated broker-dealer or bank to another	Jan 16, 2020
7	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Omaha, Ne +2	Affiliated broker-dealer or bank to another	Jan 15, 2020 over 1 d
4	P•••••• A•••••• G••••• L•• independent RIA	L•• F•••••••• L•• BD affiliated	Morristown, Nj	RIA to affiliated broker-dealer or bank	Jan 14, 2020
2	S•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Clifton, Nj +1	Affiliated broker-dealer or bank to another	Jan 10, 2020
3	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	Jan 9, 2020 over 11 d
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Appleton, Wi	Affiliated broker-dealer or bank to another	Jan 9, 2020 over 1 d
2	S•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Portland, Or +1	Affiliated broker-dealer or bank to another	Jan 8, 2020 over 2 d
5	S•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Phoenix, Az +1	Affiliated broker-dealer or bank to another	Jan 7, 2020 over 7 d
3	N••••••••• S••••••••• L•• no RAUM	L•• F•••••••• L•• BD affiliated	Cressona, Pa +1	Other	Dec 31, 2019
2	B•••••••• L•• mixed wealth	L•• F•••••••• L•• BD affiliated	Dallas, Tx	RIA to affiliated broker-dealer or bank	Dec 19, 2019

derived from registration dates

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