DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Neo-Criterion Capital Management Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Turn/River Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ameritas Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Creative Planning reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Oceanis Financial Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Armada Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Schulmerich & Associates Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Altamont Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Valor Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Litton Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tc Latin America Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sandler O'Neill Advisors, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Valor Equity Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lsv Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wynnchurch Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- National Investment Services Of America, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fidelity Management & Research Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sagewood Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Star Asia Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rbp Investment Advisors Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sound Financial Strategies Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- California Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Oriental Financial Services Corp. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Murphy Wealth Management Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pennington Financial Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pension Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Newton Investment Management (North America) Ltd reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Southbridge Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Olympus Capital Holdings Asia reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealthplan Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Surevest, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Bedminster Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- U-Nest reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Newco Envoy Advisory Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aventine Financial Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 1607 Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Greenspring Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Platt Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Carval Investors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cambria Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dfpg Investments, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Avantax Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ra Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Steadfast Financial Solutions, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hallett Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fred Alger Management, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Southeast Asset Advisors Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Joy Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fsa Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Allen & Company Of Florida, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dice Financial Investment Advisory, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bartlett & Co. Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ftj Fundchoice, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tradition Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Global Financial Private Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jnb Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hackett Robertson Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hudock Capital Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Main Street Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Index Group reported succeeding to the business of Another Adviser (Form ADV Item 4)