DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- London And Capital Investment Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ep Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cornerstone Advisory reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Terra Vista Gestora De Recursos Ltda reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mai Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lombard Odier Transatlantic Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Total Wealth Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brightworth, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cedar Hill Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Chesme Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dunhill Financial, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cni Ccef Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cni Recf Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cni Tcef Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Chalice Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Park Piedmont Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hart Realty Advisers, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Swift Capital Partners (E.E.) reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bv Investment Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Capital One Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Macro Consulting Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cubetech Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Heritage Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hsre Securities Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Juncture Wealth Strategies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kalenjin Advisory Ltd. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Plancorp, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lake Street Advisors Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vault reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wahed reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vivaldi Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Enso Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kline Hill Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bpbi Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sst Benefits Consulting reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gill Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wasmer Schroeder & Co Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Willard B Saperston, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rtw Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Foster Dykema Cabot & Co Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Inland Investment Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- New Bond Street Investment Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Summit Global Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bordeaux Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Billeaud Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kelley Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rose Grove Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jd Financial, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cfo4Life reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Granite Investment Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Credit Value Partners, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Apogee Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- One Charles Private Wealth Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- All Terrain Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hartland & Co reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alphadyne Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alpine Investment Management,Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pilotage Private Wealth Ag reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Higher Moment Capital Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ffl reported succeeding to the business of Another Adviser (Form ADV Item 4)